[144] Serve Robotics Inc. SEC Filing

Rhea-AI Filing Summary

Serve Robotics Inc. (SERV) Form 144 notice: An owner plans to sell 8,000 common shares through Raymond James & Associates on or about 08/28/2025. The reported aggregate market value of the proposed sale is $91,920 and the issuer has 59,880,000 shares outstanding. The securities were recorded as acquired by stock option exercise and paid for in cash on 08/28/2025. The filer certifies there are no undisclosed material adverse facts and reports no other sales in the past three months.

Positive

• Full disclosure of broker and transaction details (Raymond James & Associates, address provided)
• Transaction source disclosed: shares acquired via stock option exercise and paid in cash on the same date
• Filer attests there is no undisclosed material adverse information and reports no sales in the prior three months

Negative

• None.

Insights

Financial Analyst

TL;DR: Small insider sale via exercised options, limited market impact based on size vs. outstanding shares.

The filing discloses a single proposed sale of 8,000 common shares valued at $91,920, executed through Raymond James & Associates with an approximate sale date of August 28, 2025. The shares were acquired and paid for on the same date via stock option exercise, indicating a routine post-exercise disposition rather than a secondary market capital-raising event. No other sales in the prior three months are reported, and the filer attests to absence of undisclosed material adverse information.

Corporate Governance Expert

TL;DR: Disclosure meets Rule 144 requirements; filing indicates compliance and attestation by the seller.

The notice contains required broker details and transaction dates, and includes the signer’s representation about material information. The form indicates the transaction will be aggregated under Rule 144 where applicable and shows no recent sales to aggregate. From a governance and compliance standpoint, the document contains the standard attestations and broker identification expected for a Rule 144 disposition.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Raymond James & Associates 880 Carillon Parkway St. Petersburg FL 33716	8000	91920.00	59880000	08/28/2025	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	08/28/2025	Stock Option Exercise	Issuer			8000	08/28/2025	Cash

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does SERV's Form 144 report?

The form reports a proposed sale of 8,000 common shares with an aggregate market value of $91,920, to be sold on or about 08/28/2025.

How were the SERV shares acquired that are being sold?

The shares were acquired via a stock option exercise on 08/28/2025 and payment was made in cash on that date.

Which broker is handling the SERV sale?

The sale is to be handled by Raymond James & Associates, 880 Carillon Parkway, St. Petersburg, FL 33716.

Does the filing report any other sales in the past three months for this account?

No. The form states "Nothing to Report" for securities sold during the past three months.

How many SERV shares are outstanding according to the filing?

The filing reports 59,880,000 shares outstanding.