Securitize director files Form 3 with no trades

Securitize Corp. director William Bradford Stephens filed an initial Form 3 reporting his status as a director of the company.

Accepted by SEC EDGAR 07/06/2026 - 08:55 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

Securitize Corp. director William Bradford Stephens filed an initial Form 3 reporting his status as a director of the company. The filing shows no reportable common stock or derivative holdings and no recent transactions, indicating this is a baseline ownership disclosure rather than a buy or sell event.

Key Terms

transactionSummary, derivativeTransactionCount, netBuySellDirection

3 terms

transactionSummary financial

"The transactionSummary object shows buyCount, sellCount, and netBuySellDirection values."

derivativeTransactionCount financial

"derivativeTransactionCount in transactionSummary is 0, indicating no derivative-type records."

netBuySellDirection financial

"netBuySellDirection is listed as neutral alongside netBuySellShares of 0."

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the Securitize Corp. (SECZ) Form 3 for William Bradford Stephens show?

The Form 3 for William Bradford Stephens reports his position as a director of Securitize Corp. It shows no reportable transactions or derivative positions, serving as a baseline disclosure of his beneficial ownership status at the time of filing.

Does the Securitize Corp. (SECZ) Form 3 report any share purchases or sales?

No share purchases or sales are reported. The transactionSummary shows zero buyCount, sellCount, exerciseCount, giftCount, and restructuringCount, with netBuySellShares at 0 and netBuySellDirection listed as neutral for this filing.

Are any derivative securities reported in this SECZ Form 3 filing?

No derivative securities are reported. The derivativeSummary array is empty and derivativeTransactionCount in the transactionSummary is 0, indicating no options, warrants, or other derivative positions are disclosed for William Bradford Stephens in this Form 3.

What do the netBuySellShares and netBuySellDirection fields indicate in this Form 3?

netBuySellShares is 0 and netBuySellDirection is neutral. Together these fields confirm there were no net purchases or sales by the reporting person associated with this Form 3, reinforcing that it contains no transaction activity data.

Is William Bradford Stephens a ten percent owner of Securitize Corp. according to this filing?

According to the reportingPersons data, William Bradford Stephens is identified as a director and is_ten_percent_owner is 0. This means he is reported in this filing as a director but not as a ten percent beneficial owner of Securitize Corp.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

STEPHENS WILLIAM BRADFORD

(Last) (First) (Middle)

78 SW 7TH STREET, SUITE 500

(Street)

MIAMI FLORIDA 33130

(City) (State) (Zip)

UNITED STATES

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
07/01/2026

3. Issuer Name and Ticker or Trading Symbol
Securitize Corp. [ SECZ ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

Exhibit 24 - Power of Attorney

No securities are beneficially owned.

	/s/ Jerome Roche, attorney-in-fact for Bradford William Stephens	07/06/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)