Securitize (SECZ) CFO granted common shares and multi-year stock options
Filing Impact
Filing Sentiment
Form Type
4
Rhea-AI Filing Summary
Securitize Corp. Chief Financial Officer Jose Francisco Flores Junco reported equity awards tied to the completion of mergers under a Business Combination Agreement. He acquired 19,864 Common Shares at no cost, bringing one direct holding to 20,328 shares, and a separate 464-share direct position.
He was also granted stock options to buy 222,196 Common Shares at $0.59 per share expiring on February 28, 2035, plus additional option blocks of 43,995 shares at $0.38, 88,877 shares at $0.39, and 88,878 shares at $0.32 with expirations through July 25, 2034. Footnotes state these options were received in exchange for prior Securitize, Inc. options and include Earnout Shares that may vest if volume-weighted average price targets of $15.00, $20.00, and $25.00 are achieved by July 1, 2031.
Positive
- None.
Negative
- None.
Insider Trade Summary
6 transactions reported
Mixed
6 txns
Insider
Flores Junco Jose Francisco
Role
Chief Financial Officer
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Grant/Award | Stock Options (Right to Buy) | 88,878 | $0.00 | -- |
| Grant/Award | Stock Options (Right to Buy) | 88,877 | $0.00 | -- |
| Grant/Award | Stock Options (Right to Buy) | 43,995 | $0.00 | -- |
| Grant/Award | Stock Options (Right to Buy) | 222,196 | $0.00 | -- |
| Grant/Award | Common Shares | 464 | $0.00 | -- |
| Grant/Award | Common Shares | 19,864 | $0.00 | -- |
Holdings After Transaction:
Stock Options (Right to Buy) — 88,878 shares (Direct);
Common Shares — 464 shares (Direct)
Footnotes (1)
- Represents common shares of Securitize Corp. ("Issuer", and such shares, "Common Shares") received in exchange for shares of common stock of Securitize, Inc. ("Securitize", and such shares, "Securitize Common Shares") in connection with the mergers (the "Mergers") contemplated by that certain business combination agreement, dated as of October 27, 2025, by and between Issuer, Securitize, Cantor Equity Partners II, Inc. and certain other parties thereto (the "Business Combination Agreement"). On July 1, 2026, Issuer Changed its name to Securitize Corp from Securitize Holdings, Inc. The Mergers were consummated on July 1, 2026. The number reported also includes 20 restricted Common Shares that may become earned and delivered pursuant to the earnout provided for in the Business Combination Agreement (the "Earnout Shares"). The Earnout Shares will generally be earned one-third on the date that the 20-day volume-weighted average price per Common Share attains $15.00, $20.00 and $25.00 over a 30-trading day period during the period beginning 90-days after the closing of the Mergers and ending on July 1, 2031 (the "Earnout"). Represents Earnout Shares that may become earned and delivered pursuant to the Earnout in respect of the reporting person's options to acquire shares of Securitize Common Stock held immediately prior to the Mergers. Represents options to acquire Common Shares received by the reporting person in exchange for options to acquire shares of Securitize Common Stock in connection with the Mergers. As of July 1, 2026, 38,884 options were vested and exercisable, with 49,994 of these options remaining unvested. These unvested options will vest as to 5,555 Common Shares each quarter. As of July 1, 2026, 83,323 options were vested and exercisable, with 5,554 of these options remaining unvested. These unvested options will vest as to 5,555 Common Shares each quarter. As of July 1, 2026, these options were vested and exercisable. As of July 1, 2026, 69,436 options were vested and exercisable, with 152,760 of these options remaining unvested. These unvested options will vest as to 13,887 Common Shares each quarter.
Key Figures
Common Shares grant: 19,864 shares
Direct holding after grant: 20,328 shares
Additional share position: 464 shares
+5 more
8 metrics
Common Shares grant
19,864 shares
Common Shares acquired at $0.00 on July 1, 2026
Direct holding after grant
20,328 shares
Common Shares directly held following one grant
Additional share position
464 shares
Separate direct Common Share holding after award
Option grant 2035
222,196 options at $0.59
Options to buy Common Shares expiring February 28, 2035
Option grant 2031
43,995 options at $0.38
Options expiring July 13, 2031
Option grant 2032
88,877 options at $0.39
Options expiring July 17, 2032
Option grant 2034
88,878 options at $0.32
Options expiring July 25, 2034
Vested options block
83,323 options vested
As of July 1, 2026 under one grant, with 5,554 unvested
Key Terms
Business Combination Agreement, Earnout Shares, volume-weighted average price, Stock Options (Right to Buy, +1 more
5 terms
Business Combination Agreement financial
"contemplated by that certain business combination agreement, dated as of October 27, 2025"
A business combination agreement is a detailed contract that lays out the terms for two companies to join together—covering price, how ownership will be split, the steps needed to close the deal, and what each side promises to do or avoid before closing. For investors it matters because the agreement determines potential changes in value, control, timing, and risk exposure—think of it like the playbook for a merger that shows who wins, who pays, and what could still derail the plan.
volume-weighted average price financial
"the 20-day volume-weighted average price per Common Share attains $15.00, $20.00 and $25.00"
Volume-weighted average price (VWAP) is the average price of a stock over a specific time period where each trade is weighted by the number of shares traded, so larger trades influence the average more than small ones. Investors and traders use VWAP as a reference point to judge whether trades are happening at relatively good or poor prices—like checking the average price paid for an item at a market where bulk purchases count more than single-item buys.
Stock Options (Right to Buy financial
"security_title": "Stock Options (Right to Buy)""
vested and exercisable financial
"As of July 1, 2026, these options were vested and exercisable"
FAQ
What insider transactions did Securitize (SECZ) report for its CFO?
The CFO reported awards of Common Shares and stock options, all coded as acquisitions. He received 19,864 Common Shares plus a 464-share position and several large option grants in connection with completed mergers and an exchange of prior Securitize, Inc. equity awards.
Were the Securitize (SECZ) CFO’s Form 4 transactions open-market buys or sales?
The transactions were equity grants and exchanges, not open-market trades. All entries use code A for awards or other acquisitions, with zero transaction price per share, indicating compensation and merger-related allocations rather than discretionary buying or selling in the market.
What stock option grants did the Securitize (SECZ) CFO receive?
He received options for 222,196 Common Shares at $0.59, expiring February 28, 2035, plus 43,995 at $0.38, 88,877 at $0.39, and 88,878 at $0.32. These options were issued in exchange for prior Securitize, Inc. options following consummation of the mergers.
What are the earnout terms mentioned in the Securitize (SECZ) CFO filing?
The filing references Earnout Shares that may be earned in thirds if the 20-day volume-weighted average price per Common Share reaches $15.00, $20.00, and $25.00 over 30 trading days between 90 days after merger closing and July 1, 2031, as described in the Business Combination Agreement.
What does the Securitize (SECZ) Form 4 say about option vesting for the CFO?
Footnotes state that, as of July 1, 2026, certain option blocks are already vested and exercisable, while others are unvested and scheduled to vest in quarterly installments, including tranches of 5,555 or 13,887 Common Shares per quarter under different option grants.