Securitize CFO gets 161,140-share RSU award

Securitize Corp.’s chief financial officer received a 161,140-unit RSU equity award with multi-year, quarterly vesting beginning July 23, 2027.

Rhea-AI Filing Summary

Securitize Corp. (symbol: SECZ) is the issuer of record for a Form 4 filing submitted to the SEC. Flores Junco Jose Francisco reported acquisition or exercise transactions in this Form 4 filing.

Securitize Corp. (SECZ) reported that its Chief Financial Officer, Jose Francisco Flores Junco, received a grant of 161,140 Restricted Stock Units (RSUs) representing contingent rights to receive an equal number of Common Shares. After this award, he directly holds 181,468 Common Shares or RSUs.

According to the award terms, 25% of the RSUs vest on July 23, 2027, and the remaining 75% vest in 12 equal installments every three months after that first vesting date.

Insider Trade Summary

Grant/Award: 161,140 shares

Grant/Award 1 txn

Insider Flores Junco Jose Francisco

Role Chief Financial Officer

Type	Security	Shares	Price	Value
Grant/Award	Common Shares F1	161,140	$0.00	$0.00

Holdings After Transaction: Common Shares — 181,468 shares (Direct)

Footnotes (1)

1. F1. Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock. Twenty-five percent (25%) of the RSUs shall become vested on July 23, 2027 ("First Vesting Date"), and the remaining seventy-five percent (75%) of the RSUs shall become vested in twelve (12) equal installments every three (3) months after the First Vesting Date.

Key Figures

RSUs granted: 161,140 units Shares/RSUs held after transaction: 181,468 units Initial vesting portion: 25% +3 more

6 metrics

RSUs granted 161,140 units Grant of Restricted Stock Units on September 10, 2026

Shares/RSUs held after transaction 181,468 units Direct holdings following the September 10, 2026 RSU grant

Initial vesting portion 25% Portion of RSUs vesting on July 23, 2027

Remaining vesting portion 75% Balance vesting in 12 equal installments every three months after July 23, 2027

Number of post-first-vesting installments 12 installments Quarterly vesting tranches after the first vesting date

Reported award price per RSU $0.00 per unit Compensation-related RSU grant to CFO

Key Terms

Restricted Stock Unit ("RSU"), contingent right, vested, installments

4 terms

Restricted Stock Unit ("RSU") financial

"Each Restricted Stock Unit ("RSU") represents a contingent right"

contingent right financial

"represents a contingent right to receive one share"

vested financial

"Twenty-five percent (25%) of the RSUs shall become vested on July 23, 2027"

installments financial

"remaining seventy-five percent (75%) of the RSUs shall become vested in twelve (12) equal installments"

Installments are a series of scheduled partial payments that together cover a larger amount owed or due, like paying for a purchase or loan in weekly or monthly pieces rather than all at once. For investors, installments matter because they change when cash moves between parties, affect a company’s or counterparty’s short-term cash flow and risk of missed payments, and can influence valuation or perceived financial stability much like spreading the cost of a car over monthly payments.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did SECZ disclose for its CFO?

Securitize Corp. disclosed that its CFO, Jose Francisco Flores Junco, received an award of 161,140 RSUs on September 10, 2026, representing contingent rights to receive an equal number of Common Shares at no stated purchase price.

How many Securitize Corp. (SECZ) shares does the CFO hold after this RSU grant?

After the reported RSU grant, the CFO directly holds 181,468 Common Shares or equivalent RSUs of Securitize Corp., according to the Form 4 disclosure for the September 10, 2026 transaction.

What is the vesting schedule of the 161,140 RSUs granted by SECZ?

The 161,140 RSUs vest as follows: 25% vest on July 23, 2027, and the remaining 75% vest in 12 equal installments every three months after that first vesting date, as described in the award footnote.

Did the Securitize Corp. (SECZ) CFO buy or sell shares in the market?

No open-market buy or sell was reported. The Form 4 shows a grant/award acquisition of 161,140 RSUs with a reported price of $0.00 per unit, reflecting a compensation-related equity award rather than a market transaction.

Was the SECZ CFO’s RSU transaction under a Rule 10b5-1 plan?

The filing indicates the Rule 10b5-1 checkbox is not affirmed, and the footnotes do not state that the RSU award was made under a Rule 10b5-1 trading plan.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 09/14/2026 - 02:43 PM Accepted by SEC EDGAR 09/14/2026 - 02:43 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Flores Junco Jose Francisco

(Last) (First) (Middle)

78 SW 7TH ST STE 500

(Street)

MIAMI FLORIDA 33130

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Securitize Corp. [ SECZ ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Financial Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
09/10/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Shares	09/10/2026		A		161,140(1)	A	$0	181,468	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock. Twenty-five percent (25%) of the RSUs shall become vested on July 23, 2027 ("First Vesting Date"), and the remaining seventy-five percent (75%) of the RSUs shall become vested in twelve (12) equal installments every three (3) months after the First Vesting Date.

Remarks:

	/s/ Jerome Roche, attorney-in-fact for Francisco Flores	09/12/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)