Welcome to our dedicated page for STIFEL FINANCIAL SEC filings (Ticker: SF), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
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Stifel Financial Corp. (SF) – Form 4/A Amended Insider Filing: The filing corrects a previously reported transaction for Chief Executive Officer and Director Ronald J. Kruszewski. On 02/25/2025, Kruszewski contributed 1,768 shares of Stifel common stock to the Longview Advantage ETF. The transaction is coded “J” (other disposition) and is treated as a transfer out of his direct holdings at a reference price of $104.01 per share, implying an approximate market value of $184,000.
After the transfer, Kruszewski still directly owns 1,247,459 shares of SF, indicating the disposition represents less than 0.2 % of his reported stake and an even smaller fraction of Stifel’s total shares outstanding. No derivative securities were involved, and no 10b5-1 trading plan is referenced. The amendment was necessary because the number of contributed shares reported in the original Form 4 filed on 02/26/2025 was incorrect, an error noted as administrative in the “Explanation of Responses.”
Given the modest size of the transfer relative to Kruszewski’s holdings and the company’s market capitalization, the filing is largely administrative and not expected to be materially impactful to investors or to Stifel’s share price.
Stifel Financial (NYSE:SF) filed a Form 8-K on June 26, 2025 to furnish a press release (Exhibit 99.1) with selected operating results for the month ended May 31, 2025.
The disclosure is made under Item 2.02 (Results of Operations) and Item 7.01 (Reg FD) and is expressly “furnished,” not “filed,” limiting Exchange Act liability. No quantitative figures, balance-sheet data, or forward-looking guidance appear in the 8-K itself, and no other material events are reported. Investors must review the attached press release for the actual metrics.
Raymond Charles Bradford, Co-Head of Global Institutional Equity Advisory at Stifel Financial Corp (NYSE: SF), filed an initial Form 3 statement disclosing his beneficial ownership position as of June 6, 2025.
The filing reveals Bradford's holdings include:
- 42,555 shares of common stock held directly
- 59,186 phantom stock units that vest in 20% increments over five years with no expiration date, convertible to common stock at $0
This initial disclosure, filed on June 28, 2025, establishes Bradford's baseline ownership position as a new insider at Stifel Financial. The phantom stock units represent a significant portion of his total beneficial ownership and serve as a long-term incentive aligned with shareholder interests.