Securitize director Sunil Sabharwal files Form 3

Securitize Corp. filed an initial ownership report for director Sunil Sabharwal on Form 3.

Accepted by SEC EDGAR 07/06/2026 - 08:53 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

Securitize Corp. filed an initial ownership report for director Sunil Sabharwal on Form 3. The filing identifies him as a director and shows no reported purchases, sales, option exercises, gifts, tax withholdings, or other transactions, and no derivative positions.

Key Figures

Buy transactions: 0 transactions Sell transactions: 0 transactions Derivative transactions: 0 transactions +1 more

4 metrics

Buy transactions 0 transactions Form 3 transactionSummary buyCount

Sell transactions 0 transactions Form 3 transactionSummary sellCount

Derivative transactions 0 transactions Form 3 derivativeTransactionCount

Net buy/sell direction neutral Form 3 transactionSummary netBuySellDirection

Key Terms

Form 3, reporting person, ten percent owner, derivative transactions

4 terms

Form 3 regulatory

"Securitize Corp. filed an initial ownership report for director Sunil Sabharwal on Form 3."

Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.

reporting person regulatory

"The Form 3 for Securitize Corp. lists Sunil Sabharwal as a director and reporting person."

ten percent owner regulatory

"He is not reported as an officer or a ten percent owner, and no other roles are indicated."

derivative transactions financial

"It reports no purchases, sales, derivative transactions, gifts, or tax-withholding events."

Derivative transactions are contracts whose value depends on the price or performance of something else—like stocks, bonds, currencies, interest rates or commodities. Think of them as insurance or bets about a future price: investors use them to protect against losses, lock in prices, or try to amplify returns, but they can also magnify losses, create cash demands and expose a firm to the risk that the other party won’t meet its obligation, so they can materially affect a company’s financial stability and volatility.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does Securitize Corp. (SECZ) disclose in Sunil Sabharwal’s Form 3?

The Form 3 for Securitize Corp. lists Sunil Sabharwal as a director and provides his initial ownership information. It reports no purchases, sales, derivative transactions, gifts, or tax-withholding events in this filing.

Does the Securitize Corp. (SECZ) Form 3 for Sunil Sabharwal show any stock transactions?

No, the Form 3 reports zero buy, sell, exercise, gift, tax-withholding, restructuring, and derivative transactions. All transaction-related counts and share amounts in the summary section are listed as 0 in this filing.

What is the role of Sunil Sabharwal at Securitize Corp. (SECZ) according to the Form 3?

According to the Form 3, Sunil Sabharwal is a director of Securitize Corp. He is not reported as an officer or a ten percent owner, and no other roles are indicated in the reporting fields.

Does the Securitize Corp. (SECZ) Form 3 include any derivative securities for Sunil Sabharwal?

No, the derivative section in the Form 3 is empty, and the derivative transaction count is 0. The derivativeSummary array contains no entries, indicating no reported derivative positions in this filing.

What do the zero counts in the Securitize Corp. (SECZ) Form 3 transaction summary mean?

The zero counts mean the filing records no buys, sells, exercises, gifts, tax withholdings, restructurings, or other transactions. Net buy-sell direction is marked as neutral, reflecting the absence of reported activity.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Sabharwal Sunil

(Last) (First) (Middle)

78 SW 7TH STREET, SUITE 500

(Street)

MIAMI FLORIDA 33130

(City) (State) (Zip)

UNITED STATES

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
07/01/2026

3. Issuer Name and Ticker or Trading Symbol
Securitize Corp. [ SECZ ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

Exhibit 24 - Power of Attorney

No securities are beneficially owned.

	/s/ Jerome Roche, attorney-in-fact for Sunil Sabharwal	07/06/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)