Serve Robotics insider monetizes RSUs; 176 shares planned sale on Nasdaq

Rhea-AI Filing Summary

Serve Robotics, Inc. (SERV) insider notice under Rule 144 shows a proposed sale of 176 common shares with an aggregate market value of $2,691.04, approximately to be sold on 10/07/2025 on Nasdaq. The filing reports those shares were acquired as an RSU grant vest on 10/06/2025 (833 shares vested) and that payment for the proposed sale will be in cash. The filer, identified as Brian Read, disclosed prior sales of common stock over the past three months totaling 43,496 shares and gross proceeds of approximately $467,291.88. The filer also certifies no undisclosed material adverse information and references compliance with Rule 10b5-1 language where applicable.

Positive

• Sale follows recent RSU vesting, indicating proceeds come from compensation rather than secondary purchase
• Filing includes broker details and required certifications, showing procedural compliance with Rule 144

Negative

• Insider sold 43,496 shares in the past three months, raising observable insider supply
• Gross proceeds of approximately $467,291.88 from recent sales could be viewed as notable insider monetization

Insights

Insider Transactions Analyst

TL;DR: Insider plans a small, routine Rule 144 sale after an RSU vesting event.

The filing shows a proposed sale of 176 shares valued at $2,691.04 following an RSU vest on 10/06/2025. The sale is to be executed through Raymond James on Nasdaq, and payment will be in cash.

This activity follows a pattern of multiple sales by the same insider over the past three months totaling 43,496 shares and gross proceeds of about $467,291.88. Watch short-term insider liquidity and any declared trading plans; such sales can be routine compensation monetization but are useful to track over a quarter.

Corporate Governance Specialist

TL;DR: Disclosure aligns with Rule 144 mechanics; signature attests no undisclosed material facts.

The notice follows Rule 144 formatting: it lists acquisition as an RSU grant vest, provides broker details, and includes the required insider certification regarding material information and potential 10b5-1 plan status. The form includes a formal warning about false statements.

Governance monitoring should note the sequence of periodic sales by the same insider; if future filings show continued disposition that materially increases sell volume, investors may reassess insider alignment.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Raymond James & Associates, Inc. 880 Carillon Parkway St. Petersubrg FL 33716	176	2691.04	61580000	10/07/2025	Nasdaq

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	10/06/2025	RSU Grant Vest	Issuer			833	10/07/2025	cash

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Brian Read 730 Broadway St Redwood City CA 94063	common	09/30/2025	1225	14326.00
Brian Read 730 Broadway St Redwood City CA 94063	Common	09/18/2025	3941	50054.64
Brian Read 730 Broadway St. Redwood City CA 94063	Common	09/11/2025	4319	59808.44
Brian Read 730 Broadway St Redwood City CA 94063	Common	09/08/2025	7175	74883.00
Brian Read 730 Broadway St Redwood City CA 94063	Common	09/02/2025	1330	13539.40
Brian Read 730 Broadway St Redwood City CA 94063	Common	08/25/2025	10216	100323.16
Brian Read 730 Broadway St Redwood City CA 94063	Common	08/18/2025	10195	100114.90
Brian Read 730 Broadway St Redwood City CA 94063	Common	08/05/2025	2592	27583.55
Brian Read 730 Broadway St. Redwood City CA 94063	Common	07/30/2025	1212	12673.52
Brian Read 730 Broadway St. Redwood City CA 94063	Common	07/01/2025	1291	13985.27

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the SERV Form 144 filing announce?

The filing notifies a proposed sale of 176 common shares valued at $2,691.04, to occur on 10/07/2025 on Nasdaq.

How were the shares being sold by the SERV insider acquired?

The filing states the shares were acquired via an RSU grant vest on 10/06/2025, with 833 shares listed as acquired.

Who is the broker named in the SERV Form 144?

The broker listed is Raymond James & Associates, Inc. at the address provided in the filing.

How many shares did the insider sell in the past three months and for how much?

The filing lists prior sales totaling 43,496 shares with gross proceeds of about $467,291.88.

Does the filing state the insider has undisclosed material information?

By signing, the filer represents they do not know any material adverse information about the issuer that has not been publicly disclosed.