Serve Robotics (SERV) counsel sells 2,700 shares for tax withholding

Rhea-AI Filing Summary

Serve Robotics Inc. General Counsel Evan Dunn reported selling 2,700 shares of the company’s common stock on February 4, 2026 at $10.33 per share. According to the filing, these shares were sold solely to cover tax withholding triggered by the settlement of vested restricted stock units. After this transaction, Dunn directly holds 203,520 shares of Serve Robotics common stock.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Dunn Evan

(Last) (First) (Middle)

C/O SERVE ROBOTICS INC.

730 BROADWAY

(Street)

REDWOOD CITY CA 94063

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Serve Robotics Inc. /DE/ [ SERV ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	General Counsel

3. Date of Earliest Transaction (Month/Day/Year)
02/04/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	02/04/2026		S		2,700(1)	D	$10.33	203,520	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents shares of the Issuer's common stock sold to satisfy tax withholding obligations relating to the acquisition of shares of the Issuer's common stock in connection with the settlement of the vested portion of RSUs pursuant to provisions of a restricted stock unit agreement by and between the Issuer and the Reporting Person.

Remarks:

	/s/ Jongmin Char, as attorney-in-fact for Evan Dunn	02/05/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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FAQ

What did SERV insider Evan Dunn report on this Form 4 filing?

Evan Dunn, General Counsel of Serve Robotics Inc. (SERV), reported selling 2,700 common shares. The sale was on February 4, 2026, at $10.33 per share, and was tied to tax withholding on vested restricted stock units.

Why did Evan Dunn sell 2,700 shares of Serve Robotics (SERV) stock?

The 2,700 shares were sold to satisfy tax withholding obligations. These taxes arose from the acquisition of Serve Robotics common stock when a portion of Dunn’s restricted stock units vested and settled under an existing restricted stock unit agreement.

How many Serve Robotics (SERV) shares does Evan Dunn own after the transaction?

After the reported sale, Evan Dunn beneficially owns 203,520 shares of Serve Robotics common stock. The filing shows this amount as directly owned, following the 2,700-share sale for tax withholding on vested restricted stock units.

What was the sale price for Evan Dunn’s SERV shares on February 4, 2026?

The 2,700 Serve Robotics common shares were sold at a price of $10.33 per share. This transaction is coded as a sale and is specifically described as being executed to cover tax withholding obligations related to vested restricted stock units.

What role does Evan Dunn hold at Serve Robotics Inc. (SERV)?

Evan Dunn serves as an officer of Serve Robotics Inc., holding the title of General Counsel. The Form 4 identifies him in this role and indicates the reported stock sale relates to equity compensation in the form of restricted stock units.

Was Evan Dunn’s Serve Robotics (SERV) stock sale a routine tax withholding event?

Yes. The footnote explains the 2,700-share sale represents shares sold to meet tax withholding obligations. These taxes were associated with the settlement of the vested portion of Dunn’s restricted stock units in Serve Robotics common stock.