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Stardust Power Inc. Warrant 8-K Filings

SDSTW NASDAQ

Every 8-K that Stardust Power Inc. Warrant (SDSTW) has filed with the SEC in the last 24 months is listed below, newest first, and each one links through to the document itself with the summary and the scores our analysis gives it.

A 8-K covers material events a company has to report between its quarterly reports, so if you follow SDSTW and want that one kind of document rather than the whole filing history, this is the page to keep. The company's other filings, of every form, are on the full SDSTW filings page.

Rhea-AI Summary

Stardust Power Inc. (SDST) reports that a prior event of default under its $4,800,000 Senior Secured Convertible Promissory Note with Lind Global Asset Management XIII LLC has led Lind to force a partial conversion of the note. The default was triggered when the company’s market capitalization stayed below $15.0 million for ten consecutive trading days, which allows Lind to require conversion of principal into common stock.

On August 17, 2026, Lind elected to convert $150,000 of principal at a conversion price of $0.492 per share, and on August 20, 2026 the company issued 304,878 shares of common stock to Lind. After this conversion, $3,430,000 of principal remained outstanding under the note and the company had 14,523,933 common shares issued and outstanding. The conversion generated no cash proceeds for Stardust Power and may result in additional amounts becoming due, including any mandatory default amount.

Rhea-AI Summary

Stardust Power Inc. reported the appointment of V. Ray Rivers to its Board of Directors, effective August 10, 2026, to serve until the 2027 annual meeting, also placing him on the Audit and Compensation Committees. The Board determined he qualifies as an independent director under Nasdaq standards. Rivers brings over three decades of capital markets and institutional investment experience from senior roles at several Wall Street firms and as Co-Chair of the Greenwich Economic Forum.

His compensation includes an annual cash retainer of $25,000, an Audit Committee retainer of $7,500, and a Compensation Committee retainer of $5,000, all pro-rated for 2026, plus an expected future stock grant of approximately $100,000 under the company’s 2024 equity plan. Stardust Power describes itself as building a major battery-grade lithium carbonate refinery in Oklahoma with planned capacity of up to 50,000 metric tons per annum.

Rhea-AI Summary

Stardust Power Inc. entered into a non-binding Letter of Intent with Charge CCCV LLC (C4V) for potential supply of battery-grade lithium carbonate from Stardust Power’s planned Muskogee, Oklahoma refinery. C4V’s preliminary demand forecast envisions a phased offtake of 3,000 MT in 2028, 10,000 MT in 2029 and 20,000 MT by 2030, tied to its expanding U.S. battery manufacturing joint ventures.

The company notes that volumes, pricing and schedules remain subject to negotiation and execution of a definitive agreement, with no assurance such an agreement will be reached. Stardust Power also references a previously disclosed non-binding letter of agreement with a global trading house to sell up to 25,000 metric tons per year for 10 years, with an option to extend 5 years. Together, these arrangements are described as covering a substantial portion of the refinery’s expected up to 50,000 metric tons per annum capacity and supporting a potential pipeline of up to billions of dollars in sales, while the company continues to highlight substantial doubt about its ability to continue as a going concern and its need for additional financing.

Rhea-AI Summary

Stardust Power Inc. reported that director Charlotte Nangolo resigned from its Board of Directors, effective immediately on July 20, 2026. She also resigned as a member of the Board’s Audit and Compensation Committees. She told the company her decision was for personal reasons and not due to any disagreement regarding operations, policies, or practices.

The company’s securities listed on The Nasdaq Capital Market include common stock, par value $0.0001 per share under the symbol SDST, and redeemable warrants under SDSTW, with 10 warrants exercisable for one share of common stock at an exercise price of $115.00.

Rhea-AI Summary

Stardust Power Inc. reported a leadership change, stating it will not renew the Executive Employment Agreement with Bruce Czachor, its General Counsel, Chief Compliance Officer and Secretary. The company gave notice on June 30, 2026, and his last day of employment will be January 25, 2027, providing a transition period for legal, compliance and corporate governance responsibilities. The filing also lists the company’s common stock and redeemable warrants as trading on the Nasdaq Capital Market.

Rhea-AI Summary

Stardust Power Inc. received notice from Nasdaq that it no longer meets the Nasdaq Capital Market’s continued listing standards, including the $35 million market value of listed securities requirement maintained for 30 consecutive business days. The company has 180 calendar days, until October 21, 2026, to regain compliance by meeting any of Nasdaq Listing Rule 5550(b)’s alternative standards for equity, market value, or net income. The notice does not immediately affect trading of its common stock or warrants. Separately, Stardust Power’s proposed Lithium Refinery Project received expressions of support from the Oklahoma Governor’s Office and the Oklahoma Department of Commerce, citing the state’s energy hub status and potential for jobs and capital investment.

Rhea-AI Summary

Stardust Power Inc. announced a non-binding Letter of Intent with a single institutional investor outlining a framework for up to $150 million of project-level financing for its planned lithium refinery in Muskogee, Oklahoma. The potential investment may be structured across equity, debt, or hybrid instruments and is intended to complement funding from other investors while helping shape long-term capital plans.

The refinery is designed to produce up to 50,000 metric tons per annum of battery-grade lithium carbonate, in two phases of about 25,000 metric tons per year each. Stardust Power has completed a FEL-3 engineering study, obtained key permits including an air permit from the Oklahoma Department of Environmental Quality, and continues broader project-level financing discussions, but the LOI remains subject to due diligence and definitive agreements.

Rhea-AI Summary

Stardust Power Inc. has signed a non-binding Letter of Intent with a strategic counterparty to supply up to 15,000 metric tons per year of lithium carbonate equivalent in the form of lithium chloride. The feedstock would support the company’s planned Muskogee, Oklahoma lithium refinery.

The LOI is tied to a lithium brine project in California and contemplates initial deliveries beginning in the first half of 2028, with an option for Stardust Power to purchase additional volumes at its discretion. The Muskogee refinery is being developed with planned capacity of up to 50,000 metric tons of battery-grade lithium carbonate annually, supported by completion of an FEL-3 engineering study and receipt of an air quality construction permit.

The agreement remains non-binding and subject to further due diligence and negotiation of a definitive agreement, with no certainty that such agreement will be executed.

Rhea-AI Summary

Stardust Power Inc. entered into a Common Stock Purchase Agreement with B. Riley Principal Capital II, giving it the right to raise up to $10.0 million by selling common stock over a 36‑month period at its discretion. Purchases are priced off Nasdaq VWAP with a fixed 3.0% discount through Market Open and Intraday purchases, subject to trading, pricing and volume conditions. Nasdaq rules cap issuances at 1,972,924 shares, equal to 19.99% of shares outstanding before the agreement, unless pricing thresholds or stockholder approval remove that limit, and B. Riley’s beneficial ownership is limited to 4.99%. The company expects to use any proceeds for working capital, general corporate purposes, and to support pre‑construction, construction and long‑term growth activities.

Rhea-AI Summary

Stardust Power Inc. appointed Bruce Czachor as General Counsel, Chief Compliance Officer and Secretary, effective January 26, 2026. He brings more than 35 years of legal and corporate experience, including serving as Executive Vice President – Chief Legal Officer and Secretary of Piedmont Lithium Inc.

Under his new employment agreement, Mr. Czachor will receive a base salary of $400,000, a discretionary annual bonus targeted at 75% of base salary with a maximum of 200% of the Target Bonus, and a sign-on award of 40,000 shares of common stock. He is eligible for company benefit plans, expense reimbursement and future equity awards.

The agreement provides severance protections upon certain terminations, including up to 12 months of salary, COBRA premium payments, and full vesting of equity awards, with enhanced cash severance and equity vesting if termination occurs around a change in control. It also includes confidentiality, a one-year non-competition covenant, and other post-termination restrictions.

Rhea-AI Summary

Stardust Power Inc. reported that it has received an air quality construction permit from the Oklahoma Department of Environmental Quality for its Muskogee lithium carbonate refinery project. This approval is described as the environmental permit required for construction and commissioning of the facility, meaning the project can move forward under state environmental rules. The company disclosed this news via a press release furnished as an exhibit to this report.

Rhea-AI Summary

Stardust Power Inc. filed a report stating that on September 9, 2025 it issued a press release announcing the successful completion of the Front-End Loading (FEL-3) study for its lithium processing facility in Muskogee, Oklahoma.

The press release, attached as Exhibit 99.1, describes the project’s estimated capital cost, projected timeline, and key design parameters, giving more detail on how the planned facility is expected to be built and scheduled. The filing highlights this engineering milestone as a step forward in the company’s Oklahoma lithium processing project.

Rhea-AI Summary

Stardust Power Inc. is implementing a 1-for-10 reverse stock split of its common stock. The company filed a certificate of amendment in Delaware after stockholders had previously approved the split and authorized the board to set the final ratio and timing.

The reverse split will take effect on September 8, 2025 at 12:01 a.m. Eastern Time, with shares beginning to trade on a split-adjusted basis on the Nasdaq Global Market that same day. Every 10 issued and outstanding shares of common stock will be combined into one share, while the par value and other terms of the common stock will remain unchanged. No fractional shares will be issued; instead, stockholders entitled to a fraction will receive a cash payment based on the closing price on September 5, 2025 multiplied by their post-split fractional interest.

Rhea-AI Summary

Stardust Power Inc. (Nasdaq: SDST) filed a Form 8-K dated 19 June 2025 reporting the resignation of director Martyn Buttenshaw from the Board, effective the same day. The company states the departure was not the result of any disagreement concerning operations, policies or practices. No successor, compensation changes or additional governance actions were disclosed. Aside from standard header information on the company’s common stock and warrant listings, the filing contains no financial statements, earnings data or strategic developments.