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SEI Investments (SEIC) CEO uses 4,349 shares to cover tax liability in Form 4 filing

Filing Impact
(High)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

SEI Investments CEO Ryan Hicke reported a routine tax-related stock transaction. On March 31, 2026, 4,349 shares of Common Stock were disposed of at $77.21 per share to cover tax liabilities. After this, he directly held 192,814.77 shares and indirectly held 15,105.763 shares through the company 401(k) Plan, which gained 62.022 shares since his prior filing.

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Insider Hicke Ryan
Role CHIEF EXECUTIVE OFFICER
Type Security Shares Price Value
Tax Withholding Common Stock 4,349 $77.21 $336K
holding Common Stock -- -- --
Holdings After Transaction: Common Stock — 192,814.77 shares (Direct); Common Stock — 15,105.763 shares (Indirect, By 401(k) Plan)
Footnotes (1)
  1. [object Object]
Tax-withholding shares 4,349 shares Common Stock disposed to cover taxes on Mar. 31, 2026
Tax-withholding price $77.21/share Price per share for 4,349-share tax-withholding disposition
Direct holdings after transaction 192,814.77 shares Common Stock directly owned after the Form 4 event
Indirect 401(k) holdings 15,105.763 shares Common Stock held via company 401(k) Plan after transaction
New 401(k) shares since last Form 4 62.022 shares Additional Common Stock acquired through 401(k) Plan
tax-withholding disposition financial
"transaction_action": "tax-withholding disposition""
A tax-withholding disposition is an event or transaction—such as selling or transferring securities, exercising options, or receiving compensation—that triggers a requirement to hold back part of the payment and remit it to tax authorities. It matters to investors because it reduces the cash they receive immediately and can change the timing and amount of taxable income, like a cashier taking a portion of your sale proceeds to pay taxes before you get the rest.
Common Stock financial
""security_title": "Common Stock""
Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.
401(k) Plan financial
"By 401(k) Plan"
A 401(k) plan is a workplace retirement account that lets employees set aside part of their pay into a tax-advantaged savings pot, often with employers adding matching contributions — like a workplace piggy bank for future income. It matters to investors because the amount people save and how employers fund these plans influence consumer spending, corporate payroll costs and the flow of money into financial markets, which can affect stock prices and company valuations.
Form 4 regulatory
"since the Reporting Person's most recent Form 4 filing"
Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Hicke Ryan

(Last)(First)(Middle)
ONE FREEDOM VALLEY DRIVE

(Street)
OAKS PENNSYLVANIA 19456

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
SEI INVESTMENTS CO [ SEIC ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
XOfficer (give title below)Other (specify below)
CHIEF EXECUTIVE OFFICER
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
03/31/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock03/31/2026F4,349D$77.21192,814.77D
Common Stock15,105.763(1)IBy 401(k) Plan
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Reflects the acquisition through the Company's 401(k) Plan of 62.022 shares of common stock since the Reporting Person's most recent Form 4 filing.
Remarks:
/s/ Ryan Hicke by Diane Gallagher, attorney in fact04/01/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did SEI Investments (SEIC) CEO Ryan Hicke report?

Ryan Hicke reported a tax-withholding disposition of SEI Investments common stock. On March 31, 2026, 4,349 shares were disposed of at $77.21 per share to satisfy tax obligations, rather than an open-market sale or discretionary trade.

How many SEI Investments (SEIC) shares were used for tax withholding?

A total of 4,349 SEI Investments common shares were used for tax withholding. These shares were disposed of at $77.21 per share, reflecting payment of tax liability by delivering securities instead of a cash transaction.

What are Ryan Hicke’s SEI Investments (SEIC) direct share holdings after the Form 4?

After the reported transaction, Ryan Hicke directly held 192,814.77 SEI Investments common shares. This figure represents his remaining direct ownership following the 4,349-share tax-withholding disposition on March 31, 2026, as disclosed in the Form 4 filing.

How many SEI Investments (SEIC) shares does Ryan Hicke hold through the 401(k) Plan?

Ryan Hicke indirectly held 15,105.763 SEI Investments shares through the company’s 401(k) Plan. A footnote explains this includes the acquisition of 62.022 shares since his most recent prior Form 4, reflecting ongoing plan contributions or allocations.

Did SEI Investments (SEIC) CEO Ryan Hicke buy or sell shares in the market?

The Form 4 shows no open-market purchases or sales. The only disposition was 4,349 shares withheld to cover tax liabilities. This is categorized as a tax-withholding event, not a voluntary market trade or strategic sale of shares.

What does the tax-withholding disposition code F mean for SEI Investments (SEIC)?

Code F indicates payment of a tax liability by delivering shares instead of cash. For SEI Investments, Ryan Hicke used 4,349 shares of common stock at $77.21 each to satisfy taxes, which is a routine administrative transaction rather than an investment decision.