STOCK TITAN

Securitize Corp (SECZ) CEO discloses 5.4% stake and lock-up terms

Filing Impact
(Moderate)
Filing Sentiment
(Neutral)
Form Type
SCHEDULE 13D

Rhea-AI Filing Summary

Carlos Domingo filed a Schedule 13D reporting beneficial ownership of 9,016,960 shares of Securitize Corp. common stock, representing 5.4% of the class. This includes options to purchase 3,097,447 shares exercisable within 60 days of July 8, 2026.

The stake reflects equity received in a July 1, 2026 business combination between Old Securitize and Cantor Equity Partners II, Inc., where Old Securitize securities converted into Securitize Corp. shares at an exchange ratio of approximately 4.4439454. Part of Domingo’s holdings are structured through multiple dynasty LLC trusts over which he has sole voting power.

His shares are subject to lock-up agreements for 180 days from closing, with potential early release of portions if the stock’s VWAP exceeds price thresholds of $15.00, $17.50 and $20.00 for specified trading periods. Domingo is also party to a registration rights agreement giving certain holders shelf and piggy-back registration rights, and has pledged 666,591 shares as collateral for a $3.5 million loan.

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Beneficial ownership 9,016,960 shares Common stock beneficially owned by Carlos Domingo
Ownership percentage 5.4% Percent of Securitize common stock class represented
Shares deemed outstanding 163,218,683 shares Common stock deemed outstanding as of July 1, 2026
Exercisable options 3,097,447 shares Options exercisable within 60 days of July 8, 2026
Exchange ratio 4.4439454 shares SECZ shares per Old Securitize equity in Business Combination
Loan principal $3.5 million Loan entered December 13, 2025 with James H. Finn Johnson
Pledged shares post-merger 666,591 shares Common stock securing the $3.5 million loan
Lock-up period 180 days Duration from July 1, 2026 closing for Restricted Securities
beneficially owned financial
"This relates to shares of Common Stock beneficially owned by Carlos Domingo"
Beneficially owned describes securities or assets where a person has the economic rights and control—such as the right to receive dividends and to direct voting—even if legal title is held in another name. Think of it like having the keys and using a car that’s registered to someone else: you get the benefits and make decisions. Investors care because beneficial ownership reveals who truly controls value and voting power, affecting corporate decisions and takeover dynamics.
Business Combination financial
"On July 1, 2026 (the "Closing Date"), the series of mergers (the "Business Combination")"
A business combination happens when two or more companies join together to operate as one, like two friends merging their teams into a single group. This is important because it can change how companies grow, compete, and make money, often making them bigger and more powerful in the market.
Exchange Ratio financial
"a certain number of shares (the "Exchange Ratio") of Common Stock"
The exchange ratio is the number used to decide how many shares of one company you get for each share you own in another company during a merger or acquisition. It’s like a recipe that tells you how to swap shares fairly, ensuring both companies’ values are balanced. This ratio matters because it determines how ownership divides between the companies' shareholders.
Lock-Up Agreements financial
"entered into Lock-Up Agreements with Issuer, pursuant to which such parties agreed"
A lock-up agreement is a contract that prevents company insiders—founders, employees, and early investors—from selling their shares for a set period after a public stock offering. It matters to investors because it keeps a large block of shares off the market temporarily; when the lock-up ends, those holders can sell and this increased supply can cause the stock price to fall, similar to a timed release that suddenly opens a valve.
registration rights financial
"the RRA Parties are entitled to registration rights in respect of certain shares"
Registration rights are contractual promises that let investors require a company to file paperwork with securities regulators so those investors can sell their shares to the public. They matter because they create a path to liquidity and an exit plan—without them, investors may be stuck holding shares for a long time. Think of them like a reserved ticket that guarantees access to a public marketplace when the holder is ready to sell.
shelf registration statement regulatory
"file with the SEC a shelf registration statement"
A shelf registration statement is a document a company files with regulators that allows it to sell shares or bonds quickly when it’s a good time to raise money. It’s like having a pre-approved plan ready so the company can act fast without going through lengthy paperwork each time they want to sell, making fundraising more flexible.
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FAQ

How many SECZ shares does Carlos Domingo report owning on Schedule 13D?

Carlos Domingo reports beneficial ownership of 9,016,960 shares of Securitize Corp. (SECZ) common stock, or 5.4% of the class. This total includes options to purchase 3,097,447 shares that are exercisable within 60 days of July 8, 2026.

How did Carlos Domingo acquire his SECZ stake disclosed in this Schedule 13D?

Carlos Domingo acquired his Securitize Corp. (SECZ) stake through a Business Combination completed on July 1, 2026. Old Securitize equity, RSUs, options and warrants were converted into SECZ common stock using an exchange ratio of about 4.4439454 shares per Old Securitize share.

What lock-up restrictions apply to Carlos Domingo’s SECZ shares?

Domingo’s Securitize Corp. (SECZ) shares received in the Business Combination are subject to a 180-day lock-up from the July 1, 2026 closing. One-third portions can be released early if VWAP exceeds $15.00, $17.50 and $20.00 for 20 of 30 trading days after 90 days.

What registration rights does Carlos Domingo have for his SECZ shares?

Under an Amended and Restated Registration Rights Agreement, Domingo and other holders have registration rights for certain SECZ shares. The company must file a shelf registration statement within 30 days after the Business Combination, with demand and piggy-back rights subject to conditions.

How are Carlos Domingo’s SECZ holdings structured through trusts?

Domingo’s beneficial ownership of Securitize Corp. (SECZ) includes shares held via several dynasty LLCs, collectively called the Trusts. These entities hold blocks such as 888,879 shares in AD Dynasty LLC and 88,878 shares in each of several other LLCs, with Domingo retaining sole voting power.

What loan is secured by Carlos Domingo’s SECZ shares?

On December 13, 2025, Domingo entered a $3.5 million loan with James H. Finn Johnson. He pledged 150,000 Old Securitize shares, which converted into 666,591 SECZ shares, as collateral. The lender may require prepayment, more collateral, or foreclose on these shares upon certain events.





81517B101

(CUSIP Number)
Carlos Domingo
78 SW 7th Street, Suite 500
Miami, FL, 33130
646-918-5012

(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)
07/01/2026

(Date of Event Which Requires Filing of This Statement)


If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§ 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box.

The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).




schemaVersion:


SCHEDULE 13D




Comment for Type of Reporting Person:
Percentage is calculated based on 163,218,683 shares of Common Stock deemed to be outstanding as of July 1, 2026, as reported on the Issuer's Current Report on Form 8-K, filed on July 8, 2026, and options to purchase 3,097,447 shares of Common Stock that are exercisable within 60 days of July 8, 2026.


SCHEDULE 13D


Carlos Domingo
Signature:/s/ Carlos Domingo
Name/Title:Carlos Domingo
Date:07/09/2026