Welcome to our dedicated page for Securitize SEC filings (Ticker: SECZ), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
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Carlos Domingo filed a Schedule 13D reporting beneficial ownership of 9,016,960 shares of Securitize Corp. common stock, representing 5.4% of the class. This includes options to purchase 3,097,447 shares exercisable within 60 days of July 8, 2026.
The stake reflects equity received in a July 1, 2026 business combination between Old Securitize and Cantor Equity Partners II, Inc., where Old Securitize securities converted into Securitize Corp. shares at an exchange ratio of approximately 4.4439454. Part of Domingo’s holdings are structured through multiple dynasty LLC trusts over which he has sole voting power.
His shares are subject to lock-up agreements for 180 days from closing, with potential early release of portions if the stock’s VWAP exceeds price thresholds of $15.00, $17.50 and $20.00 for specified trading periods. Domingo is also party to a registration rights agreement giving certain holders shelf and piggy-back registration rights, and has pledged 666,591 shares as collateral for a $3.5 million loan.
Blockchain Capital-affiliated funds have disclosed a 6.0% beneficial stake in Securitize Corp. following a business combination. The reporting group holds 9,831,423 shares of common stock, based on 163,218,683 shares outstanding as of July 1, 2026.
The position was received as consideration in a merger involving Cantor Equity Partners II, Securitize, Inc. and related entities, using an exchange ratio of approximately 4.4439454 Securitize shares for each former Securitize, Inc. share or equity award. The securities are subject to lock-up agreements for 180 days from closing, with one-third of the restricted shares eligible for early release if the volume-weighted average price exceeds $15.00, $17.50 and $20.00 for at least 20 of 30 consecutive trading days starting 90 days after closing. Blockchain Capital principals Brad and P. Bartlett Stephens may be deemed to share voting and dispositive power over these holdings.
Securitize Corp. has completed its business combination with Cantor Equity Partners II, Inc. (CEPT), creating a new publicly traded parent company listed on the NYSE under the ticker SECZ. The deal is accounted for as a reverse recapitalization, with Securitize treated as the accounting acquirer.
At closing, holders of 6,842,508 CEPT Class A shares, about 28.5% of those with redemption rights, redeemed at roughly $10.60 per share, for an aggregate $72.5 million. Concurrently, PIPE investors purchased 19,735,000 CEPT Class A shares at $10.00 per share, adding about $197.4 million of gross proceeds to the structure.
Each CEPT ordinary share converted into one share of PubCo common stock, while each Securitize common share converted into approximately 4.44 PubCo shares. After the transaction, PubCo had 163,218,683 common shares outstanding, with Securitize preferred securityholders holding about 45.5%, Securitize common securityholders 27.9%, PIPE investors 12.1%, public shareholders 10.5%, and the sponsor 4.0%.
Securitize Corp. director Elyashiv Tal filed an initial Form 3 ownership report with the SEC for company stock. The filing lists Tal as a director and confirms he is not a ten percent owner, and it does not report any insider transactions or derivative positions.
Securitize Corp. director William Bradford Stephens filed an initial Form 3 reporting his status as a director of the company. The filing shows no reportable common stock or derivative holdings and no recent transactions, indicating this is a baseline ownership disclosure rather than a buy or sell event.
Securitize Corp. filed an initial ownership report for director Sunil Sabharwal on Form 3. The filing identifies him as a director and shows no reported purchases, sales, option exercises, gifts, tax withholdings, or other transactions, and no derivative positions.
Securitize Corp. filed an initial ownership report for Chief Operating Officer Miller William Dawson. This Form 3-style disclosure lists him as an officer and shows no reported transactions or share holdings at this time, serving as a baseline for any future insider activity.
Securitize Corp. director Macieira-Kaufmann Rebecca Lynn has filed an initial insider ownership report. The data show no reported transactions, with buy, sell, acquire, and dispose counts all at zero. No common stock or derivative holdings are listed in this filing excerpt.
Securitize Corp. filed an initial insider ownership report for director Sanchez Rodriquez Manuel on Form 3. The filing lists him as a director of the company but shows no transactions, acquisitions, or dispositions of the company’s securities. This establishes his status as an insider without reporting any current holdings or recent trades.
Securitize Corp. filed an initial Form 3 for Brett Wilson Redfearn, who is identified as both a director and an officer with the title of President. The filing does not report any buy, sell, or other security transactions and shows no derivative positions or holding entries in this excerpt. Redfearn is not flagged as a ten percent owner.