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Sezzle (SEZL) CFO forfeits 1,127 shares to cover RSU tax withholding

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Sezzle Inc.’s Chief Financial Officer Brading Lee Dickson reported routine share dispositions tied to tax withholding, not market sales. On two dates, a total of 1,127 shares of common stock were forfeited to cover withholding taxes due on vesting restricted stock units, at prices around $63.70–$63.76 per share. After these transactions, he directly holds 320,851 shares of Sezzle common stock.

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Insider Brading Lee Dickson
Role Chief Financial Officer
Type Security Shares Price Value
Tax Withholding Common Stock, par value $0.00001 per share 701 $63.76 $45K
Tax Withholding Common Stock, par value $0.00001 per share 426 $63.70 $27K
Holdings After Transaction: Common Stock, par value $0.00001 per share — 320,851 shares (Direct)
Footnotes (1)
  1. [object Object]
Tax-withheld shares (total) 1,127 shares CFO forfeited shares to cover tax on RSU vesting
Tax-withheld shares (Apr 2, 2026) 701 shares at $63.76 Form 4 code F disposition of common stock
Tax-withheld shares (Apr 1, 2026) 426 shares at $63.70 Form 4 code F disposition of common stock
Shares held after latest transaction 320,851 shares CFO’s direct Sezzle common stock holdings
restricted stock units financial
"In connection with the vesting of previously awarded restricted stock units, the reporting person forfeited these shares"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
withholding tax obligations financial
"forfeited these shares of common stock to satisfy withholding tax obligations"
transaction code F regulatory
"transaction code F indicates payment of exercise price or tax liability by delivering securities"
Form 4 regulatory
"The Form 4 reports tax-withholding dispositions, not open-market sales"
Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Brading Lee Dickson

(Last)(First)(Middle)
700 NICOLLET MALL
SUITE 640

(Street)
MINNEAPOLIS MINNESOTA 55402

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Sezzle Inc. [ SEZL ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chief Financial Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
04/01/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock, par value $0.00001 per share04/01/2026F(1)426D$63.7321,552D
Common Stock, par value $0.00001 per share04/02/2026F(1)701D$63.76320,851D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. In connection with the vesting of previously awarded restricted stock units, the reporting person forfeited these shares of common stock to satisfy withholding tax obligations.
Remarks:
/s/ Brady Duane Kafka, as Attorney-in-Fact04/03/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transactions did Sezzle (SEZL) report for its CFO?

Sezzle’s CFO Brading Lee Dickson reported forfeiting shares to cover taxes on vesting restricted stock units. Two Form 4 transactions show 1,127 common shares withheld in total, rather than open-market sales, leaving him with 320,851 directly held shares afterward.

How many Sezzle (SEZL) shares were withheld for the CFO’s taxes?

A total of 1,127 Sezzle common shares were withheld to satisfy tax obligations on vesting restricted stock units. The transactions covered 701 shares at $63.76 and 426 shares at $63.70 per share, according to the Form 4 filing details.

Did Sezzle’s CFO sell shares on the open market in this Form 4?

The Form 4 reports tax-withholding dispositions, not open-market sales. Shares were forfeited back to satisfy withholding tax obligations when restricted stock units vested, classified under transaction code F, which is used for payment of exercise price or tax liability by delivering securities.

How many Sezzle (SEZL) shares does the CFO hold after these transactions?

Following the reported tax-withholding dispositions, Sezzle’s CFO directly holds 320,851 shares of common stock. This figure, disclosed in the Form 4, shows his remaining equity position after 1,127 shares were forfeited to cover tax obligations on vesting awards.

What is transaction code F in the Sezzle (SEZL) Form 4 filing?

Transaction code F indicates payment of exercise price or tax liability by delivering securities. In Sezzle’s Form 4, it shows the CFO’s common shares were forfeited to cover withholding taxes on vesting restricted stock units, rather than being bought or sold in the open market.
Sezzle Inc.

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