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SEI Investments Co (SEIC) CEO awarded RSUs and performance stock options

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

SEI Investments Co's chief executive officer and director reported new equity awards dated December 12, 2025. The insider acquired 25,904 restricted stock units described as subject to vesting and received them as employment compensation. On the same date, the insider was granted options to purchase 288,333 shares of common stock at an exercise price of $83 per share, expiring on December 12, 2035.

The options vest on the later of December 12, 2027 and the date on which SEI Investments achieves adjusted earnings per share at least 25% higher than its adjusted earnings per share as of December 31, 2025, based on figures in its Annual Report on Form 10-K for the applicable year and subject to certain adjustments. Following these transactions, the insider also reports holding 14,726.098 shares of common stock indirectly through a 401(k) plan.

Positive

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Insider Hicke Ryan
Role CHIEF EXECUTIVE OFFICER
Type Security Shares Price Value
Grant/Award Option to Purchase Common Stock 288,333 $0.00 --
Grant/Award Common Stock 25,904 $0.00 --
holding Common Stock -- -- --
Holdings After Transaction: Option to Purchase Common Stock — 288,333 shares (Direct); Common Stock — 197,163.77 shares (Direct); Common Stock — 14,726.098 shares (Indirect, By 401(k) Plan)
Footnotes (1)
  1. Restricted Stock Units subject to vesting. Received as employment compensation Vest on the later of (a) December 12, 2027, and (b) the date on which the Issuer achieves adjusted earnings per share that is equal to or greater than an amount that is 25% more than the Issuer's adjusted earnings per share as December 31, 2025, based upon the financial statements of the Issuer included in its Annual Report on Form 10-K for the applicable year and subject to certain adjustments.
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Hicke Ryan
(Last) (First) (Middle)
ONE FREEDOM VALLEY DRIVE
(Street)
OAKS PA 19456
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
SEI INVESTMENTS CO [ SEIC ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
CHIEF EXECUTIVE OFFICER
3. Date of Earliest Transaction (Month/Day/Year)
12/12/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 12/12/2025 A 25,904(1) A (2) 197,163.77 D
Common Stock 14,726.098 I By 401(k) Plan
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Option to Purchase Common Stock $83 12/12/2025 A 288,333 (3) 12/12/2035 Common Stock 288,333 (2) 288,333 D
Explanation of Responses:
1. Restricted Stock Units subject to vesting.
2. Received as employment compensation
3. Vest on the later of (a) December 12, 2027, and (b) the date on which the Issuer achieves adjusted earnings per share that is equal to or greater than an amount that is 25% more than the Issuer's adjusted earnings per share as December 31, 2025, based upon the financial statements of the Issuer included in its Annual Report on Form 10-K for the applicable year and subject to certain adjustments.
Remarks:
/s/ Ryan Hicke by Diane Gallagher, attorney in fact 12/16/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

What insider equity awards did SEI Investments Co's CEO report on December 12, 2025?

The chief executive officer and director of SEI Investments Co (SEIC) reported receiving 25,904 restricted stock units and options to purchase 288,333 shares of common stock, both dated December 12, 2025.

How many restricted stock units did SEI Investments (SEIC) grant to its CEO?

SEI Investments granted its CEO 25,904 restricted stock units, which are described as being subject to vesting and were received as employment compensation.

What are the vesting conditions for the new SEI Investments stock options?

The options vest on the later of December 12, 2027 and the date on which SEI Investments achieves adjusted earnings per share that is at least 25% more than its adjusted earnings per share as of December 31, 2025, based on figures in its Annual Report on Form 10-K and subject to certain adjustments.

What is the exercise price and expiration date of the SEI Investments CEO stock options?

The CEO received options to purchase 288,333 shares of SEI Investments common stock at an exercise price of $83 per share, with an expiration date of December 12, 2035.

How many SEI Investments shares does the CEO hold through the 401(k) plan?

Following the reported transactions, the CEO reports 14,726.098 shares of SEI Investments common stock held indirectly through a 401(k) plan.