Welcome to our dedicated page for Securitize SEC filings (Ticker: SECZ), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
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Securitize Corp. director William Dawson Miller reported acquiring new equity awards rather than buying shares on the market. He received 16,288 Common Shares and stock options covering a total of 364,402 Common Shares at exercise prices of $0.39 and $0.59 per share. Some Common Shares are tied to an earnout that vests in thirds if the 20‑day volume‑weighted average price reaches $15.00, $20.00, and $25.00 during a specified period ending on July 1, 2031. Footnotes explain these options were issued in connection with mergers under a Business Combination Agreement, with portions already vested and the remaining options vesting quarterly.
Securitize Corp. Chief Financial Officer Jose Francisco Flores Junco reported equity awards tied to the completion of mergers under a Business Combination Agreement. He acquired 19,864 Common Shares at no cost, bringing one direct holding to 20,328 shares, and a separate 464-share direct position.
He was also granted stock options to buy 222,196 Common Shares at $0.59 per share expiring on February 28, 2035, plus additional option blocks of 43,995 shares at $0.38, 88,877 shares at $0.39, and 88,878 shares at $0.32 with expirations through July 25, 2034. Footnotes state these options were received in exchange for prior Securitize, Inc. options and include Earnout Shares that may vest if volume-weighted average price targets of $15.00, $20.00, and $25.00 are achieved by July 1, 2031.
Blockchain Capital funds associated with director Brad Stephens reported acquiring common shares of Securitize Corp. through a completed merger. On July 1, 2026, three Blockchain Capital investment funds received Securitize Corp. Common Shares in exchange for prior Securitize, Inc. stock as part of mergers under a business combination agreement.
The reported indirect holdings are 1,430,804 Common Shares for Blockchain Capital Parallel IV, LP, 7,154,134 Common Shares for Blockchain Capital IV, LP, and 1,685,957 Common Shares for Blockchain Capital III Digital Liquid Venture Fund, L.P. Footnotes state these amounts include potential earnout shares that may be delivered only if future stock price targets are met by July 1, 2031.
Voting and investment power over the funds’ securities is shared by entities managed by Blockchain Capital, LLC, which is jointly managed by Brad Stephens and another manager. Stephens may be deemed to share indirect control but disclaims beneficial ownership beyond his economic interest.
Securitize Corp. executive chairman and CEO Domingo Soriano Carlos Francisco reported a series of share and option awards dated July 1, 2026, mainly reflecting equity received in the company’s mergers with Securitize, Inc. and related earnout arrangements.
He indirectly holds blocks of Common Shares through several Dynasty LLCs, each managed by him with sole voting power, including CD Dynasty LLC and entities for individual family members. The report notes he disclaims beneficial ownership beyond his pecuniary interest. Directly, he reported over 4.8 million Common Shares following grant-type acquisitions.
The filing also shows new stock options covering 1,875,060 Common Shares at a $0.38 exercise price expiring in 2031, and 2,444,773 options at $0.32 expiring in 2034, received in exchange for prior Securitize, Inc. options. As of July 1, 2026, 1,069,586 of these options were vested and exercisable, with 1,375,187 unvested options scheduled to vest quarterly. Certain restricted Common Shares and options are subject to an earnout that depends on the stock’s volume-weighted average price reaching $15.00, $20.00 and $25.00 during specified trading periods through July 1, 2031.
Securitize Corp. director and president Brett Wilson Redfearn reported equity awards tied to the company’s merger transaction. He received two grants of Common Shares at no cost, one for 11,918 shares and another for 92,850 shares, reported as compensation-related acquisitions rather than market purchases. Following one grant, a reported account held 104,768 common shares. He also received options to buy 222,197 Common Shares at an exercise price of $0.38 per share, expiring on September 29, 2031, and options on 44,439 shares at $1.12 per share, expiring on October 15, 2035. Footnotes explain these awards were issued in exchange for prior Securitize, Inc. equity in connection with consummation of the mergers on July 1, 2026. As of that date, some options were already vested and exercisable, while others were unvested and scheduled to vest 25% on October 15, 2026, with additional quarterly vesting. The filing also notes 3,972 restricted Common Shares that may be earned as “Earnout Shares” if future share-price hurdles of $15.00, $20.00 and $25.00 are met over specified 30-trading-day periods through July 1, 2031.
Securitize Corp. director Sunil Sabharwal reported acquiring 20,111 Common Shares. These shares were received in exchange for common stock of Securitize, Inc. as part of mergers completed on July 1, 2026 under a business combination agreement involving Securitize Corp., Securitize, and other parties.
The reported amount includes 860 restricted Common Shares that may be earned later as “Earnout Shares.” These Earnout Shares vest in one-third increments if the 20-day volume-weighted average price per Common Share reaches $15.00, $20.00 and $25.00 over a 30-trading-day period before July 1, 2031.