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Nesi Victor reported acquisition or exercise transactions in this Form 4 filing.
Stifel Financial Corp director Victor Nesi reported updated equity holdings and a new compensation grant. He received 2,450 Phantom Stock Units, each tied to one share of common stock at a reference price of $71.40. These units vest quarterly over one year and have no stated expiration date. Following this award, his Phantom Stock Unit balance is 90,962 units. The filing also lists 247,571 shares of common stock held directly, plus additional indirect holdings through a children's trust, a family trust, and another trust structure.
PEACOCK DAVID A reported acquisition or exercise transactions in this Form 4 filing.
STIFEL FINANCIAL CORP director David A. Peacock reported a routine compensation grant and his current indirect holdings. He received 2,450 Phantom Stock Units tied to Stifel common stock at $71.40 per unit. These units vest quarterly over one year and have no stated expiration date.
Following the grant, Peacock holds 2,450 Phantom Stock Units directly and 13,764 shares of common stock indirectly through a trust. The filing reflects compensation-related equity rather than open-market buying or selling.
Grady Robert Edward reported acquisition or exercise transactions in this Form 4 filing.
STIFEL FINANCIAL CORP director Robert Edward Grady received a compensation grant of 2,450 Phantom Stock Units. These derivative units, tied to the company’s Common Stock, were awarded on June 9, 2026 at a reference price of $71.40 per unit.
The units vest quarterly over a one-year period, providing staged equity-based compensation, and the company notes there is no expiration date for these units. Separately, Grady holds 23,144 shares of Common Stock directly following the reported holdings entry, indicating an existing equity stake alongside the new award.
Stifel Financial Corp director Michael J. Zimmerman reported a new equity-based compensation grant. He received 2,450 Phantom Stock Units on Common Stock at a reference value of $71.40 per unit, classified as a grant or award acquisition. The units vest quarterly over a one-year period and have no expiration date. Following this filing, Zimmerman holds 71,562 shares of Common Stock directly, and 2,450 Phantom Stock Units tied to an equivalent number of underlying common shares.
Markus Maura A. reported acquisition or exercise transactions in this Form 4 filing.
STIFEL FINANCIAL CORP director Maura A. Markus reported a new equity-based award. On June 9, 2026, she received 2,450 Phantom Stock Units, each valued at $71.40 and tied to an equal number of shares of common stock.
The filing notes these units vest quarterly over a one-year period and have no expiration date. A separate line shows she holds 44,688 shares of common stock directly following the reported transactions, reflecting her existing equity position.
Stifel Financial Corp. reported results of its June 9, 2026 annual shareholder meeting. Shareholders approved amendments to the certificate of incorporation increasing total authorized stock from 197,000,000 to 294,000,000 shares, including an increase in authorized common stock from 194,000,000 to 291,000,000 shares.
They also approved amendments to the 2001 Incentive Stock Plan (2018 Restatement) to add capacity for 9,000,000 shares, including 175,000 reserved for non-employee directors. Twelve directors were elected, executive compensation received advisory approval, and KPMG LLP was ratified as independent auditor. There were 153,794,394 common shares outstanding as of the record date, with 142,320,057 shares represented, constituting a quorum.
Stifel Financial Corp director Michael W. Brown exercised 2,812 Phantom Stock Units into an equal number of Common Stock shares on June 4, 2026. Following this derivative exercise, he directly holds 103,264 Common Stock shares. Footnotes note this total reflects the 3-for-2 stock split payable on February 26, 2026.
Stifel Financial Corp director Michael J. Zimmerman exercised 2,812 Phantom Stock Units into Common Stock on June 4, 2026. The derivative exercise converted units at a stated price of $0.00 per unit, and Zimmerman now directly holds 71,562 shares of Common Stock.
A footnote states that this total share amount has been adjusted for a 3-for-2 stock split payable on February 26, 2026. The filing shows a routine compensation-related derivative conversion with no open-market buying or selling.
STIFEL FINANCIAL CORP director Maura A. Markus exercised phantom equity into common shares. On June 4, 2026, she converted 2,812 Phantom Stock Units into 2,812 shares of Common Stock at a stated price of $0.00 per share.
Following the exercise, her direct Common Stock holdings increased to 44,688 shares, and the Phantom Stock Units position related to this award was reduced to zero. A footnote states that this total has been adjusted for a 3-for-2 stock split payable on February 26, 2026.
STIFEL FINANCIAL CORP director David A. Peacock exercised 2,812 Phantom Stock Units into an equal number of Common Stock shares on June 4, 2026. The transaction was recorded at $0.00 per share and is held indirectly by a trust, bringing that trust’s holdings to 13,764 Common Stock shares. The phantom units position of 2,812 units was fully converted and now shows zero remaining. Reported totals reflect a 3-for-2 stock split payable on February 26, 2026.