SEI Investments (SEIC) director exercises options, sells 10,000 shares
Rhea-AI Filing Summary
SEI Investments director Kathryn McCarthy exercised options covering 10,000 shares of Common Stock at an exercise price of $71.1200 per share and on August 3, 2026 sold 10,000 shares in an open-market or private transaction at a weighted average price of $103.5350, within a $103.09–$103.87 range. The options had been granted as compensation for service on the Board of Directors.
Positive
- None.
Negative
- None.
Insider Trade Summary
Exercise and Sale: 10,000 shares ($324K approx. pre-tax spread)
Exercise and Sale
5 txns
Insider
MCCARTHY KATHRYN
Role
Director
Sold
10,000 shs ($1.04M)
Approx. gross sale proceeds
$1.04M
Approx. exercise cost
$711K
Approx. pre-tax spread
$324K
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Exercise | Option to Purchase Common Stock F2 | 5,000 | -- | -- |
| Exercise | Option to Purchase Common Stock F2 | 5,000 | -- | -- |
| Exercise | Common Stock | 5,000 | $71.12 | $356K |
| Exercise | Common Stock | 5,000 | $71.12 | $356K |
| Sale | Common Stock F1 | 10,000 | $103.535 | $1.04M |
Holdings After Transaction:
Option to Purchase Common Stock — 0 shares (Direct);
Common Stock — 77,883 shares (Direct)
Footnotes (2)
- F1. Represents the weighted average of a range of sale prices from $103.09 to $103.87. The reporting person undertakes to provide to the Staff of the Securities and Exchange Commission, the Company, or any stockholder of the Company, upon request, full information regarding the number of shares sold at each separate price.
- F2. Received as compensation for service on the Company's Board of Directors.
Key Figures
Shares sold: 10000 shares
Weighted average sale price: $103.5350 per share
Options exercised: 10000 shares
+2 more
5 metrics
Shares sold
10000 shares
Common Stock sale on 2026-08-03 by director Kathryn McCarthy
Weighted average sale price
$103.5350 per share
Common Stock sale over a $103.09–$103.87 price range
Options exercised
10000 shares
Options to Purchase Common Stock exercised into Common Stock
Option exercise price
$71.1200 per share
Exercise price for Options to Purchase Common Stock
Transaction date
2026-08-03
Date for all reported SEI Investments insider transactions
Key Terms
weighted average, Option to Purchase Common Stock, derivative security, open market or private transaction
4 terms
weighted average financial
"Represents the weighted average of a range of sale prices from $103.09 to $103.87."
A weighted average is a way of calculating an overall number when some items matter more than others by giving each item a different level of importance, or weight. Investors use weighted averages to combine figures like prices, returns or earnings so the result reflects the size or significance of each part — like grading a class where a final exam counts more than a quiz, producing a score that better represents true performance.
Option to Purchase Common Stock financial
"security_title listed as Option to Purchase Common Stock for derivative entries."
derivative security financial
"transaction code M described as Exercise or conversion of derivative security."
A derivative security is a financial contract whose value comes from the price or performance of something else, such as a stock, bond, commodity, or market index. For investors it acts like an insurance policy or a wager: it can be used to protect against losses, lock in prices, or amplify gains and losses, so it can change a portfolio’s risk and potential return without owning the underlying asset directly.
open market or private transaction financial
"transaction_code_description states Sale in open market or private transaction."
AI-generated analysis. How Rhea-AI works. Not financial advice.
FAQ
What insider transactions did SEI Investments (SEIC) director Kathryn McCarthy report?
Kathryn McCarthy reported exercising options for 10,000 shares of SEI Investments common stock at $71.1200 per share and, on August 3, 2026, selling 10,000 shares at a weighted average price of $103.5350 within a $103.09–$103.87 range.
What options did SEI Investments (SEIC) director Kathryn McCarthy exercise?
McCarthy exercised options to purchase 10,000 shares of SEI Investments common stock, with an exercise price of $71.1200 per share and an option expiration date of December 12, 2027. These options are reported as Options to Purchase Common Stock linked to the exercised shares.
How were Kathryn McCarthy's SEI Investments (SEIC) options originally granted?
According to a Form 4 footnote, the options McCarthy exercised, covering 10,000 shares of SEI Investments common stock, were received as compensation for service on the Company’s Board of Directors, indicating they were part of her non-cash director compensation package.
Were Kathryn McCarthy's SEI Investments (SEIC) trades made under a Rule 10b5-1 plan?
The Form 4’s Rule 10b5-1 checkbox is not marked, and no footnote describes a trading plan, so the reported option exercises and the sale of 10,000 shares are not affirmed as executed pursuant to a pre-arranged Rule 10b5-1 trading plan.