Welcome to our dedicated page for STIFEL FINANCIAL SEC filings (Ticker: SF), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on STIFEL FINANCIAL's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.
Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time SEC filing updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into STIFEL FINANCIAL's regulatory disclosures and financial reporting.
Stifel Financial Corp. (SF) furnished an update with selected operating data as of July 31, 2026. Management highlighted record fee-based client assets of $240 billion and total client assets of $578.4 billion, both up year over year after excluding the impact of the SIA sale, driven by strong markets and recruiting. The company noted that, given the limited scope of these metrics, a consistent correlation to earnings should not be assumed.
Total client assets were $578.4 billion, up 11% from July 31, 2025 and roughly flat versus June 30, 2026. Fee-based client assets reached $239.8 billion, up 15% year over year. Bank loans, net, were $25.6 billion, up 19% year over year and 3% from June. Treasury deposits were $11.5 billion, up 59% year over year and 6% month over month, with more than $600 million of growth in July tied to venture deposits. Client money market and insured product balances were $24.1 billion, down 6% year over year and 5% from June, largely reflecting lower sweep balances. The company stated it remains on track to reach full-year loan guidance of $4 billion of originations.
Stifel Financial Corp, as an institutional investment manager, filed a Form 13F holdings report detailing its discretionary equity holdings. The report covers positions managed directly by Stifel and by 7 other included managers such as Stifel Nicolaus & Co. Inc. and several affiliated advisory and trust entities.
The filing indicates a total of 8,946 reportable holdings with an aggregate Form 13F information table value of $120,206,320,448 (rounded to the nearest dollar). James M. Zemlyak, President, signed the report on behalf of the firm, representing that the information provided is true, correct, and complete.
AQR Capital Management, LLC and its parent AQR Capital Management Holdings, LLC report passive ownership of 6,001,400 shares of Stifel Financial Corp. common stock on a Schedule 13G/A. This represents 3.91% of the outstanding common stock as of the reported date. The entities report no sole voting or dispositive power, with 5,795,475 shares subject to shared voting power and 6,001,400 shares subject to shared dispositive power. AQR Capital Management, LLC is a wholly owned subsidiary of AQR Capital Management Holdings, LLC, and both have their principal office in Greenwich, Connecticut.
Stifel Financial Corp. reported significantly stronger results for the quarter and six months ended June 30, 2026. First-half total revenues were $3,304,431 (in thousands) and net income rose to $477,896 (in thousands), with diluted EPS of $2.83 versus $1.15 a year earlier.
Balance sheet growth was led by banking activities. Loans held for investment reached $24,431,513 (in thousands) and bank deposits were $32,264,006 (in thousands), supporting total assets of $44,907,609 (in thousands) and equity of $6,013,241 (in thousands) at June 30, 2026. Cash and segregated cash totaled $2,221,696 (in thousands).
Operating activities used $266,453 (in thousands) of cash in the first half, while investing outflows of $2,850,362 (in thousands) were offset by $3,059,840 (in thousands) of financing inflows, largely from funding and deposits. The company also completed a three-for-two stock split via a 50% stock dividend and sold Stifel Independent Advisors, recognizing a $47.3 million gain in other income.
Stifel Financial Corp director Maryam S. Brown reported two sales of the company’s common stock on July 23, 2026. She sold 2,500 shares at $79.2500 per share and 2,200 shares at $79.1400 per share, totaling 4,700 shares, in sales described as open market or private transactions. The filing indicates these trades were not made under a Rule 10b5-1 trading plan and reflect direct ownership transactions.
Stifel Financial Corp. common stock is the subject of a Form 144/A amended notice covering a proposed sale. The filing lists 4,700 shares of common stock to be sold through Stifel Nicolaus, with an indicated aggregate market value of $372,233.00 and 103,191,947 shares noted in the data. The proposed sale date is July 23, 2026 on the NYSE. The shares were previously acquired from the issuer on June 7, 2024, in a transaction described as shares acquired from the issuer.
Stifel Financial Corp. reported strong results for the quarter ended June 30, 2026. GAAP net revenues were $1.45 billion, up 13% year-over-year, while net income available to common shareholders rose 49% to $217.2 million. Diluted EPS available to common shareholders increased to $1.34 from $0.89, and non-GAAP diluted EPS was $1.42. For the first half of 2026, net revenues reached $2.93 billion and net income to common was $459.3 million, delivering higher ROCE and ROTCE on both GAAP and non-GAAP bases.
Global Wealth Management generated record quarterly net revenues of $956.5 million, up 13% year-over-year, with pre-tax margin of 37.8%. Total client assets were about $580 billion, and fee-based client assets about $240 billion, both growing double digits. Institutional Group net revenues were $480.7 million, up 14.5%, driven by investment banking revenues up over 40%, while fixed income transactional revenues declined.
The balance sheet showed total assets of $44.9 billion and loans of about $24.8 billion. Regulatory capital remained strong, with a Tier 1 risk-based capital ratio of 17.3% and Tier 1 leverage ratio of 11.2%. The company repurchased 2.4 million common shares in the quarter for $177.0 million, and book value and tangible book value per share continued to increase.
Stifel Financial Corp. reported selected operating data as of May 31, 2026, showing broad growth across client assets and lending. Total client assets reached $579,678 million, up 16% year-over-year and 2% from April, driven by market gains and advisor recruiting.
Fee-based client assets were $238,727 million, up 20% year-over-year and 3% sequentially, while bank loans, net, rose to $23,932 million, a 13% annual and 2% monthly increase. Treasury deposits were $10,805 million, up 76% from May 2025 but down 3% from April, which management linked to timing of corporate client flows. The company stated it expects second-quarter 2026 investment banking revenue to increase 25% to 30% compared with the second quarter of 2025.
Berlew Adam T. reported acquisition or exercise transactions in this Form 4 filing.
STIFEL FINANCIAL CORP director Adam T. Berlew reported a compensation grant of derivative equity tied to the company’s common stock. He received 2,450 Phontom Stock Units on June 9, 2026 at a reference price of $71.40 per unit, each linked to one share of common stock.
The units vest quarterly over a one-year period and have no stated expiration date, providing deferred, stock-based compensation rather than an immediate cash transaction. Separately, the filing shows he directly holds 24,475 shares of Stifel common stock following the reported transactions.