Serve Robotics (NASDAQ: SERV) CEO logs tax-related sale of 8,101 shares

Rhea-AI Filing Summary

Serve Robotics Inc. Chief Executive Officer Ali Kashani reported a sale of 8,101 shares of common stock on February 4, 2026 at $10.33 per share. The filing explains these shares were sold to satisfy tax withholding obligations tied to the settlement of vested restricted stock units (RSUs).

After this transaction, Kashani beneficially owned 3,357,673 shares of Serve Robotics common stock directly, and an additional 16,070 shares indirectly held "By Spouse." The transaction is characterized as tax-related rather than an open-market discretionary sale.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Kashani Ali

(Last) (First) (Middle)

C/O SERVE ROBOTICS INC.

730 BROADWAY

(Street)

REDWOOD CITY CA 94063

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Serve Robotics Inc. /DE/ [ SERV ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Executive Officer

3. Date of Earliest Transaction (Month/Day/Year)
02/04/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	02/04/2026		S		8,101(1)	D	$10.33	3,357,673	D
Common Stock								16,070	I	By Spouse

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents shares of the Issuer's common stock sold to satisfy tax withholding obligations relating to the acquisition of shares of the Issuer's common stock in connection with the settlement of the vested portion of RSUs pursuant to provisions of a restricted stock unit agreement by and between the Issuer and the Reporting Person.

Remarks:

	/s/ Jongmin Char, as attorney-in-fact for Ali Kashani	02/05/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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FAQ

What insider transaction did SERV CEO Ali Kashani report on February 4, 2026?

Ali Kashani reported selling 8,101 shares of Serve Robotics common stock at $10.33 per share. According to the filing, the sale was made to cover tax withholding obligations from vested RSUs, rather than as a discretionary open-market sale.

How many SERV shares does Ali Kashani own after the reported Form 4 transaction?

Following the February 4, 2026 transaction, Ali Kashani beneficially owned 3,357,673 shares of Serve Robotics common stock directly. The filing also reports 16,070 additional shares held indirectly, listed as owned "By Spouse" in the ownership table.

Why were 8,101 SERV shares sold by Ali Kashani according to the Form 4 footnote?

The 8,101 Serve Robotics shares were sold to satisfy tax withholding obligations related to RSU settlement. The footnote states the sale was tied to the acquisition of common shares upon vesting of restricted stock units under a restricted stock unit agreement.

What role does Ali Kashani hold at Serve Robotics Inc. (SERV)?

Ali Kashani is identified as both a director and the Chief Executive Officer of Serve Robotics Inc. The Form 4 indicates his status as an officer with the title Chief Executive Officer, and also checks the box indicating he serves as a director of the company.

How are Ali Kashani’s indirect SERV share holdings reported on the Form 4?

The Form 4 lists 16,070 shares of Serve Robotics common stock as indirectly owned by Ali Kashani. These shares are reported in the ownership table with an indirect ownership form and described with the notation "By Spouse" under nature of indirect beneficial ownership.

What price per share is disclosed for Ali Kashani’s SERV stock sale?

The disclosed price per share for the 8,101 Serve Robotics shares sold by Ali Kashani is $10.33. This price appears in the non-derivative securities table, which records the transaction code "S" and the share amount associated with the tax-withholding related sale.