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Sea Ltd. (SE) plans potential sale of 1.54M ADS from equity awards

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
144

Rhea-AI Filing Summary

Sea Ltd. (SE) filed to potentially sell up to 1,538,400 ADS through Goldman Sachs & Co. LLC on the NYSE, dated 08/11/2026. The ADSs are tied to multiple equity compensation events, including execution of vested employee stock options and vesting of restricted share units between 08/10/2020 and 03/31/2026.

Positive

  • None.

Negative

  • None.
ADS proposed for sale 1,538,400 ADS Maximum ADS listed in connection with planned sale dated 08/11/2026
Option exercise on 08/10/2020 148,657 ADS Execution of vested employee stock options, compensation for service rendered
Option exercise on 12/30/2024 411,958 ADS Execution of vested employee stock options, compensation for service rendered
Option exercise on 12/18/2025 30,000 ADS Execution of vested employee stock options, compensation for service rendered
Option exercise on 03/31/2026 938,261 ADS Execution of vested employee stock options, compensation for service rendered
RSU vesting on 03/31/2026 1,866 ADS Vesting of restricted share units, compensation for service rendered
American Depositary Shares financial
"ADS | Goldman Sachs & Co. LLC 200 West Street New York NY 10282"
American depositary shares (ADSs) are a way for investors in the United States to buy shares of foreign companies without dealing with international markets directly. They represent ownership in a foreign company's stock and are traded on U.S. stock exchanges, making it easier for American investors to buy, sell, and own parts of companies from around the world.
Execution of vested employee stock options financial
"ADS | 08/10/2020 | Execution of vested employee stock options | Issuer"
Vesting of restricted share units financial
"ADS | 09/30/2024 | Vesting of restricted share units | Issuer"
compensation for service rendered financial
"148657 | 08/10/2020 | Compensation for service rendered"

FAQ

What does Sea Ltd. (SE) disclose in this Form 144 filing?
Sea Ltd. discloses a potential sale of up to 1,538,400 ADS through Goldman Sachs & Co. LLC on the NYSE, with shares sourced from prior employee stock option exercises and restricted share unit vesting events.

How many Sea Ltd. (SE) ADS are proposed to be sold?
The filing lists a proposed sale of up to 1,538,400 ADS. These ADSs are associated with various compensation-related issuances, including option exercises and restricted share unit vesting between 2020 and 2026.

Which broker is handling the potential Sea Ltd. (SE) ADS sale?
The proposed sale is to be executed through Goldman Sachs & Co. LLC, located at 200 West Street, New York, NY 10282, with the ADSs listed for trading on the NYSE.

What are the sources of the Sea Ltd. (SE) ADS to be sold?
The ADSs come from execution of vested employee stock options and vesting of restricted share units, each noted as compensation for services rendered on dates from 08/10/2020 through 03/31/2026.

Does this Sea Ltd. (SE) filing indicate recent equity compensation events?
Yes. It lists several recent events, including 938,261 ADS from option exercises and 1,866 ADS from restricted share unit vesting on 03/31/2026, all categorized as compensation for service rendered.

Are the Sea Ltd. (SE) ADS sales already completed or only proposed?
The document describes ADS to be sold, indicating a proposed or planned sale of up to 1,538,400 ADS, rather than confirming that the sales have already occurred.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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144: Filer Information

144: Issuer Information

144: Securities Information



Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold


* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.



Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

144: Remarks and Signature

Source: View Original Filing on SEC EDGAR