[Form 4] Serve Robotics Inc. /DE/ Insider Trading Activity

Rhea-AI Filing Summary

Serve Robotics Inc. insider filing: Chief Financial Officer Brian Read reported a sale of 1,225 shares of the issuer's common stock on 09/30/2025 at a reported price of $11.70 per share to satisfy tax withholding obligations arising from the settlement of vested restricted stock units. After the disposition, the filing reports that the reporting person beneficially owns 355,273 shares of common stock, held directly. The Form 4 was filed individually and signed by an attorney-in-fact.

Positive

• Reporting person retains a substantial direct holding of 355,273 shares after the transaction
• Transaction is explicitly described as tax withholding for RSU settlement, indicating an administrative purpose

Negative

• Disposition of 1,225 shares was executed, reducing the reporting person's share count by that amount

Insights

Corporate Governance Expert

TL;DR: Routine tax-withholding sale of vested RSUs by the CFO; ownership remains substantial and the transaction appears administrative.

The filing documents a small, specified disposition of 1,225 common shares executed to satisfy tax withholding tied to RSU settlement. This is a common executive administrative action rather than an opportunistic open-market trade. The reporting person continues to hold a material position of 355,273 shares held directly, which maintains alignment with shareholders. The form indicates individual filing and includes an attorney-in-fact signature.

Securities Analyst

TL;DR: Transaction is minor in size and explicitly described as tax-related; no new derivative positions or additional dispositions reported.

The disclosure shows only a single non-derivative disposition tied to tax withholding for RSU settlement. The $11.70 per-share price and 1,225-share quantity are specified, and there are no accompanying derivative transactions on this form. The continuing direct beneficial ownership figure (355,273 shares) is reported, providing a clear post-transaction ownership snapshot.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

1. Name and Address of Reporting Person^*

Read Brian

(Last) (First) (Middle)

C/O SERVE ROBOTICS INC.

730 BROADWAY

(Street)

REDWOOD CITY CA 94063

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Serve Robotics Inc. /DE/ [ SERV ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Financial Officer

3. Date of Earliest Transaction (Month/Day/Year)
09/30/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	09/30/2025		S		1,225(1)	D	$11.7	355,273	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents shares of the Issuer's common stock sold to satisfy tax withholding obligations relating to the acquisition of shares of the Issuer's common stock in connection with the settlement of the vested portion of RSUs pursuant to provisions of a restricted stock unit agreement by and between the Issuer and the Reporting Person.

Remarks:

	/s/ Jongmin Char, as attorney-in-fact for Brian Read	09/30/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did Serve Robotics (SERV) CFO Brian Read report on the Form 4?

The Form 4 reports a sale of 1,225 shares of common stock on 09/30/2025 at $11.70 per share to satisfy tax withholding related to vested RSUs.

How many shares does the reporting person own after the transaction?

The filing reports the reporting person beneficially owns 355,273 shares of common stock following the reported transaction.

Was the Form 4 filed jointly or individually for SERV?

The Form 4 was filed by one reporting person (individual filing) and signed by an attorney-in-fact on behalf of Brian Read.

Why were the shares sold according to the filing?

The filing states the shares were sold to satisfy tax withholding obligations arising from the settlement of vested restricted stock units under an RSU agreement.

Did the Form 4 disclose any derivative transactions for the reporting person?

No. Table II for derivative securities shows no derivative transactions reported on this Form 4.