STOCK TITAN

Seneca Foods Corp (SENEA) CEO awarded 2,500 restricted Class B shares

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Palmby Paul Laurence reported acquisition or exercise transactions in this Form 4 filing.

Seneca Foods Corp reported that President & CEO Paul Laurence Palmby received an award of 2500 shares of Seneca Foods Class B Common as restricted stock on 2026-08-05 under the company’s 2007 Equity Incentive Plan. No price was paid. The restricted shares vest 25% per year over the next four years. Following this award, he directly holds 4533 Class B shares and 21184 Class A shares.

Positive

  • None.

Negative

  • None.
Insider Palmby Paul Laurence
Role President & CEO
Type Security Shares Price Value
Grant/Award Seneca Foods Class B Common F1 2,500 $0.00 $0.00
holding Seneca Foods Class A Common -- -- --
Holdings After Transaction: Seneca Foods Class B Common — 4,533 shares (Direct); Seneca Foods Class A Common — 21,184 shares (Direct)
Footnotes (1)
  1. F1. Award of restricted stock pursuant to the Company's 2007 Equity Incentive Plan, which was originally approved by the shareholders of the Company on August 10, 2007 and amended and extended July 2017. No price was paid by the reporting person in connection with this award of shares of restricted stock which vests 25% per year over the next four years.
Restricted stock granted 2500.0000 shares Award of Seneca Foods Class B Common on 2026-08-05
Class B shares after award 4533.0000 shares Direct holdings of Seneca Foods Class B Common post-transaction
Class A shares held 21184.0000 shares Direct holdings of Seneca Foods Class A Common as of 2026-08-05
Vesting rate 25% per year Restricted stock vests 25% annually over the next four years
Plan initial approval date August 10, 2007 2007 Equity Incentive Plan originally approved by shareholders
Plan amendment date July 2017 Equity Incentive Plan amended and extended
restricted stock financial
"Award of restricted stock pursuant to the Company's 2007 Equity Incentive Plan"
Shares granted to an individual that carry limits on transfer or sale until certain conditions are met, such as staying with the company for a set time or hitting performance targets. Think of them as a locked gift that gradually opens; for investors they matter because they affect how many shares may enter the market later, signal management incentives and potential dilution, and reveal confidence in future company performance.
2007 Equity Incentive Plan financial
"pursuant to the Company's 2007 Equity Incentive Plan, which was originally approved"
Class B Common financial
"security_title": "Seneca Foods Class B Common""
Class A Common financial
"security_title": "Seneca Foods Class A Common""
vests 25% per year financial
"restricted stock which vests 25% per year over the next four years"

AI-generated analysis. How Rhea-AI works. Not financial advice.

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google
Add on Google
Learn about SEC filing dates

FAQ

What insider transaction did Seneca Foods (SENEA) report for its CEO?

Seneca Foods reported that CEO Paul Laurence Palmby received an award of 2500 shares of Class B Common as restricted stock. The grant was made under the 2007 Equity Incentive Plan and involves no cash price paid by the reporting person.

How do the new restricted shares for Seneca Foods (SENEA) vest?

The 2500 restricted Class B shares granted to the Seneca Foods CEO vest 25% per year over the next four years. This means the award becomes fully vested gradually, with one-quarter of the shares vesting in each successive year.

How many Seneca Foods (SENEA) Class B shares does the CEO hold after the award?

After the restricted stock award, the CEO directly holds 4533 shares of Seneca Foods Class B Common. This reflects the inclusion of the 2500-share restricted grant reported, as indicated in the post-transaction holdings line for Class B Common.

What are the CEO’s Class A holdings at Seneca Foods (SENEA) after this Form 4?

The Form 4 shows a holding line for Seneca Foods Class A Common indicating the CEO directly holds 21184 shares after the reported date. This entry reflects his Class A Common ownership, separate from the newly granted Class B restricted shares.

Was the Seneca Foods (SENEA) CEO’s restricted stock grant made under a company plan?

Yes. The 2500-share restricted stock award was granted under the company’s 2007 Equity Incentive Plan, originally approved by shareholders on August 10, 2007 and later amended and extended in July 2017, according to the footnote.

Did the Seneca Foods (SENEA) CEO pay a purchase price for the new restricted shares?

No. The footnote states that no price was paid by the reporting person in connection with the award of 2500 shares of restricted stock. This characterizes the transaction as a compensation-related equity grant rather than an open-market purchase.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Palmby Paul Laurence

(Last)(First)(Middle)
C/O SENECA FOODS CORPORATION
418 E CONDE ST

(Street)
JANESVILLE WISCONSIN 53546

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Seneca Foods Corp [ SENEA ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
XOfficer (give title below)Other (specify below)
President & CEO
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
08/05/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Seneca Foods Class B Common08/05/2026A2,500A$0(1)4,533D
Seneca Foods Class A Common21,184D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Award of restricted stock pursuant to the Company's 2007 Equity Incentive Plan, which was originally approved by the shareholders of the Company on August 10, 2007 and amended and extended July 2017. No price was paid by the reporting person in connection with this award of shares of restricted stock which vests 25% per year over the next four years.
/s/ Gregory R. Ide, Attorney in Fact08/06/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)