SEI Investments officer sells 4,000 shares
SEI Investments officer Mark Andrew Warner reported an exercise-and-sale transaction in company stock.
Rhea-AI Filing Summary
SEI Investments officer Mark Andrew Warner reported an exercise-and-sale transaction in company stock. On April 28, 2026, he exercised options to acquire 4,000 shares of common stock at $48.47 per share, then sold 4,000 shares in an open-market trade at $91.16 per share. After these transactions, he directly held 921 shares of SEI Investments common stock. The options involved were originally received as employment compensation, indicating this activity stems from equity-based pay rather than a new grant.
Positive
- None.
Negative
- None.
Insider Trade Summary
Exercise and Sale: 4,000 shares ($171K approx. pre-tax spread)
Exercise and Sale
4 txns
Insider
Warner Mark Andrew
Role
In Remarks
Sold
4,000 shs ($365K)
Approx. gross sale proceeds
$365K
Approx. exercise cost
$194K
Approx. pre-tax spread
$171K
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Exercise | STOCK OPTION RIGHT TO PURCHASE | 2,000 | $0.00 | $0.00 |
| Exercise | STOCK OPTION RIGHT TO PURCHASE | 2,000 | $0.00 | $0.00 |
| Exercise | Common Stock | 4,000 | $48.47 | $194K |
| Sale | Common Stock | 4,000 | $91.16 | $365K |
Holdings After Transaction:
STOCK OPTION RIGHT TO PURCHASE — 0 contracts (Direct);
Common Stock — 921 shares (Direct)
Footnotes (1)
- F1. Received as employment compensation
Key Figures
Shares sold: 4,000 shares
Sale price: $91.16 per share
Options exercised: 4,000 shares
+3 more
6 metrics
Shares sold
4,000 shares
Open-market sale of common stock on April 28, 2026
Sale price
$91.16 per share
Price for 4,000 common shares sold
Options exercised
4,000 shares
Common stock acquired via option exercise
Exercise price
$48.47 per share
Stock option exercise price for common shares
Shares held after transactions
921 shares
Direct common stock ownership after April 28, 2026
Option expiration
December 11, 2028
Expiration date for the exercised stock options
Key Terms
open-market sale, derivative exercise/conversion, Common Stock, STOCK OPTION RIGHT TO PURCHASE, +1 more
5 terms
open-market sale financial
"transaction_action": "open-market sale""
An open-market sale is when a shareholder sells existing shares directly on a public exchange to any willing buyer, rather than through a private deal. Think of it like putting goods on a busy market stall where price is set by supply and demand; for investors it matters because such sales increase available supply, can put short-term downward pressure on the stock price, and signal changes in liquidity or investor confidence.
derivative exercise/conversion financial
"transaction_action": "derivative exercise/conversion""
Common Stock financial
"security_title": "Common Stock""
Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.
STOCK OPTION RIGHT TO PURCHASE financial
"security_title": "STOCK OPTION RIGHT TO PURCHASE""
employment compensation financial
"footnote": {"_": "Received as employment compensation""
FAQ
AI-generated questions and answers. How Rhea-AI works. Not financial advice.
What insider transaction did SEI Investments (SEIC) disclose for Mark Andrew Warner?
SEI Investments reported that officer Mark Andrew Warner exercised options for 4,000 common shares and sold 4,000 shares in an open-market transaction. These moves were reported for April 28, 2026, and relate to equity previously received as employment compensation.
What stock options did Mark Andrew Warner exercise at SEI Investments (SEIC)?
He exercised stock options covering 4,000 SEI Investments common shares at an exercise price of $48.47 per share. These options were granted as employment compensation and had underlying rights to purchase common stock that were fully exercised in this transaction.
Were the SEI Investments (SEIC) options involved in Mark Andrew Warner’s transaction compensation-related?
Yes. A footnote states the stock options were received as employment compensation. This means the exercised options originated from SEI Investments’ equity-based pay rather than open-market purchases, framing the transaction as monetizing prior compensation.
AI-generated analysis. How Rhea-AI works. Not financial advice.
