Welcome to our dedicated page for Stifel Fin SEC filings (Ticker: SF), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Stifel Financial Corp. (NYSE: SF) SEC filings page brings together the company’s regulatory disclosures, including current and periodic reports filed with the U.S. Securities and Exchange Commission. As a financial services holding company with activities in wealth management, investment banking, trading, banking, and trust services, Stifel uses its SEC filings to report financial results, operating data, and material events affecting SF and its listed securities.
Recent Form 8-K filings show how Stifel reports selected operating results for specific month-ends, attaching press releases that detail total client assets, fee-based client assets, bank loans, client money market and insured product balances, and treasury deposits. Other 8-Ks furnish quarterly financial results, financial supplements, and presentation materials for earnings conference calls, giving investors a view into segment performance in Global Wealth Management and the Institutional Group.
According to these filings, Stifel’s securities registered under Section 12(b) of the Exchange Act include its common stock (SF), several series of non-cumulative perpetual preferred stock represented by depository shares (SF-PB, SF-PC, SF-PD), and 5.20% Senior Notes due 2047 (SFB), all listed on the New York Stock Exchange. Filings provide details on these instruments, along with capital ratios, risk-weighted assets, and other regulatory metrics in the firm’s financial supplements.
On Stock Titan, users can access SF filings as they are made available through EDGAR and use AI-powered summaries to interpret complex documents such as 8-Ks, 10-Qs, and 10-Ks. The platform highlights key points—like changes in client assets, segment revenues, capital structure, and disclosures about risks—so readers can quickly understand what each filing means without reading every line of the original document.
Stifel Financial Corp executive David D. Sliney, the company’s Chief Operating Officer, reported equity transactions in company stock. On January 13, 2026, 10,854 Phantom Stock Units were converted into 10,854 shares of common stock at a price of $0 per share, increasing his directly held common stock to 166,147 shares.
On the same date, Sliney disposed of 3,677 common shares at a price of $125.22 per share, leaving him with 162,470 directly owned common shares after the transaction. Following these moves, he also directly holds 22,065 Phantom Stock Units, which are currently exercisable and have no stated expiration date.
Stifel Financial Corp. insider transaction: Senior Vice President and General Counsel Mark P. Fisher reported equity transactions dated 01/13/2026. Fisher exercised 11,335 Phantom Stock Units into an equal number of shares of Stifel common stock at an exercise price of $0.00 per unit, increasing his directly held common stock to 56,934 shares immediately after the exercise. In a separate transaction coded "F," 6,695 common shares were disposed of at $125.22 per share, typically reflecting shares withheld to cover taxes, leaving him with 50,239 common shares held directly following the reported transactions. After these moves, Fisher also directly holds 18,779 Phantom Stock Units, which are currently exercisable and have no stated expiration date.
Stifel Financial Corp insider activity: A trust associated with Christopher Reichert, CEO of Stifel Bank & Trust, reported equity changes in Stifel Financial Corp common stock on January 13, 2026.
The trust acquired 7,304 shares of common stock at a price of $0 following an option-style transaction coded “M,” increasing its indirect holdings to 56,673 common shares. On the same date, the trust disposed of 2,202 common shares at $125.22 per share in a transaction coded “F,” leaving it with 54,471 common shares held indirectly.
The filing also shows 7,304 Phantom Stock Units converted at an exercise price of $0, tied to 7,304 underlying common shares. After this, Reichert holds 15,478 Phantom Stock Units directly. Footnotes state these units are currently exercisable and have no expiration date.
Stifel Financial Corp senior vice president Thomas B. Michaud reported equity transactions in company stock. On January 13, 2026, 14,965 Phantom Stock Units with a conversion price of $0 were exercised into 14,965 shares of common stock, all held directly. That same day, he disposed of 7,490 shares of common stock at a price of $125.22 per share.
After these transactions, Michaud directly beneficially owned 76,944 shares of Stifel Financial common stock and 32,946 Phantom Stock Units, which are noted as currently exercisable with no expiration date for these units.
Stifel Financial Corp Chief Executive Officer Ronald J. Kruszewski reported insider transactions involving common stock and phantom stock units dated January 13, 2026. He exercised 52,427 phantom stock units at an exercise price of $0, receiving the same number of common shares.
On the same date, he disposed of 21,974 common shares in a transaction coded "F" at a price of $125.22 per share, typically used to indicate shares withheld or sold to cover taxes. After these transactions, he directly owned 1,207,060 common shares and 125,462 phantom stock units.
Stifel Financial Corp's Chief Financial Officer, James Marischen, reported equity award activity in company stock. On January 13, 2026, he exercised 12,055 Phantom Stock Units into 12,055 shares of common stock at an exercise price of
Stifel Financial Corp president James Zemlyak reported several equity transactions in company securities. On January 13, 2026, 25,570 Phantom Stock Units, which are currently exercisable with no expiration date, were settled into 25,570 shares of common stock at $0 per share. On the same date, 10,143 common shares were disposed of at $125.22 per share, leaving 1,149,976 common shares held directly.
He also reports indirect holdings of 7,081 common shares held by his son and 421 common shares held by his wife. After these transactions, he continues to hold 60,784 Phantom Stock Units directly.
Stifel Financial Corp executive David Rubulotta, Co-Head Fixed Inc Cap Mkts, reported equity transactions involving company stock. On January 13, 2026, he acquired 2,302 shares of common stock at an exercise price of $0 through the conversion of Phantom Stock Units, leaving him with 8,599 Phantom Stock Units that are currently exercisable with no expiration date.
On the same date, 910 shares of common stock were disposed of at a price of $125.22 per share, resulting in 1,392 shares of common stock beneficially owned directly following the reported transactions.
Stifel Financial Corp insider Brantley McDuffie, Co Head FI Capital Markets, reported activity in common stock and phantom stock units on January 13, 2026. He exercised 2,094 phantom stock units at $0 into an equal number of common shares, leaving 4,921 phantom stock units beneficially owned. On the same date, 840 common shares were disposed of at $125.22, described as an F-code transaction typically used for tax withholding, resulting in 1,254 common shares held directly after the transactions. The phantom stock units are noted as currently exercisable with no expiration date.
Stifel Financial Corp executive Charles Bradford Raymond reported routine equity compensation activity involving company stock. On January 13, 2026, 20,927 Phantom Stock Units were converted into 20,927 shares of Stifel common stock at an exercise price of $0, increasing his directly held common shares to 53,482 immediately after the conversion.
On the same date, 10,456 shares of common stock were disposed of at $125.22 per share in a transaction coded "F," which typically reflects share withholding to cover taxes on equity awards. After this withholding, Raymond directly held 43,026 shares of Stifel common stock. He also directly held 38,259 Phantom Stock Units, which the filing notes are currently exercisable and have no expiration date.
FAQ
What is the current stock price of Stifel Fin (SF)?
What is the market cap of Stifel Fin (SF)?
