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Serve Robotics (SERV) CFO sells small block of shares to cover RSU taxes

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Serve Robotics Inc. Chief Financial Officer Brian Read reported a small sale of company stock. On 02/11/2026, he sold 185 shares of Serve Robotics common stock at a price of $10.17 per share in an open-market transaction.

According to the filing, these shares were sold solely to cover tax withholding obligations tied to the settlement of vested restricted stock units. After this sale, Read directly holds 325,671 shares of Serve Robotics common stock.

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SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Read Brian

(Last) (First) (Middle)
C/O SERVE ROBOTICS INC.
730 BROADWAY

(Street)
REDWOOD CITY CA 94063

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Serve Robotics Inc. /DE/ [ SERV ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Financial Officer
3. Date of Earliest Transaction (Month/Day/Year)
02/11/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 02/11/2026 S 185(1) D $10.17 325,671 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Represents shares of the Issuer's common stock sold to satisfy tax withholding obligations relating to the acquisition of shares of the Issuer's common stock in connection with the settlement of the vested portion of RSUs pursuant to provisions of a restricted stock unit agreement by and between the Issuer and the Reporting Person.
Remarks:
/s/ Jongmin Char, as attorney-in-fact for Brian Read 02/12/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did Serve Robotics (SERV) CFO Brian Read report in this Form 4?

Serve Robotics CFO Brian Read reported selling 185 shares of common stock. The sale occurred on February 11, 2026, and was tied to tax withholding obligations from vested restricted stock units, leaving him with 325,671 directly held shares afterward.

How many Serve Robotics (SERV) shares did the CFO sell and at what price?

Brian Read sold 185 shares of Serve Robotics common stock at $10.17 per share. The transaction was an open-market sale reported under code “S,” and it was executed to satisfy associated tax withholding obligations on vested restricted stock units.

Why did the Serve Robotics (SERV) CFO sell 185 shares of stock?

The 185 shares were sold to satisfy tax withholding obligations. These obligations arose from the acquisition of Serve Robotics common stock upon settlement of vested restricted stock units under a restricted stock unit agreement between the company and Brian Read.

How many Serve Robotics (SERV) shares does CFO Brian Read hold after the sale?

After the February 11, 2026 transaction, Brian Read beneficially owns 325,671 shares of Serve Robotics common stock. The Form 4 shows these shares as directly held, reflecting his position following the 185-share sale for tax withholding purposes.

What transaction code is used in the Serve Robotics (SERV) Form 4 filing?

The filing uses transaction code “S,” indicating a sale in the open market or a private transaction. In this case, the sale covered tax withholding obligations related to vested restricted stock units held by Serve Robotics Chief Financial Officer Brian Read.
Serve Robotics

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693.75M
66.44M
18.57%
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19.09%
Specialty Industrial Machinery
General Industrial Machinery & Equipment, Nec
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United States
REDWOOD CITY