[144] Serve Robotics Inc. SEC Filing

Rhea-AI Filing Summary

Serve Robotics Inc. (SERV) Form 144 notice reports a proposed sale of 12,603 common shares through Raymond James & Associates on 09/08/2025 with an aggregate market value of $133,606.92. The shares were acquired by the seller via RSU vesting on 09/05/2025 and payment is listed as cash. The filer also disclosed two recent sales by the same person in the past three months: 2,130 shares on 08/05/2025 for $22,663.20 and 315 shares on 05/07/2025 for $1,946.62. The notice includes the required attestation that the seller is unaware of any undisclosed material adverse information about the issuer.

Positive

• Compliance disclosure filed under Rule 144 with broker, quantities, dates, and acquisition method clearly stated
• Acquisition method documented as RSU vesting, which explains the origin of the shares
• Recent sales history disclosed (2,130 and 315 shares) providing transparency about prior dispositions

Negative

• Insider sale activity of 12,603 shares (aggregate $133,606.92) and prior sales may be viewed as share disposals by an insider
• No per-share price for the proposed sale is provided in the filing (only aggregate market value)

Insights

Securities Compliance Analyst

TL;DR: Standard Rule 144 notice for RSU proceeds; documents intent to sell shares acquired by vesting and discloses recent small sales.

This filing fulfills Rule 144 notice requirements by identifying the broker, number of shares, acquisition method (RSU vesting), acquisition and proposed sale dates, and recent sales history for the same account. The amounts disclosed — 12,603 shares valued at $133,606.92 and two prior small dispositions — are explicitly documented and appear procedural. The attestation regarding material non-public information is present, which is a standard compliance element for such filings.

Equity Trading Specialist

TL;DR: Transaction size is modest and described as RSU vesting sales routed through a retail broker.

The sale is to be executed through Raymond James & Associates on NASDAQ; execution via a national broker suggests normal market routing. The filing shows the securities were recently vested (09/05/2025) and the intended sale date is 09/08/2025, indicating a quick disposition following vesting. Recent prior sales (2,130 and 315 shares) provide context on the account's recent liquidity events. No price-per-share beyond aggregate values is provided in the notice.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Raymond James & Associates 880 Carillon Parkway St. Petersburg FL 33716	12603	133606.92	61580000	09/08/2025	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	09/05/2025	RSU Vesting	Issuer			46662	09/08/2025	Cash

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Euan S. Abraham 2223 Cawdor Ct Lansing MI 48917	Common	08/05/2025	2130	22663.20
Euan S. Abraham 2223 Cawdor Ct Lansing MI 48917	Common	05/07/2025	315	1946.62

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What is being filed in the SERV Form 144?

The filing is a Rule 144 notice for a proposed sale of 12,603 common shares of Serve Robotics (SERV) with an aggregate market value of $133,606.92.

When were the shares acquired and when is the proposed sale?

The shares were acquired by RSU vesting on 09/05/2025 and the proposed sale date is 09/08/2025.

Through which broker will the SERV shares be sold?

The sale is to be routed through Raymond James & Associates, with execution on NASDAQ.

Has the seller sold other SERV shares recently?

Yes. The seller reported sales of 2,130 shares on 08/05/2025 for $22,663.20 and 315 shares on 05/07/2025 for $1,946.62.

Does the Form 144 state any undisclosed material information about Serve Robotics?

The filer attests that they do not know any material adverse information about the issuer that has not been publicly disclosed.