SF Issues 8-K Furnishing Selected Monthly Metrics

Rhea-AI Filing Summary

Stifel Financial (NYSE:SF) filed a Form 8-K on June 26, 2025 to furnish a press release (Exhibit 99.1) with selected operating results for the month ended May 31, 2025.

The disclosure is made under Item 2.02 (Results of Operations) and Item 7.01 (Reg FD) and is expressly “furnished,” not “filed,” limiting Exchange Act liability. No quantitative figures, balance-sheet data, or forward-looking guidance appear in the 8-K itself, and no other material events are reported. Investors must review the attached press release for the actual metrics.

8-K Event Classification

3 items: 2.02, 7.01, 9.01

3 items

Item 2.02 Results of Operations and Financial Condition Financial

Disclosure of earnings results, typically an earnings press release or preliminary financials.

Item 7.01 Regulation FD Disclosure Disclosure

Material non-public information disclosed under Regulation Fair Disclosure, often investor presentations or guidance.

Item 9.01 Financial Statements and Exhibits Exhibits

Financial statements, pro forma financial information, and exhibit attachments filed with this report.

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Accepted by SEC EDGAR 06/26/2025 - 04:30 PM Learn about SEC filing dates

STIFEL FINANCIAL CORP false 0000720672 0000720672 2025-06-26 2025-06-26 0000720672 us-gaap:CommonStockMember 2025-06-26 2025-06-26 0000720672 us-gaap:SeriesBPreferredStockMember 2025-06-26 2025-06-26 0000720672 us-gaap:SeriesCPreferredStockMember 2025-06-26 2025-06-26 0000720672 us-gaap:SeriesDPreferredStockMember 2025-06-26 2025-06-26 0000720672 sfb:M5.20SeniorNotesDue2047Member 2025-06-26 2025-06-26

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 OR 15(d) of the

Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): June 26, 2025

STIFEL FINANCIAL CORP.

(Exact name of registrant as specified in its charter)

Delaware		001-09305		43-1273600
(State of incorporation)		(Commission File Number)		(IRS Employer Identification No.)

501 N. Broadway, St. Louis, Missouri 63102-2188

(Address of principal executive offices and zip code)

(314) 342-2000

(Registrant’s telephone number, including area code)

Not Applicable

(Former name or former address, if changed since last report)

Securities registered pursuant to Section 12(b) of the Act:

Title of Each Class		Trading Symbol(s)		Name of Each Exchange on Which Registered
Common Stock, $0.15 par value per share		SF		New York Stock Exchange
Depository Shares, each representing 1/1,000th interest in a share of 6.25% Non-Cumulative Preferred Stock, Series B		SF-PB		New York Stock Exchange
Depository Shares, each representing 1/1,000th interest in a share of 6.125% Non-Cumulative Preferred Stock, Series C		SF-PC		New York Stock Exchange
Depository Shares, each representing 1/1,000th interest in a share of 4.50% Non-Cumulative Preferred Stock, Series D		SF-PD		New York Stock Exchange
5.20% Senior Notes due 2047		SFB		New York Stock Exchange

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

Item 7.01 Regulation FD Disclosure.

On June 26, 2025, Stifel Financial Corp. (the “Company”) issued a press release to disclose selected operating results for May 31, 2025. A copy of the press release is attached as Exhibit 99.1 to this Report on Form 8-K and is incorporated by reference.

The exhibit is being furnished pursuant to Item 2.02, and the information contained therein shall not be deemed “filed” for the purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities of that Section, nor shall it be deemed incorporated by reference into any filing of the Company under the Securities Act of 1933, as amended, or the Exchange Act.

Item 9.01 Financial Statements and Exhibits.

(d)  Exhibits.

Exhibit Number		Description
99.1		Press release dated June 26, 2025.
104		Cover Page Interactive Data File (embedded within the Inline XBRL document).

2

SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, hereunto duly authorized.

						STIFEL FINANCIAL CORP. (Registrant)
Date: June 26, 2025				By:		/s/ James M. Marischen
				Name:		James M. Marischen
				Title:		Chief Financial Officer

3

FAQ

Why did SF file an 8-K on June 26 2025?

Stifel furnished a press release disclosing selected operating results for May 31 2025, satisfying timely disclosure requirements under Items 2.02 and 7.01.

Which Form 8-K items are covered in SF's June 26 2025 filing?

The filing cites Item 2.02 (Results of Operations) and Item 7.01 (Regulation FD Disclosure).

Does the 8-K include detailed financial statements or guidance?

No. The 8-K itself contains no financial statements or guidance; it only references the press release in Exhibit 99.1.

Where can investors find Stifel's May 2025 operating results?

The specific metrics are contained in Exhibit 99.1, the press release dated June 26 2025, attached to the 8-K.