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Vivid Seats (SEAT) CFO exercises 19,113 RSUs and ends with 30,266 shares

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Vivid Seats Inc. Chief Financial Officer Thomas Joseph D. Jr. reported routine equity compensation activity involving Class A common stock and Restricted Stock Units (RSUs). He exercised 19,113 RSUs into an equivalent number of Class A shares and 4,654 shares were disposed of to cover tax obligations.

Following these transactions, he holds 30,266 shares of Class A common stock directly and 114,679 RSUs. Each RSU represents a contingent right to receive one Class A share. One-eighth of the RSUs vested on the grant date and the remainder vests in equal quarterly installments beginning on June 11, 2026, becoming fully vested on December 11, 2027.

Positive

  • None.

Negative

  • None.
Insider Thomas Joseph D. Jr.
Role Chief Financial Officer
Type Security Shares Price Value
Exercise Restricted Stock Units 19,113 $0.00 --
Exercise Class A Common Stock 19,113 $0.00 --
Tax Withholding Class A Common Stock 4,654 $8.53 $40K
Holdings After Transaction: Restricted Stock Units — 114,679 shares (Direct, null); Class A Common Stock — 30,266 shares (Direct, null)
Footnotes (1)
  1. Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Class A common stock. One-eighth of the RSUs vested on the grant date. The remainder of the RSUs vest in equal quarterly installments beginning on June 11, 2026 such that they will be fully vested on December 11, 2027. The RSUs do not have an expiration date.
RSUs exercised 19,113 shares RSUs converted to Class A Common Stock on June 11, 2026
Tax-withholding shares 4,654 shares Shares delivered to satisfy tax liability on June 11, 2026
Common shares after transactions 30,266 shares Direct Class A Common Stock holdings following Form 4 transactions
RSUs remaining 114,679 units Restricted Stock Units outstanding after the reported exercise
Vesting start June 11, 2026 Quarterly vesting of remaining RSUs begins on this date
Full vesting date December 11, 2027 All RSUs scheduled to be fully vested by this date
Restricted Stock Unit ("RSU") financial
"Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share"
tax-withholding disposition financial
"Payment of exercise price or tax liability by delivering securities"
A tax-withholding disposition is an event or transaction—such as selling or transferring securities, exercising options, or receiving compensation—that triggers a requirement to hold back part of the payment and remit it to tax authorities. It matters to investors because it reduces the cash they receive immediately and can change the timing and amount of taxable income, like a cashier taking a portion of your sale proceeds to pay taxes before you get the rest.
derivative security financial
"Exercise or conversion of derivative security"
A derivative security is a financial contract whose value comes from the price or performance of something else, such as a stock, bond, commodity, or market index. For investors it acts like an insurance policy or a wager: it can be used to protect against losses, lock in prices, or amplify gains and losses, so it can change a portfolio’s risk and potential return without owning the underlying asset directly.
Class A Common Stock financial
"Each RSU represents a contingent right to receive one share of Class A common stock"
Class A common stock is a category of a company’s shares that carries a specific set of ownership rights—most commonly defined voting power and claims on dividends—set out in the company’s charter. For investors it matters because the class determines how much influence you have over corporate decisions, the share’s likely dividend and trading behavior, and how it compares in value to other share classes, like choosing a particular seat with different privileges at the company’s decision-making table.
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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Thomas Joseph D. Jr.

(Last)(First)(Middle)
C/O VIVID SEATS INC.
24 E. WASHINGTON ST., STE. 900

(Street)
CHICAGO ILLINOIS 60602

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Vivid Seats Inc. [ SEAT ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chief Financial Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/11/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Class A Common Stock06/11/2026M19,113A(1)30,266D
Class A Common Stock06/11/2026F4,654D$8.5325,612D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(1)06/11/2026M19,113 (2) (2)Class A Common Stock19,113$0114,679D
Explanation of Responses:
1. Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Class A common stock.
2. One-eighth of the RSUs vested on the grant date. The remainder of the RSUs vest in equal quarterly installments beginning on June 11, 2026 such that they will be fully vested on December 11, 2027. The RSUs do not have an expiration date.
/s/ Joseph Thomas06/15/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What did Vivid Seats (SEAT) CFO Thomas Joseph D. Jr. report in this Form 4?

The CFO reported routine equity compensation activity. He exercised 19,113 Restricted Stock Units into Class A common stock and 4,654 shares were withheld to cover tax liabilities, leaving him with 30,266 Class A shares and 114,679 RSUs.

How many Vivid Seats (SEAT) shares does the CFO own after these transactions?

After the reported transactions, the CFO directly owns 30,266 shares of Vivid Seats Class A common stock. He also holds 114,679 Restricted Stock Units, each representing a contingent right to receive one additional Class A share, subject to vesting conditions.

What are the key details of the CFO’s Restricted Stock Units at Vivid Seats (SEAT)?

Each Restricted Stock Unit represents a right to receive one Class A share. One-eighth vested on the grant date, and the remaining RSUs vest in equal quarterly installments starting June 11, 2026, becoming fully vested on December 11, 2027, with no expiration date.

Was there an open-market sale of Vivid Seats (SEAT) stock in this Form 4?

No open-market sale was reported. The 4,654-share disposition was coded as a tax-withholding transaction, meaning shares were delivered to cover tax obligations related to the equity award, not sold in the open market.

How many Vivid Seats (SEAT) RSUs did the CFO convert to Class A shares?

The CFO converted 19,113 Restricted Stock Units into 19,113 shares of Vivid Seats Class A common stock. This exercise increased his direct stock holdings while reducing his RSU balance, which now stands at 114,679 units after the conversion.

When will the remaining Vivid Seats (SEAT) RSUs held by the CFO fully vest?

The remaining Restricted Stock Units vest in equal quarterly installments starting June 11, 2026. According to the vesting schedule, all RSUs will be fully vested by December 11, 2027, assuming continued satisfaction of the award’s vesting conditions.