Stifel Financial (NYSE: SF) furnishes selected August 31, 2025 results

Rhea-AI Filing Summary

Stifel Financial Corp. filed a current report to note that it issued a press release on September 25, 2025, providing selected operating results as of August 31, 2025. The company furnished this press release as Exhibit 99.1 under a Regulation FD disclosure, indicating it is being made available for informational purposes rather than as a formally filed financial statement. The report also reconfirms the company’s listed securities, including its common stock, several series of non-cumulative preferred stock represented by depository shares, and 5.20% senior notes due 2047 on the New York Stock Exchange.

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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

FORM 8-K

CURRENT REPORT

Pursuant To Section 13 OR 15(d) of the

Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): September 25, 2025

STIFEL FINANCIAL CORP.

(Exact name of registrant as specified in its charter)

Delaware		001-09305		43-1273600
(State of incorporation)		(Commission File Number)		(IRS Employer Identification No.)

501 N. Broadway, St. Louis, Missouri 63102-2188

(Address of principal executive offices and zip code)

(314) 342-2000

(Registrant’s telephone number, including area code)

Not Applicable

(Former name or former address, if changed since last report)

Securities registered pursuant to Section 12(b) of the Act:

Title of Each Class		Trading Symbol(s)		Name of Each Exchange on Which Registered
Common Stock, $0.15 par value per share		SF		New York Stock Exchange
Depository Shares, each representing 1/1,000th interest in a share of 6.25% Non-Cumulative Preferred Stock, Series B		SF-PB		New York Stock Exchange
Depository Shares, each representing 1/1,000th interest in a share of 6.125% Non-Cumulative Preferred Stock, Series C		SF-PC		New York Stock Exchange
Depository Shares, each representing 1/1,000th interest in a share of 4.50% Non-Cumulative Preferred Stock, Series D		SF-PD		New York Stock Exchange
5.20% Senior Notes due 2047		SFB		New York Stock Exchange

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

Item 7.01 Regulation FD Disclosure.

On September 25, 2025, Stifel Financial Corp. (the “Company”) issued a press release to disclose selected operating results for August 31, 2025. A copy of the press release is attached as Exhibit 99.1 to this Report on Form 8-K, and is incorporated by reference.

The exhibit is being furnished pursuant to Item 2.02, and the information contained therein shall not be deemed “filed” for the purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities of that Section, nor shall it be deemed incorporated by reference into any filing of the Company under the Securities Act of 1933, as amended, or the Exchange Act.

Item 9.01 Financial Statements and Exhibits.

(d)  Exhibits.

Exhibit Number		Description
99.1		Press release dated September 25, 2025.
104		Cover Page Interactive Data File (embedded within the Inline XBRL document).

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SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, hereunto duly authorized.

						STIFEL FINANCIAL CORP. (Registrant)
Date: September 25, 2025				By:		/s/ James M. Marischen
				Name:		James M. Marischen
				Title:		Chief Financial Officer

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FAQ

What did Stifel Financial Corp. (SF) disclose in this 8-K filing?

Stifel Financial Corp. disclosed that it issued a press release with selected operating results for August 31, 2025, and furnished that release as Exhibit 99.1 under Regulation FD.

Which date do the disclosed operating results for Stifel Financial Corp. (SF) relate to?

The selected operating results discussed in the press release relate to August 31, 2025.

How are the operating results press release and related information treated under the Exchange Act?

The press release furnished as Exhibit 99.1 is provided under Item 2.02 and is expressly stated as not being deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934.

Which securities of Stifel Financial Corp. are listed on the New York Stock Exchange?

Listed securities include common stock ($0.15 par value) under symbol SF, depository shares representing interests in Series B, Series C, and Series D non-cumulative preferred stock under symbols SF-PB, SF-PC, and SF-PD, and 5.20% senior notes due 2047 under symbol SFB.

Who signed this Stifel Financial Corp. 8-K and in what capacity?

The report was signed on behalf of Stifel Financial Corp. by James M. Marischen, serving as Chief Financial Officer.

What exhibits are included with this Stifel Financial Corp. (SF) Form 8-K?

The exhibits include Exhibit 99.1, which is the press release dated September 25, 2025, and Exhibit 104, the cover page interactive data file embedded within the Inline XBRL document.