Welcome to our dedicated page for Stifel Fin SEC filings (Ticker: SF), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Stifel Financial Corp. (NYSE: SF) SEC filings page brings together the company’s regulatory disclosures, including current and periodic reports filed with the U.S. Securities and Exchange Commission. As a financial services holding company with activities in wealth management, investment banking, trading, banking, and trust services, Stifel uses its SEC filings to report financial results, operating data, and material events affecting SF and its listed securities.
Recent Form 8-K filings show how Stifel reports selected operating results for specific month-ends, attaching press releases that detail total client assets, fee-based client assets, bank loans, client money market and insured product balances, and treasury deposits. Other 8-Ks furnish quarterly financial results, financial supplements, and presentation materials for earnings conference calls, giving investors a view into segment performance in Global Wealth Management and the Institutional Group.
According to these filings, Stifel’s securities registered under Section 12(b) of the Exchange Act include its common stock (SF), several series of non-cumulative perpetual preferred stock represented by depository shares (SF-PB, SF-PC, SF-PD), and 5.20% Senior Notes due 2047 (SFB), all listed on the New York Stock Exchange. Filings provide details on these instruments, along with capital ratios, risk-weighted assets, and other regulatory metrics in the firm’s financial supplements.
On Stock Titan, users can access SF filings as they are made available through EDGAR and use AI-powered summaries to interpret complex documents such as 8-Ks, 10-Qs, and 10-Ks. The platform highlights key points—like changes in client assets, segment revenues, capital structure, and disclosures about risks—so readers can quickly understand what each filing means without reading every line of the original document.
Stifel Financial Corp executive Brantley McDuffie reported awards of phantom stock units on February 27, 2026. He acquired 10,533 units and 13,504 units at $74.05 per unit, with totals adjusted for a 3-for-2 stock split payable February 26, 2026. Some units vest 20% annually over five years, others 10% annually over ten years, with no expiration date for certain units. He also reported holding 1,881 shares of common stock directly.
STIFEL FINANCIAL CORP insider David Rubulotta reported new equity-based awards. On February 27, 2026, he acquired 10,533 Phantom Stock Units at $74.05 per unit, bringing this award to 23,432 units after the transaction. A second grant of 13,504 Phantom Stock Units at $74.05 increased another award balance to 36,936 units. Footnotes state these totals reflect a 3-for-2 stock split payable on February 26, 2026, with units vesting 20% annually over five years for one grant and 10% annually over ten years for the other, and no expiration date. He also reported 1,488 shares of common stock held directly.
Stifel Financial Corp executive Christopher K. Reichert, CEO of Stifel Bank & Trust, reported awards of phantom stock units tied to company stock. On February 27, 2026, he acquired 5,402 and 4,051 phantom stock units, each referenced at $74.05 per unit. One grant vests in 20% increments over five years and the other in 10% increments over ten years, and the units have no expiration date. The totals reflect a 3-for-2 stock split payable on February 26, 2026. He also reports indirect ownership of 89,220 common shares held by a trust.
Stifel Financial Corp senior vice president and general counsel Mark P. Fisher reported awards of phantom stock units tied to the company’s common stock. He acquired 9,723 phantom stock units and 5,402 phantom stock units on February 27, 2026 in grant or award transactions, each using a reference price of $74.05 per unit.
After these awards, his directly held phantom stock units increased to 43,652, and his directly held common stock position was 81,977 shares. Footnotes state that totals reflect a 3-for-2 stock split payable on February 26, 2026. One unit grant vests in 20% increments over five years with no expiration date, and another vests in 10% increments over ten years.
Stifel Financial Corp Chief Financial Officer James M. Marischen reported grants of phantom stock units on February 27, 2026. He acquired 9,723 and 5,402 phantom units at $74.05 per unit, which vest in 20% increments over five years and 10% increments over ten years, with no expiration date. Following these awards, his reported holdings include phantom stock unit balances of 38,991 and 44,393 units, and 112,545 shares of common stock, adjusted for a 3-for-2 stock split payable on February 26, 2026.
Stifel Financial Corp insider Raymond Charles Bradford reported awards of phantom stock units tied to the company’s common stock. On February 27, 2026, he acquired 12,694 and 13,504 phantom stock units at a reference price of $74.05 per unit through grant or award transactions.
After these grants, his reported phantom stock unit holdings increased to 70,083 and then 83,587 units. Footnotes state these totals were adjusted for a 3-for-2 stock split payable on February 26, 2026. One grant vests in 20% increments over five years and another in 10% increments over ten years, with no expiration date for the units. A separate line reflects 64,539 shares of common stock held directly.
Stifel Financial Corp Chief Operating Officer David D. Sliney reported awards of Phantom Stock Units. On February 27, 2026, he acquired 12,424 and 5,402 Phantom Stock Units at a reference price of $74.05 per unit. One grant vests in 20% increments over five years, and another in 10% increments over ten years, with no expiration dates. Following these awards, his reported Phantom Stock Unit holdings increased, and his direct Common Stock holdings totaled 254,910 shares, adjusted for a 3-for-2 stock split payable on February 26, 2026.
Stifel Financial Senior Vice President Thomas B. Michaud reported awards of phantom stock units. He acquired 17,623 units and 13,504 units at a reference price of $74.05 per unit. One grant vests in 20% increments over five years and another in 10% increments over ten years, with no expiration date. Following these awards, his reported phantom stock unit holdings rose to 82,616 units, and his direct common stock holdings were 129,735 shares, adjusted for a 3-for-2 stock split payable on February 26, 2026.
STIFEL FINANCIAL CORP President James M. Zemlyak received grants of Phantom Stock Units tied to the company’s common stock. On February 27, 2026, he acquired 25,388 Phantom Stock Units at $74.05 per unit, bringing this award account to 119,887 units, and a separate 13,504-unit grant at the same reference price, bringing that account to 133,391 units.
According to the footnotes, one grant vests in 20% increments over five years with no expiration date, and the other vests in 10% increments over ten years. The totals have been adjusted to reflect a 3-for-2 stock split payable on February 26, 2026. As of the same date, Zemlyak also reported 1,756,080 shares of common stock held directly, plus indirect holdings of 10,608 shares held by his son and 632 shares held by his wife.
Stifel Financial Corp. reported selected operating data as of January 31, 2026, highlighting record client asset levels. Total client assets were $561,061 million, up 10% year over year and 2% from December 31, 2025, driven by market appreciation and net inflows.
Fee-based client assets reached $229,423 million, a 16% year-over-year increase and 2% above year-end, with Private Client Group fee-based assets up 17% year over year. Treasury deposits rose 70% from the prior year to $9,139 million, while client money market and insured products declined 7% year over year to $25,911 million and 3% from year-end due to seasonal factors.
Bank loans, net were $22,311 million, up 6% from January 31, 2025, and down less than 1% from year-end, which management described as typical early-year seasonality. The company emphasized that these are limited metrics and that a consistent correlation to earnings should not be assumed.