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Stifel Fin Corp SEC Filings

SF NYSE

Welcome to our dedicated page for Stifel Fin SEC filings (Ticker: SF), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Tracking how Stifel Financial Corp balances its Global Wealth Management and Institutional Group revenues often means digging through 250-plus pages of footnotes, regulatory capital tables and derivative schedules. If you need Stifel Financial Corp SEC filings explained simply or the Stifel Financial Corp annual report 10-K simplified, you’re in the right place. Stock Titan’s AI deciphers complex disclosures before you even start reading.

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Stifel Financial Corp. (SF) – Form 4/A Amended Insider Filing: The filing corrects a previously reported transaction for Chief Executive Officer and Director Ronald J. Kruszewski. On 02/25/2025, Kruszewski contributed 1,768 shares of Stifel common stock to the Longview Advantage ETF. The transaction is coded “J” (other disposition) and is treated as a transfer out of his direct holdings at a reference price of $104.01 per share, implying an approximate market value of $184,000.

After the transfer, Kruszewski still directly owns 1,247,459 shares of SF, indicating the disposition represents less than 0.2 % of his reported stake and an even smaller fraction of Stifel’s total shares outstanding. No derivative securities were involved, and no 10b5-1 trading plan is referenced. The amendment was necessary because the number of contributed shares reported in the original Form 4 filed on 02/26/2025 was incorrect, an error noted as administrative in the “Explanation of Responses.”

Given the modest size of the transfer relative to Kruszewski’s holdings and the company’s market capitalization, the filing is largely administrative and not expected to be materially impactful to investors or to Stifel’s share price.

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Stifel Financial (NYSE:SF) filed a Form 8-K on June 26, 2025 to furnish a press release (Exhibit 99.1) with selected operating results for the month ended May 31, 2025.

The disclosure is made under Item 2.02 (Results of Operations) and Item 7.01 (Reg FD) and is expressly “furnished,” not “filed,” limiting Exchange Act liability. No quantitative figures, balance-sheet data, or forward-looking guidance appear in the 8-K itself, and no other material events are reported. Investors must review the attached press release for the actual metrics.

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Raymond Charles Bradford, Co-Head of Global Institutional Equity Advisory at Stifel Financial Corp (NYSE: SF), filed an initial Form 3 statement disclosing his beneficial ownership position as of June 6, 2025.

The filing reveals Bradford's holdings include:

  • 42,555 shares of common stock held directly
  • 59,186 phantom stock units that vest in 20% increments over five years with no expiration date, convertible to common stock at $0

This initial disclosure, filed on June 28, 2025, establishes Bradford's baseline ownership position as a new insider at Stifel Financial. The phantom stock units represent a significant portion of his total beneficial ownership and serve as a long-term incentive aligned with shareholder interests.

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FAQ

What is the current stock price of Stifel Fin (SF)?

The current stock price of Stifel Fin (SF) is $103.68 as of June 28, 2025.

What is the market cap of Stifel Fin (SF)?

The market cap of Stifel Fin (SF) is approximately 10.2B.

What core services does Stifel Fin Corp offer?

Stifel Fin Corp offers a broad range of services including brokerage, wealth management, investment banking, trading, and investment advisory. Its operating model supports both individual and institutional clients.

How does Stifel generate its revenue?

The company generates revenue from its wealth management division, which leverages a network of financial advisors, and from its institutional securities and investment banking segments through advisory, underwriting, and trading services.

What is the historical significance of Stifel Fin Corp?

Established in 1890, Stifel Fin Corp has grown into a nationwide full-service financial firm with a legacy of providing comprehensive financial solutions, underpinned by an established reputation in equity research and middle-market investment banking.

How does Stifel differentiate itself from competitors?

Stifel differentiates itself through its diversified business model, combining wealth management with robust investment banking services and thorough equity research. Its strategy of incorporating strategic acquisitions and partnerships further strengthens its competitive edge.

What role does equity research play at Stifel?

Equity research is a pivotal part of Stifel's operations, providing high-quality insights that support its investment strategies and advisory services. This research capability has earned recognition from respected financial publications, adding to the firm’s credibility.

In which markets does Stifel primarily operate?

Stifel operates predominantly in the United States with a significant presence across various states and key financial hubs. It also serves select international markets, positioning itself as a competitive full-service financial institution.

How does Stifel support its financial advisors?

The firm supports its financial advisors through comprehensive wealth management resources, extensive training programs, and the integration of proprietary research. This client-centric approach is designed to empower advisors in delivering optimal investment strategies.

What are the strategic areas of focus for Stifel Fin Corp?

Stifel focuses on expanding its wealth management division, enhancing its middle-market investment banking capabilities, and deepening its private credit offerings through strategic partnerships. These efforts help the firm maintain a diversified revenue model and robust market presence.
Stifel Fin Corp

NYSE:SF

SF Rankings

SF Stock Data

10.18B
99.33M
3.03%
86.58%
1.24%
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