[144/A] Serve Robotics Inc. /DE/ SEC Filing

Rhea-AI Filing Summary

Serve Robotics Inc. (SERV) filed a Form 144/A notifying the proposed sale of 5,000 common shares on 09/24/2025 through Raymond James & Associates on Nasdaq with an aggregate market value of $67,915.50. The shares were acquired by the seller as restricted stock units (RSUs) on 06/12/2025 from the issuer and the planned consideration at sale is cash. The filing also discloses that the same selling person previously sold 10,700 shares on 06/23/2025 for gross proceeds of $113,744.00. By signing, the filer represents they are not aware of undisclosed material adverse information about the issuer.

Insights

Securities Analyst

TL;DR: Routine insider sale of RSU shares; transaction size is small relative to a typical public float.

The notice documents a planned sale of 5,000 shares arising from RSU vesting, executed through a broker on Nasdaq. The filing is procedural under Rule 144/A and includes a recent prior sale of 10,700 shares generating about $113.7k. There are no earnings or operational disclosures here, and the seller affirms no undisclosed material adverse information. Given the modest nominal values disclosed, this filing appears informational and not likely to be materially market-moving on its own.

Corporate Governance Expert

TL;DR: Compliance disclosure consistent with insider reporting obligations; no governance red flags presented.

The document shows the seller complying with Rule 144 notice requirements by reporting acquisition date, nature (RSU), and planned sale details. The signature representation that no material nonpublic information exists is standard. There are no indications of unusual timing, hedging arrangements, or related-party transfers in the text provided. This is a routine filing from a governance and disclosure perspective.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144/A

144/A: Filer Information

Filer CIK
Filer CCC
Previous Accession Number Of The Filing
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144/A: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144/A: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Raymond James & Associates, Inc. 880 Carillon Parkway St. Petersburg FL 33716	5000	67915.50	61580000	09/24/2025	Nasdaq

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144/A: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	06/12/2025	RSU	Issuer			5000	09/24/2025	Cash

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144/A: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
David Goldberg 453 Merton Street Toronto A6 M4S 1B4	Common	06/23/2025	10700	113744.00

144/A: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the Form 144/A for SERV report?

The filing reports a proposed sale of 5,000 common shares of Serve Robotics, to be sold on 09/24/2025 through Raymond James with an aggregate market value of $67,915.50.

How were the shares to be sold acquired according to the filing?

The 5,000 shares were acquired as RSUs from the issuer on 06/12/2025 and the planned sale consideration is cash.

Did the filer sell any Serve Robotics shares recently?

Yes. The filing discloses a prior sale by the same person of 10,700 shares on 06/23/2025 for gross proceeds of $113,744.00.

Through which broker will the 5,000 shares be sold?

The broker listed is Raymond James & Associates, Inc. located in St. Petersburg, Florida, and the sale is to occur on Nasdaq.

Does the filing state any undisclosed material information about the company?

By signing the notice the filer represents that they do not know of any material adverse information about the issuer that has not been publicly disclosed.