Welcome to our dedicated page for Sezzle SEC filings (Ticker: SEZL), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
This page provides access to Sezzle Inc.’s (NASDAQ: SEZL) SEC filings, offering detailed insight into the company’s operations as a purpose-driven fintech and Buy Now, Pay Later (BNPL) platform. Sezzle’s common stock is registered on the Nasdaq Stock Market LLC under the symbol SEZL, and its filings with the U.S. Securities and Exchange Commission document material events, financial performance, and key corporate actions.
Through Sezzle’s current reports on Form 8-K, investors can review disclosures on topics such as quarterly financial results, amendments to revolving credit and security agreements, stock repurchase authorizations, changes to equity incentive plans, and decisions affecting certifications like its former B Corporation status. For example, Sezzle has filed 8-Ks describing an increase in borrowing capacity under a credit facility, the authorization of an additional $100 million stock repurchase program, and updates to its 2021 Equity Incentive Plan.
Annual reports on Form 10-K and quarterly reports on Form 10-Q (accessible via the SEC’s EDGAR system and summarized on this platform when available) typically include audited or reviewed financial statements, management’s discussion and analysis, and detailed explanations of metrics Sezzle emphasizes publicly, such as Gross Merchandise Volume (GMV), total revenue, transaction-related costs, adjusted net income, and Adjusted EBITDA. These filings also contain risk factor discussions covering regulatory scrutiny of BNPL, macroeconomic conditions, credit losses, access to capital, and operational risks.
Investors can also use this page to track insider activity and compensation-related disclosures when Forms 3, 4, 5, and proxy statements are filed, as well as to monitor any future registration statements or amendments relevant to Sezzle’s capital structure. Stock Titan’s tools surface new filings in near real time and apply AI-powered summaries to help explain complex sections of lengthy documents, such as the narrative in a 10-K or the terms of a credit agreement described in an 8-K.
By reviewing Sezzle’s SEC filings alongside its press releases, users can better understand how the company manages its payment platform, capital resources, equity incentives, and public benefit commitments within the regulated U.S. securities framework.
Sezzle Inc. Executive Chairman and CEO Charles Youakim reported a routine tax-related share disposition tied to vesting restricted stock units. He forfeited 6,975 shares of common stock at $63.70 per share to satisfy withholding tax obligations, rather than selling shares in the open market. After this event, he holds 12,325,304 shares directly, plus indirect holdings of 947,370 shares through Cerro Gordo LLC and 1,508,454 shares through the Charles G. Youakim 2020 Irrevocable GST Trust, over which he may be deemed to have voting and dispositive power.
Sezzle Inc.’s Chief Financial Officer Brading Lee Dickson reported routine share dispositions tied to tax withholding, not market sales. On two dates, a total of 1,127 shares of common stock were forfeited to cover withholding taxes due on vesting restricted stock units, at prices around $63.70–$63.76 per share. After these transactions, he directly holds 320,851 shares of Sezzle common stock.
Sezzle Inc. General Counsel and Secretary Kerissa Hollis reported a small, automatic share disposition related to taxes. In connection with the vesting of previously awarded restricted stock units, she forfeited 185 shares of common stock at an indicated value of $63.70 per share to satisfy withholding tax obligations. After this tax-withholding event, she directly holds 12,386 shares of Sezzle common stock.
Sezzle Inc. Chief Operating Officer Sabzivand Amin reported a routine tax-related share disposition. In connection with the vesting of previously awarded restricted stock units, he forfeited 6,976 shares of common stock at a value of $63.70 per share to cover withholding tax obligations. After this non-market transaction, he continues to directly own 215,122 shares of Sezzle common stock.
Sezzle Inc. director and president Paul Paradis reported a routine tax-withholding share disposition tied to equity compensation. In connection with the vesting of previously awarded restricted stock units, 7,110 shares of common stock were forfeited at an implied value of $63.70 per share to satisfy withholding tax obligations.
After this event, Paradis directly held 475,395 common shares. Additional holdings reported on an indirect basis included 504,066 shares held by Paradis Family LLC and 233,000 shares held by his spouse, with Paradis disclaiming beneficial ownership of these indirect shares except to the extent of his pecuniary interest.
Sezzle Inc. senior vice president of finance and controller Justin Krause reported routine share forfeitures tied to equity compensation. On two dates, he surrendered a total of 1,269 shares of common stock to cover withholding taxes due on vesting of previously awarded restricted stock units. These transactions were coded as tax-withholding dispositions rather than open-market sales. After these entries, he directly held 79,457 shares of Sezzle common stock.
Sezzle Inc. Chief Operating Officer Amin Sabzivand reported a routine tax-related share disposition. On March 20, 2026, 1,367 shares of common stock were forfeited at an indicated value of $66.15 per share to cover withholding taxes tied to vesting restricted stock units.
According to the disclosure, this was a tax-withholding disposition rather than an open-market sale. Following the transaction, Sabzivand directly holds 222,098 shares of Sezzle common stock, indicating he retains a substantial equity position after satisfying the associated tax obligation.
Sezzle Inc. senior vice president of finance and controller Justin Krause reported a routine tax-related share disposition. In connection with vested restricted stock units, he forfeited 183 shares of common stock at $66.15 per share to cover withholding taxes, and now holds 80,726 shares directly.
Sezzle Inc. reported a routine insider transaction by General Counsel and Secretary Kerissa Hollis. In connection with the vesting of previously awarded restricted stock units, she forfeited 266 shares of common stock to satisfy withholding tax obligations at a reference price of $66.15 per share. This was a tax-withholding disposition, not an open-market sale, and reflects automatic share surrender for taxes rather than an active trading decision. After this transaction, she directly holds 12,571 shares of Sezzle common stock.
Sezzle Inc. reported a change in its independent auditor and highlighted an existing material weakness in internal controls. On March 16, 2026, the Audit Committee dismissed Baker Tilly US, LLP as the company’s independent registered public accounting firm and approved the engagement of PricewaterhouseCoopers LLP for the 2026 fiscal year, subject to PwC’s standard client acceptance procedures.
Baker Tilly’s audit reports on the 2024 and 2025 consolidated financial statements contained no adverse opinions or qualifications. However, its report on internal control over financial reporting as of December 31, 2025 stated that Sezzle did not maintain effective internal control because of a material weakness related to the design and maintenance of controls to evaluate the appropriate classification of cash flows related to notes receivable. The filing states there were no disagreements with Baker Tilly on accounting principles, disclosure, or audit procedures, and that the only reportable event was this previously disclosed material weakness.