SERV files Rule 144 notice for 568 vested shares

SERV: Rule 144 notice of proposed resale of common stock.

Rhea-AI Filing Summary

SERV: Rule 144 notice of proposed resale of common stock. Fidelity Brokerage Services LLC lists 568 shares of Common Stock as the securities to be sold, tied to restricted stock vesting dated 06/04/2026. The filing lists prior dispositions by Evan L. Dunn totaling 18,207 shares across three sales dated 04/08/2026, 05/06/2026, and 05/26/2026.

Insights

Securities Compliance Counsel

Simple Rule 144 resale notice for vested restricted shares and recent insider sales.

The filing lists 568 shares of Common Stock offered under a Rule 144 resale notice tied to a 06/04/2026 restricted stock vesting event. The broker-dealer named is Fidelity Brokerage Services LLC.

Examples of recent dispositions by Evan L. Dunn are provided: 510, 2,697, and 15,000 shares on the dates shown. Cash-flow treatment and whether sales are subject to additional conditions are not stated in the excerpt.

Key Figures

Shares registered for resale: 568 shares Prior sale on 04/08/2026: 510 shares Prior sale on 05/06/2026: 2,697 shares +3 more

6 metrics

Shares registered for resale 568 shares Restricted Stock Vesting dated 06/04/2026

Prior sale on 04/08/2026 510 shares Disposition by Evan L. Dunn

Prior sale on 05/06/2026 2,697 shares Disposition by Evan L. Dunn

Prior sale on 05/26/2026 15,000 shares Disposition by Evan L. Dunn

Total prior dispositions shown 18,207 shares Aggregate of three listed sales in the excerpt

Broker-dealer listed Fidelity Brokerage Services LLC Agent handling the proposed resale

Key Terms

Rule 144/Form 144, Restricted Stock Vesting, Broker-dealer

3 terms

Rule 144/Form 144 regulatory

"144: Securities To Be Sold"

Restricted Stock Vesting financial

"Common | 06/04/2026 | Restricted Stock Vesting"

Restricted stock vesting is the timetable and conditions under which shares granted to employees or insiders become fully owned and can be sold, typically requiring continued work or meeting performance goals. It matters to investors because large blocks of shares can become tradable at once, which can change share supply and price, and because vesting aligns insiders’ incentives with the company’s long‑term performance—think of it like a timed unlock that both rewards and locks in key people.

Broker-dealer regulatory

"Fidelity Brokerage Services LLC 900 Salem Street"

A broker-dealer is a licensed firm or individual that both executes trades on behalf of clients (acting as a broker) and buys or sells securities for its own account (acting as a dealer). Investors care because broker-dealers provide the plumbing of markets — they place orders, hold or move cash and securities, offer research or advice, and their stability and fees directly affect trade execution, costs, and the safety of client funds; think of them as a combined travel agent and taxi for your investments.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the SERV Form 144 disclose about shares being sold?

The filing lists 568 shares of Common Stock proposed for resale tied to a restricted stock vesting on 06/04/2026. It identifies the broker-dealer as Fidelity Brokerage Services LLC and the exchange as NASDAQ.

Who is the selling party or reporting person in the SERV filing?

The excerpt names Fidelity Brokerage Services LLC as the broker-dealer handling the resale and lists transactions by Evan L. Dunn in the prior three months, indicating prior dispositions by that individual.

How many shares did Evan L. Dunn sell in the past three months?

Evan L. Dunn disposed of 510, 2,697, and 15,000 shares on 04/08/2026, 05/06/2026, and 05/26/2026, respectively, totaling 18,207 shares shown in the excerpt.

Are proceeds or pricing details included in the SERV Form 144 excerpt?

The excerpt shows numeric fields adjacent to share rows but does not state an explicit aggregate proceeds sentence. Specific sale prices or total proceeds are not described in the provided text.

Is the 568-share resale linked to compensation or vesting?

Yes; the excerpt ties the 568 shares to a Restricted Stock Vesting event with an issuer source and a transaction date of 06/04/2026 described as Compensation.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 06/08/2026 - 04:23 PM EDT Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0002040436
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	Serve Robotics Inc. /DE/
SEC File Number	001-42023
Address of Issuer	1360 BAYPORT AVENUE SAN CARLOS CALIFORNIA 94070
Phone	818-860-1352
Name of Person for Whose Account the Securities are To Be Sold	Dunn Evan
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Fidelity Brokerage Services LLC 900 Salem Street Smithfield RI 02917	568	4375.36	77373296	06/08/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	06/04/2026	Restricted Stock Vesting	Issuer			568	06/04/2026	Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Evan L. Dunn 730 Broadway Redwood City CA 94063	Common	04/08/2026	510	4395.08
Evan L. Dunn 730 Broadway Redwood City CA 94063	Common	05/06/2026	2697	25046.23
Evan L. Dunn 730 Broadway Redwood City CA 94063	Common	05/26/2026	15000	134936.84

144: Remarks and Signature

Remarks	Sale includes an amount necessary to cover a tax obligation resulting from the settlement of a vested equity award distribution.
Date of Notice	06/08/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Joshua Schmitt, as a duly authorized representative of Fidelity Brokerage Services LLC, as attorney-in-fact for Evan L. Dunn.
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)