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Insider filing: Securitize (SECZ) lists Brett Redfearn as President and director

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Securitize Corp. filed an initial Form 3 for Brett Wilson Redfearn, who is identified as both a director and an officer with the title of President. The filing does not report any buy, sell, or other security transactions and shows no derivative positions or holding entries in this excerpt. Redfearn is not flagged as a ten percent owner.

Positive

  • None.

Negative

  • None.
Form 3 regulatory
"Initial statement of beneficial ownership filed for an insider of Securitize Corp."
Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.
reporting person regulatory
"The reporting person is identified as Redfearn Brett Wilson, a director and officer."
ten percent owner financial
"The ten percent owner indicator is set to zero for the reporting person."
derivative securities financial
"The derivative summary is empty, showing no listed derivative securities."
Financial contracts whose value is tied to the price or performance of another asset, such as a stock, bond, commodity, index, or currency; examples include options, futures and swaps. They matter to investors because they let you protect against price swings, bet on future moves or gain larger exposure with less upfront cash—like using a lever or insurance policy on an investment—so they can amplify gains and losses and help manage portfolio risk.
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FAQ

What does Securitize Corp. (SECZ) disclose in this Form 3 for Brett Wilson Redfearn?

The Form 3 identifies Brett Wilson Redfearn as a director and President of Securitize Corp. It serves as his initial insider ownership statement and, in this excerpt, shows no reported security transactions or derivative positions.

Is Brett Wilson Redfearn a ten percent owner of Securitize Corp. (SECZ)?

No, the Form 3 flags Brett Wilson Redfearn as a director and officer but not as a ten percent owner. The ten percent owner indicator is set to zero, meaning he is not classified in that ownership category in this filing.

Does the Securitize Corp. (SECZ) Form 3 show any share purchases or sales?

No transactions are reported in this Form 3 excerpt. The transaction summary shows zero buys, zero sells, and zero other transaction types, indicating no insider trading activity is being reported with this initial ownership statement.

Are any derivative securities reported for Brett Wilson Redfearn at Securitize Corp. (SECZ)?

No derivative securities are listed in this Form 3 excerpt. The derivative summary is empty and the transaction summary records zero derivative transactions or exercises, so no options or similar instruments are disclosed here.

What is the role of Brett Wilson Redfearn at Securitize Corp. (SECZ) according to the Form 3?

The Form 3 identifies Brett Wilson Redfearn as both a director and an officer of Securitize Corp., with his officer title stated as President. This establishes his status as a reporting insider under SEC rules.
SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
Redfearn Brett Wilson

(Last)(First)(Middle)
78 SW 7TH STREET, SUITE 500

(Street)
MIAMI FLORIDA 33130

(City)(State)(Zip)

UNITED STATES

(Country)
2. Date of Event Requiring Statement (Month/Day/Year)
07/01/2026
3. Issuer Name and Ticker or Trading Symbol
Securitize Corp. [ SECZ ]
3a. Foreign Trading Symbol
5. If Amendment, Date of Original Filed (Month/Day/Year)
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
XOfficer (give title below)Other (specify below)
President
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
Remarks:
Exhibit 24 - Power of Attorney
No securities are beneficially owned.
/s/ Jerome Roche, attorney-in-fact for Brett Redfearn07/06/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)