Form 144 shows 2,000-share planned sale in SERA (NASDAQ: SERA)

Rhea-AI Filing Summary

A holder of Common stock has filed a notice of proposed sale of 2,000 shares, with an aggregate market value of $6,180.00, through Morgan Stanley Smith Barney LLC Executive Financial Services on or about 01/27/2026 on the NASDAQ. The issuer has 37,627,034 shares of this class outstanding. The shares to be sold were acquired as Restricted Stock Units from the issuer on 02/06/2024, in an amount of 2,000 shares.

Over the prior three months, the same account reported several sales of the issuer’s common stock, including 2,000 shares for $6,002.60 on 12/30/2025, 616 shares for $2,038.96 on 12/10/2025, 2,000 shares for $5,862.80 on 12/02/2025, 6,528 shares for $17,103.36 on 11/10/2025, and 2,000 shares for $6,141.00 on 11/04/2025, some of which are identified as 10b5-1 sales.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	2000	6180.00	37627034	01/27/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	02/06/2024	Restricted Stock Units	Issuer			2000	02/06/2024	N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
10b5-1 Sales for ROBERT HARRISON 2749 East Parleys Way, Suite 200 Salt Lake City UT 84109	Common	12/30/2025	2000	6002.60
ROBERT HARRISON 2749 East Parleys Way, Suite 200 Salt Lake City UT 84109	Common	12/10/2025	616	2038.96
10b5-1 Sales for ROBERT HARRISON 2749 East Parleys Way, Suite 200 Salt Lake City UT 84109	Common	12/02/2025	2000	5862.80
ROBERT HARRISON 2749 East Parleys Way, Suite 200 Salt Lake City UT 84109	Common	11/10/2025	6528	17103.36
10b5-1 Sales for ROBERT HARRISON 2749 East Parleys Way, Suite 200 Salt Lake City UT 84109	Common	11/04/2025	2000	6141.00

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

How many SERA common shares are planned to be sold under this Form 144?

The notice covers a proposed sale of 2,000 shares of the issuer’s Common stock, with an aggregate market value of $6,180.00.

What is the total number of SERA shares outstanding for this class?

The filing states that the number of shares of this class outstanding is 37,627,034.

When were the SERA shares to be sold acquired and in what form?

The 2,000 shares to be sold were acquired on 02/06/2024 as Restricted Stock Units from the issuer, with the same date shown as the date of payment.

On which exchange and through which broker are the SERA shares expected to be sold?

The proposed sale of 2,000 Common shares is listed for execution through Morgan Stanley Smith Barney LLC Executive Financial Services on the NASDAQ exchange.

What prior SERA share sales are disclosed for the past three months?

The notice lists several recent sales of the issuer’s Common stock: 2,000 shares for $6,002.60 on 12/30/2025, 616 shares for $2,038.96 on 12/10/2025, 2,000 shares for $5,862.80 on 12/02/2025, 6,528 shares for $17,103.36 on 11/10/2025, and 2,000 shares for $6,141.00 on 11/04/2025.

Does the Form 144 reference Rule 10b5-1 trading arrangements for SERA shares?

Yes. Several entries in the three‑month sales history are labeled as 10b5-1 Sales, and the representation section refers to written trading plans or instructions used to satisfy Rule 10b5-1.