SEZL (Nasdaq: SEZL) notice to sell 6,930 and 8,000 shares

Rhea-AI Filing Summary

SEZL submitted a Form 144 notice disclosing proposed sales of Common Stock through Stifel Nicolaus. The filing lists 6,930 shares described as issuable on 04/07/2020 via a Stock Option Exercise and 8,000 shares described as Restricted Stock from 01/01/2024. The broker named is Stifel Nicolaus & Company Inc and the market listed is Nasdaq.

Insights

Securities Counsel

Form 144 notifies an affiliate sale; details show option and restricted‑share disposals.

The notice lists two distinct lots: 6,930 shares tied to a Stock Option Exercise (04/07/2020) and 8,000 shares tied to Restricted Stock (01/01/2024). A broker, Stifel Nicolaus, and market (Nasdaq) are named.

Regulatory effect: this is a procedural notice of intent to sell under Rule 144. Timing, aggregate proceeds, and the seller's identity beyond the issuer/broker are not shown in the excerpt; subsequent trade confirmations or broker reports would show execution.

Key Figures

Stock option shares: 6,930 shares Restricted stock shares: 8,000 shares Form reference date: 07/01/2026

3 metrics

Stock option shares 6,930 shares tied to Stock Option Exercise dated <date>04/07/2020</date>

Restricted stock shares 8,000 shares Restricted Stock dated <date>01/01/2024</date>

Form reference date 07/01/2026 date shown in the filing excerpt

Key Terms

Form 144, Restricted Stock, Stock Option Exercise

3 terms

Form 144 regulatory

"144: Securities To Be Sold"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Restricted Stock financial

"Common Stock | 01/01/2024 | Restricted Stock"

Shares granted to an individual that carry limits on transfer or sale until certain conditions are met, such as staying with the company for a set time or hitting performance targets. Think of them as a locked gift that gradually opens; for investors they matter because they affect how many shares may enter the market later, signal management incentives and potential dilution, and reveal confidence in future company performance.

Stock Option Exercise financial

"Common Stock | 04/07/2020 | Stock Option Exercise"

A stock option exercise is the act of using a previously granted right to buy shares of a company's stock at a specific, predetermined price by paying that price and receiving the shares. It matters to investors because exercising changes who owns the shares (which can dilute existing ownership), can trigger taxable events and shift potential gains or losses, and affects voting power and the company’s outstanding share count—like turning a voucher into an actual product that becomes part of circulating supply.

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Available on EDGAR 07/01/2026 - 04:30 PM Accepted by SEC EDGAR 07/01/2026 - 04:29 PM Learn about SEC filing dates

FAQ

What does SEZL's Form 144 disclose about planned share sales?

It discloses proposed sales of 6,930 shares from a Stock Option Exercise and 8,000 shares of Restricted Stock, with Stifel Nicolaus named as broker.

Does the Form 144 specify who will receive the sale proceeds for SEZL?

The excerpt does not state proceeds recipients; it lists the securities and broker. The filing shows issuer‑related source types but not the cash‑flow recipient or use of proceeds.

Which broker and market are listed on SEZL's Form 144?

The filing lists Stifel Nicolaus & Company Inc as the broker and indicates the market as Nasdaq, with a date reference of 07/01/2026 appearing in the excerpt.

Are the 6,930 and 8,000 shares already sold according to the filing?

No. The Form 144 lists those securities as proposed for sale: 6,930 shares tied to a Stock Option Exercise and 8,000 shares from Restricted Stock, with sale intent rather than executed trade details.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common Stock	Stifel Nicolaus & Company Inc 501 N Broadway St. Louis MO 63102	14930	2686068.00	33627019	07/01/2026	Nasdaq

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common Stock	04/07/2020	Stock Option Exercise	Issuer			6930	07/01/2026	Cash
Common Stock	01/01/2024	Restricted Stock	Issuer			8000	01/01/2024	Equity Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)