Stifel Financial Corp. filings document formal disclosures for a financial-services company with common stock, preferred depositary shares, and senior notes registered on the New York Stock Exchange. Recent 8-K reports furnish quarterly results, financial supplements, conference-call materials, selected operating results, and Regulation FD disclosures covering client assets, banking balances, loans, and other operating metrics.
The filing record also includes proxy materials and capital-structure disclosures. Stifel reports depositary shares representing interests in Series B, Series C, and Series D preferred stock, 5.20% Senior Notes due 2047, common stock, and credit arrangements involving Stifel Nicolaus & Company, Incorporated and bank lenders, alongside governance and shareholder-meeting materials filed on Schedule 14A.
Raymond Charles Bradford, Co-Head of Global Institutional Equity Advisory at Stifel Financial Corp (NYSE: SF), filed an initial Form 3 statement disclosing his beneficial ownership position as of June 6, 2025.
The filing reveals Bradford's holdings include:
- 42,555 shares of common stock held directly
- 59,186 phantom stock units that vest in 20% increments over five years with no expiration date, convertible to common stock at $0
This initial disclosure, filed on June 28, 2025, establishes Bradford's baseline ownership position as a new insider at Stifel Financial. The phantom stock units represent a significant portion of his total beneficial ownership and serve as a long-term incentive aligned with shareholder interests.