Stardust Power Inc. (SDST) SEC filings document the regulatory record of a public company developing battery-grade lithium carbonate and a proposed lithium refinery in Muskogee, Oklahoma. For this company, the most relevant disclosures often involve project development, commercial agreements, financing arrangements, warrants, equity issuances, and Nasdaq listing compliance.
Quarterly reports on Form 10-Q are important because they describe operating and financial results, accounting treatment for warrants, stock-based compensation, and other capital-structure items. Stardust Power filings have described public and private warrants as derivative warrant liabilities measured at fair value, along with restricted stock units and stock option expense. These disclosures help explain how securities issued by the company affect its reported balance sheet and results.
Current reports on Form 8-K are especially important for SDST because the company uses them to report material events. Recent 8-K filings have covered a non-binding offtake letter of intent for battery-grade lithium carbonate, board appointments and resignations, an at-the-market share sales agreement, a convertible note default and share conversion, shareholder voting matters, and a Nasdaq notice concerning continued listing standards.
Proxy and shareholder meeting materials add detail on governance, director elections, and equity incentive plans. Registration statements and financing-related filings can show how the company may raise capital for general corporate purposes. Form 4 insider transaction reports, if filed, may be used to review changes in beneficial ownership by directors, officers, and other reporting persons. Annual reports on Form 10-K, quarterly reports on Form 10-Q, and current reports on Form 8-K together provide the core regulatory record for evaluating Stardust Power’s public disclosures.
Stardust Power Inc. has filed a prospectus supplement covering the resale of up to 1,302,451 shares of common stock by existing selling stockholders. The shares include stock and warrants originally issued for advisory services, loan financing, a license agreement, a private placement, and a warrant inducement.
The company is not selling shares in this offering and will not receive proceeds from stockholder resales, but could receive up to $17,405,743 in gross proceeds if the covered warrants are exercised for cash. The supplement also includes a Form 8-K announcing the appointment of Bruce Czachor as General Counsel, Chief Compliance Officer and Secretary, with a $400,000 base salary, a 75% target bonus, and a 40,000-share sign-on equity award.
Stardust Power Inc. filed a prospectus supplement covering the resale of up to 1,302,451 shares of common stock by existing selling stockholders. The company itself is not selling shares in this offering and will not receive proceeds from these resales, although it may receive up to $17,405,743 if related warrants are exercised for cash.
Attached is a Form 8-K describing a financing with Lind Global Asset Management XIII LLC, under which Stardust Power received approximately $4.0 million in gross proceeds in exchange for a $4.8 million senior secured convertible promissory note due December 23, 2027 and a warrant to purchase about 419,162 shares. The note bears no cash interest, is repayable in 20 monthly installments of $240,000 starting 120 days after issuance, and can be repaid in cash, stock, or a combination at the company’s option, using a discount to volume-weighted average price to determine any share-based repayments. The note and related security, pledge, and guarantee agreements are secured by all company and subsidiary assets, include customary events of default, and contain conversion price adjustments, ownership caps of 4.99%/9.99%, and a Nasdaq 19.99% issuance cap that may require cash repayment if shareholder approval is not obtained.
Stardust Power Inc. filed a prospectus supplement covering the resale of up to 5,519,087 shares of common stock and up to 5,566,667 warrants by existing securityholders. These resale shares, excluding warrant exercises, equal about 91.74% of common stock outstanding as of April 28, 2025, and could create significant selling pressure.
The company will not receive proceeds from these resales and will only receive cash if warrants are exercised, which is uncertain given its common stock last traded at $3.32 versus much higher historical pricing levels. Separately, Stardust raised approximately $4.0 million of gross proceeds through a senior secured convertible promissory note of $4.8 million and a warrant issued to Lind Global Asset Management XIII LLC, with the note payable over 20 monthly installments and optionally repayable in stock at a discount to market.
Stardust Power Inc. has filed an S-1 to register up to 2,000,000 shares of common stock for resale by B. Riley Principal Capital II, LLC under a committed equity facility. The company is not selling shares in this prospectus and will not receive proceeds from these resales.
Under a February 12, 2026 Purchase Agreement, Stardust Power may later sell B. Riley up to $10 million of stock. Stardust is a development-stage U.S. lithium refinery developer with no revenue and about $64.5 million in accumulated losses from March 16, 2023 through September 30, 2025, and has disclosed substantial doubt about its ability to continue as a going concern.
Stardust Power, Inc. is registering the resale of up to 1,896,998 shares of common stock held by Lind Global Asset Management XIII LLC and B. Riley Principal Capital II LLC. These shares stem from a $4.8 million convertible note, related warrants, and a B. Riley termination agreement.
The company will not receive proceeds from resales, but could receive about $2.4 million if Lind exercises its warrant for cash. Stardust Power is a development-stage lithium refinery business with no revenue to date, cumulative losses of about $64.5 million, and substantial doubt raised about its ability to continue as a going concern.
Stardust Power Inc. filed an S-1 to register the resale of up to 1,896,998 shares of common stock held by Lind Global Asset Management XIII LLC and B. Riley Principal Capital II LLC. The shares include 1,450,000 issuable on conversion or repayment of a $4.8 million Lind convertible note, 411,245 issuable upon exercise of a Lind warrant, and 35,753 B. Riley shares tied to a terminated equity agreement.
The company is not selling shares in this filing and will receive no proceeds from resales, though it would receive about $2.4 million if the Lind warrant is exercised for cash. Stardust Power is a development-stage lithium refinery developer planning a 50,000 tpa battery-grade lithium facility in Oklahoma, has generated no revenue, and reports cumulative losses of about $64.5 million from March 16, 2023 to September 30, 2025, with substantial doubt about its ability to continue as a going concern. As of January 30, 2026, 9,869,558 shares were outstanding, rising to 11,730,803 if all note and warrant shares are issued.
Stardust Power Inc. filed an initial ownership report for executive Bruce Czachor, who serves as GC, CCO and Secretary. As of the event date of 01/26/2026, the filing states that he beneficially owns no securities of Stardust Power Inc.
Stardust Power Inc. appointed Bruce Czachor as General Counsel, Chief Compliance Officer and Secretary, effective January 26, 2026. He brings more than 35 years of legal and corporate experience, including serving as Executive Vice President – Chief Legal Officer and Secretary of Piedmont Lithium Inc.
Under his new employment agreement, Mr. Czachor will receive a base salary of $400,000, a discretionary annual bonus targeted at 75% of base salary with a maximum of 200% of the Target Bonus, and a sign-on award of 40,000 shares of common stock. He is eligible for company benefit plans, expense reimbursement and future equity awards.
The agreement provides severance protections upon certain terminations, including up to 12 months of salary, COBRA premium payments, and full vesting of equity awards, with enhanced cash severance and equity vesting if termination occurs around a change in control. It also includes confidentiality, a one-year non-competition covenant, and other post-termination restrictions.
Stardust Power Inc. reported that it has received an air quality construction permit from the Oklahoma Department of Environmental Quality for its Muskogee lithium carbonate refinery project. This approval is described as the environmental permit required for construction and commissioning of the facility, meaning the project can move forward under state environmental rules. The company disclosed this news via a press release furnished as an exhibit to this report.