Serve Robotics counsel sells 598 shares for taxes

Serve Robotics Inc. General Counsel Evan Dunn reported a small sale of company stock related to equity compensation.

Accepted by SEC EDGAR 01/07/2026 - 04:53 PM EST Learn about SEC filing dates

Rhea-AI Filing Summary

Serve Robotics Inc. General Counsel Evan Dunn reported a small sale of company stock related to equity compensation. On January 6, 2026, Dunn sold 598 shares of Serve Robotics common stock at $12.81 per share. According to the footnote, the sale was made to cover tax withholding obligations arising from the settlement of vested restricted stock units (RSUs). After this transaction, Dunn beneficially owned 206,220 shares of Serve Robotics common stock, held directly.

Insider Trade Summary

Net Seller: 598 shares

Net Sell 1 txn

Insider Dunn Evan

Role General Counsel

Sold 598 shs ($8K)

Share of Position Sold 0.29%

Type	Security	Shares	Price	Value
Sale	Common Stock	598	$12.81	$8K

Holdings After Transaction: Common Stock — 206,220 shares (Direct)

Holdings Before and After: Common Stock, 206,818 to 206,220 shares (Direct)

Other Insiders: 5 other insiders reported open-market sales of this stock in the 30 days up to this filing.

Footnotes (1)

1. F1. Represents shares of the Issuer's common stock sold to satisfy tax withholding obligations relating to the acquisition of shares of the Issuer's common stock in connection with the settlement of the vested portion of RSUs pursuant to provisions of a restricted stock unit agreement by and between the Issuer and the Reporting Person.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

Who is the insider in this Serve (SERV) Form 4 filing and what is their role?

The insider is Evan Dunn, who serves as General Counsel of Serve Robotics Inc. and is an officer of the company.

How many Serve Robotics (SERV) shares did Evan Dunn sell and at what price?

On January 6, 2026, Evan Dunn sold 598 shares of Serve Robotics common stock at a price of $12.81 per share.

Why did Evan Dunn sell Serve Robotics (SERV) shares in this transaction?

The filing states the 598 shares were sold to satisfy tax withholding obligations tied to the acquisition of shares upon settlement of vested RSUs under a restricted stock unit agreement.

How many Serve Robotics (SERV) shares does Evan Dunn own after the reported sale?

Following the reported transaction, Evan Dunn beneficially owned 206,220 shares of Serve Robotics common stock, held directly.

What type of security was involved in Evan Dunns Serve (SERV) Form 4 transaction?

The transaction involved Common Stock of Serve Robotics Inc., as reported in Table I for non-derivative securities.

Was this Serve Robotics (SERV) Form 4 transaction related to stock options or RSUs?

The explanation notes the sale related to RSUs, stating that shares were sold to cover taxes from the settlement of the vested portion of RSUs under a restricted stock unit agreement.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Dunn Evan

(Last) (First) (Middle)

C/O SERVE ROBOTICS INC.

730 BROADWAY

(Street)

REDWOOD CITY CA 94063

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Serve Robotics Inc. /DE/ [ SERV ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	General Counsel

3. Date of Earliest Transaction (Month/Day/Year)
01/06/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	01/06/2026		S		598(1)	D	$12.81	206,220	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents shares of the Issuer's common stock sold to satisfy tax withholding obligations relating to the acquisition of shares of the Issuer's common stock in connection with the settlement of the vested portion of RSUs pursuant to provisions of a restricted stock unit agreement by and between the Issuer and the Reporting Person.

Remarks:

	/s/ Jongmin Char, as attorney-in-fact for Evan Dunn	01/07/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.