Securitize COO files initial ownership report

Securitize Corp. filed an initial ownership report for Chief Operating Officer Miller William Dawson.

Accepted by SEC EDGAR 07/06/2026 - 08:52 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

Securitize Corp. filed an initial ownership report for Chief Operating Officer Miller William Dawson. This Form 3-style disclosure lists him as an officer and shows no reported transactions or share holdings at this time, serving as a baseline for any future insider activity.

Key Terms

Chief Operating Officer, reportingPersons, issuerTicker

3 terms

Chief Operating Officer financial

"officer_title": "Chief Operating Officer""

A chief operating officer (COO) is a senior executive responsible for overseeing the day-to-day activities of a company, ensuring that all parts of the organization work smoothly and efficiently. They often act like a company's operational quarterback, translating strategic plans into practical actions. For investors, the COO's effectiveness can influence a company's performance and stability, making them an important figure in assessing the company's management strength.

reportingPersons regulatory

""reportingPersons": [ { "name": "Miller William Dawson""

issuerTicker regulatory

""issuerTicker": "SECZ""

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the Securitize Corp. (SECZ) Form 3 filing report for Miller William Dawson?

The filing identifies Miller William Dawson as Chief Operating Officer and a reporting person of Securitize Corp. It functions as an initial ownership baseline, with no transactions or specific share holdings disclosed in this report for him.

Does the Securitize Corp. (SECZ) Form 3 show any insider share purchases or sales?

No, the filing shows no insider purchases or sales for Miller William Dawson. All transaction-related counts and share amounts are zero, indicating this report contains only status information, not trading activity or derivative exercises.

What role does Miller William Dawson hold at Securitize Corp. (SECZ)?

Miller William Dawson is listed as an officer of Securitize Corp., serving as Chief Operating Officer. This role makes him a reporting person whose equity ownership and future transactions must be reported under insider reporting rules.

Are any derivative securities reported for Miller William Dawson at Securitize Corp. (SECZ)?

No derivative securities are reported for Miller William Dawson in this filing. The derivative summary is empty and the exercise and derivative transaction counts are zero, indicating no options, warrants, or similar instruments are disclosed here.

What is the net buy/sell direction in the Securitize Corp. (SECZ) Form 3 summary?

The transaction summary shows a neutral net buy/sell direction for Miller William Dawson. All buy, sell, gift, tax withholding, restructuring, and derivative transaction counts are zero, reflecting the absence of trading activity in this initial report.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Miller William Dawson

(Last) (First) (Middle)

78 SW 7TH STREET, SUITE 500

(Street)

MIAMI FLORIDA 33130

(City) (State) (Zip)

UNITED STATES

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
07/01/2026

3. Issuer Name and Ticker or Trading Symbol
Securitize Corp. [ SECZ ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Operating Officer

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

Exhibit 24 - Power of Attorney

No securities are beneficially owned.

	/s/ Jerome Roche, attorney-in-fact for Billy Miller	07/06/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)