Welcome to our dedicated page for Securitize SEC filings (Ticker: SECZ), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
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Securitize Corp. has completed its business combination with Cantor Equity Partners II, Inc. (CEPT), creating a new publicly traded parent company listed on the NYSE under the ticker SECZ. The deal is accounted for as a reverse recapitalization, with Securitize treated as the accounting acquirer.
At closing, holders of 6,842,508 CEPT Class A shares, about 28.5% of those with redemption rights, redeemed at roughly $10.60 per share, for an aggregate $72.5 million. Concurrently, PIPE investors purchased 19,735,000 CEPT Class A shares at $10.00 per share, adding about $197.4 million of gross proceeds to the structure.
Each CEPT ordinary share converted into one share of PubCo common stock, while each Securitize common share converted into approximately 4.44 PubCo shares. After the transaction, PubCo had 163,218,683 common shares outstanding, with Securitize preferred securityholders holding about 45.5%, Securitize common securityholders 27.9%, PIPE investors 12.1%, public shareholders 10.5%, and the sponsor 4.0%.
Securitize Corp. director Elyashiv Tal filed an initial Form 3 ownership report with the SEC for company stock. The filing lists Tal as a director and confirms he is not a ten percent owner, and it does not report any insider transactions or derivative positions.
Securitize Corp. director William Bradford Stephens filed an initial Form 3 reporting his status as a director of the company. The filing shows no reportable common stock or derivative holdings and no recent transactions, indicating this is a baseline ownership disclosure rather than a buy or sell event.
Securitize Corp. filed an initial ownership report for director Sunil Sabharwal on Form 3. The filing identifies him as a director and shows no reported purchases, sales, option exercises, gifts, tax withholdings, or other transactions, and no derivative positions.
Securitize Corp. filed an initial ownership report for Chief Operating Officer Miller William Dawson. This Form 3-style disclosure lists him as an officer and shows no reported transactions or share holdings at this time, serving as a baseline for any future insider activity.
Securitize Corp. director Macieira-Kaufmann Rebecca Lynn has filed an initial insider ownership report. The data show no reported transactions, with buy, sell, acquire, and dispose counts all at zero. No common stock or derivative holdings are listed in this filing excerpt.
Securitize Corp. filed an initial insider ownership report for director Sanchez Rodriquez Manuel on Form 3. The filing lists him as a director of the company but shows no transactions, acquisitions, or dispositions of the company’s securities. This establishes his status as an insider without reporting any current holdings or recent trades.
Securitize Corp. filed an initial Form 3 for Brett Wilson Redfearn, who is identified as both a director and an officer with the title of President. The filing does not report any buy, sell, or other security transactions and shows no derivative positions or holding entries in this excerpt. Redfearn is not flagged as a ten percent owner.
Securitize Corp. director William Dawson Miller reported acquiring new equity awards rather than buying shares on the market. He received 16,288 Common Shares and stock options covering a total of 364,402 Common Shares at exercise prices of $0.39 and $0.59 per share. Some Common Shares are tied to an earnout that vests in thirds if the 20‑day volume‑weighted average price reaches $15.00, $20.00, and $25.00 during a specified period ending on July 1, 2031. Footnotes explain these options were issued in connection with mergers under a Business Combination Agreement, with portions already vested and the remaining options vesting quarterly.
Securitize Corp. Chief Financial Officer Jose Francisco Flores Junco reported equity awards tied to the completion of mergers under a Business Combination Agreement. He acquired 19,864 Common Shares at no cost, bringing one direct holding to 20,328 shares, and a separate 464-share direct position.
He was also granted stock options to buy 222,196 Common Shares at $0.59 per share expiring on February 28, 2035, plus additional option blocks of 43,995 shares at $0.38, 88,877 shares at $0.39, and 88,878 shares at $0.32 with expirations through July 25, 2034. Footnotes state these options were received in exchange for prior Securitize, Inc. options and include Earnout Shares that may vest if volume-weighted average price targets of $15.00, $20.00, and $25.00 are achieved by July 1, 2031.