Serve Robotics CEO receives 344K-share stock award

Vesting is conditional on the CEO's continuous service through each scheduled vesting date.

Rhea-AI Filing Summary

Serve Robotics Inc. CEO Ali Kashani received a time-based restricted stock unit award covering 344,440 shares of Common Stock on October 2, 2026. The award vests as to 1/7 of the total shares on January 1, 2027, and 1/7 on the same day of each quarter thereafter, subject to his continuous service through each vesting date. After the reported transaction, Kashani held 3,577,373 shares directly; the filing also lists 16,070 shares indirectly held by his spouse.

Insider Trade Summary

Grant/Award: 344,440 shares

Grant/Award 2 txns

Insider Kashani Ali

Role Chief Executive Officer

Type	Security	Shares	Price	Value
Grant/Award	Common Stock F1	344,440	$0.00	$0.00
holding	Common Stock	--	--	--

Holdings After Transaction: Common Stock — 3,577,373 shares (Direct); Common Stock — 16,070 shares (Indirect, By Spouse)

Footnotes (1)

1. F1. Represents shares of Common Stock underlying a time-based restricted stock unit award ("RSU"). The RSU will vest as to 1/7th of the total number of shares on January 1, 2027 and 1/7th of the total number of shares on the same day of each quarter thereafter, subject to the Reporting Person's continuous service status through each vesting date.

Key Figures

Shares underlying RSU award: 344,440 shares Direct Common Stock holdings: 3,577,373 shares Indirect Common Stock holdings: 16,070 shares +1 more

4 metrics

Shares underlying RSU award 344,440 shares Time-based award reported October 2, 2026

Direct Common Stock holdings 3,577,373 shares Reported position following the transaction

Indirect Common Stock holdings 16,070 shares Held by spouse, as reported

Scheduled vesting installment 1/7 of total shares First installment January 1, 2027; subsequent installments on the same day of each quarter, subject to continuous service

Key Terms

time-based restricted stock unit award, vesting date, continuous service status

3 terms

time-based restricted stock unit award financial

"time-based restricted stock unit award ("RSU")"

vesting date financial

"through each vesting date"

continuous service status financial

"subject to the Reporting Person's continuous service status"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many shares did the SERV CEO's RSU award cover?

Ali Kashani's time-based award covered 344,440 shares of Serve Robotics Inc. Common Stock, with vesting scheduled to begin January 1, 2027, subject to continuous service.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 10/06/2026 - 04:53 PM Accepted by SEC EDGAR 10/06/2026 - 04:53 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Kashani Ali

(Last) (First) (Middle)

C/O SERVE ROBOTICS INC.

1360 BAYPORT AVENUE

(Street)

SAN CARLOS CALIFORNIA 94070

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Serve Robotics Inc. /DE/ [ SERV ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Executive Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
10/02/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	10/02/2026		A		344,440(1)	A	$0	3,577,373	D
Common Stock								16,070	I	By Spouse

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents shares of Common Stock underlying a time-based restricted stock unit award ("RSU"). The RSU will vest as to 1/7th of the total number of shares on January 1, 2027 and 1/7th of the total number of shares on the same day of each quarter thereafter, subject to the Reporting Person's continuous service status through each vesting date.

Remarks:

	/s/ Jongmin Char, as attorney-in-fact for Ali Kashani	10/06/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)