Welcome to our dedicated page for SEI INVESTMENTS CO SEC filings (Ticker: SEIC), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
SEI Investments Company filings document operating results, investor communications, governance matters and capital actions for a Nasdaq-listed financial technology, operations and asset management company. Recent Form 8-K reports furnish quarterly earnings releases, earnings presentations and Regulation FD investor materials tied to SEI's operating performance and business positioning.
The company's definitive proxy materials cover board structure, executive compensation, equity awards and shareholder governance disclosures. Other material-event filings document executive employment arrangements, board leadership changes and stock repurchase authorizations. SEIC filings also identify its common stock, par value $0.01 per share, as registered on The Nasdaq Stock Market.
SEI Investments Company officer Sanjay Sharma reported option exercises and share sales in the company’s common stock. On April 23, 2026, he exercised options to acquire a total of 25,000 shares at an exercise price of $49.63 per share.
On the same date, he sold 25,000 shares in open-market transactions, including 1,559 shares at $90.73 per share and 23,441 shares at $90.08 per share, with footnotes noting weighted-average prices over specified ranges. Following these transactions, he held 39,828.992 shares directly.
The filing also shows 2,653.7771 shares held indirectly through an Employee Stock Purchase Plan, reflecting an acquisition of 284.5759 shares since his most recent prior Form 4.
SEI Investments executive vice president Michael Peterson reported an option exercise paired with a same‑day stock sale. He exercised options to acquire 10,000 shares of common stock at $48.47 per share, then sold 10,000 shares in an open‑market transaction at $90.00 per share.
Following these transactions, Peterson holds 20,148 SEI Investments common shares directly and 362.2978 shares indirectly through an Employee Stock Purchase Plan. The indirect balance reflects the acquisition of 91.5124 shares through the plan since his most recent Form 4 filing.
Morgan Stanley Smith Barney LLC Executive Financial Services submitted a notice under Form 144 to sell 20,000 shares of Common Stock. The filing lists two tranches from Previously Exercised Options: 8,000 and 12,000 shares. Shares outstanding were 122,248,132 as of 04/23/2026.
SEI Investments Company reported strong first-quarter 2026 results with broad-based growth. Revenue rose 13% year over year to $622.2 million, while income from operations increased 21% to $189.5 million. Diluted EPS reached $1.40, up 20% from the prior-year quarter.
On a non-GAAP basis, adjusted EPS was $1.44, up 21%, and adjusted income from operations grew 24% with the adjusted operating margin improving to 32%. Assets under management were $554.1 billion, and administration, platform, and advisement assets totaled $1.336 trillion. SEI also repurchased 2.6 million shares for $208.3 million.
SEI Investments Company is asking shareholders to approve three main items at its 2026 virtual annual meeting: elect three directors through 2029, endorse executive pay on an advisory basis, and ratify KPMG as auditor for 2026.
The proxy highlights strong 2025 results, including record revenue of $2.3B, operating income of $150M, and diluted EPS of $5.63, up from $4.41 in 2024. SEI returned about $740M to shareholders via dividends and repurchases, buying roughly 7.5M shares for $616.2M.
The board, now chaired by independent director Carl Guarino, remains classified and is expanding committee mandates to cover human capital, governance, and risk. Compensation is heavily performance-based, with about 93% of CEO and 83% of other named executive pay tied to incentives, options, and RSUs, supported by stock ownership and clawback policies.
SEI Investments director and CEO Ryan Hicke filed an amended insider report to correct the number of shares held through the company’s 401(k) plan. The filing shows he now indirectly holds 15,167.785 shares of common stock via the 401(k) plan as of the reported date.
SEI Investments CEO Ryan Hicke reported a routine tax-related stock transaction. On March 31, 2026, 4,349 shares of Common Stock were disposed of at $77.21 per share to cover tax liabilities. After this, he directly held 192,814.77 shares and indirectly held 15,105.763 shares through the company 401(k) Plan, which gained 62.022 shares since his prior filing.