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Stifel Financial (NYSE: SF) CEO receives phantom stock unit grants

Filing Impact
(Very High)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Stifel Financial Corp executive Christopher K. Reichert, CEO of Stifel Bank & Trust, reported awards of phantom stock units tied to company stock. On February 27, 2026, he acquired 5,402 and 4,051 phantom stock units, each referenced at $74.05 per unit. One grant vests in 20% increments over five years and the other in 10% increments over ten years, and the units have no expiration date. The totals reflect a 3-for-2 stock split payable on February 26, 2026. He also reports indirect ownership of 89,220 common shares held by a trust.

Positive

  • None.

Negative

  • None.
Insider REICHERT CHRISTOPHER K
Role CEO of Stifel Bank & Trust
Type Security Shares Price Value
Grant/Award Phantom Stock Units 5,402 $74.05 $400K
Grant/Award Phantom Stock Units 4,051 $74.05 $300K
holding Common Stock -- -- --
Holdings After Transaction: Phantom Stock Units — 29,041 shares (Direct); Common Stock — 89,220 shares (Indirect, by Trust)
Footnotes (1)
  1. This total has been adjusted to reflect the 3-for-2 stock split payable on February 26, 2026. Units vest in 20% increments over a five year period. No expiration date for these Units Units vest in 10% increments over a 10 year period.
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
REICHERT CHRISTOPHER K
(Last) (First) (Middle)
501 NORTH BROADWAY
(Street)
ST. LOUIS MO 63102
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
STIFEL FINANCIAL CORP [ SF ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
CEO of Stifel Bank & Trust
3. Date of Earliest Transaction (Month/Day/Year)
02/27/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 89,220(1) I by Trust
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Phantom Stock Units $0 02/27/2026 A 5,402 (2) (3) Common Stock 5,402 $74.05 29,041(1) D
Phantom Stock Units $0 02/27/2026 A 4,051 (4) (3) Common Stock 4,051 $74.05 33,092(1) D
Explanation of Responses:
1. This total has been adjusted to reflect the 3-for-2 stock split payable on February 26, 2026.
2. Units vest in 20% increments over a five year period.
3. No expiration date for these Units
4. Units vest in 10% increments over a 10 year period.
/s/ Christopher Reichert 03/03/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

What did Christopher K. Reichert report in this Stifel (SF) Form 4?

Christopher K. Reichert reported receiving two grants of phantom stock units linked to Stifel Financial Corp stock. The awards total 5,402 and 4,051 units, both referenced at $74.05 per unit, with structured multi-year vesting schedules and no expiration date disclosed.

How many phantom stock units did the Stifel (SF) executive receive?

The executive received two separate phantom stock unit awards: one for 5,402 units and another for 4,051 units. Both grants are referenced at a price of $74.05 per unit and are designed to vest gradually over several years according to specified schedules.

What are the vesting terms of the phantom stock units in this Stifel (SF) filing?

One phantom stock unit grant vests in 20% increments over a five-year period. The second grant vests in 10% increments over a ten-year period. Footnotes also state that these units have no expiration date, emphasizing their long-term incentive nature.

How did the 3-for-2 stock split affect the reported holdings for Stifel (SF)?

The filing notes that the reported total has been adjusted to reflect a 3-for-2 stock split payable on February 26, 2026. This means the unit counts shown already incorporate the split’s effect, providing investors with post-split equivalent figures rather than pre-split amounts.

What indirect common stock ownership is reported for Stifel (SF)?

The Form 4 shows indirect ownership of 89,220 shares of Stifel Financial Corp common stock held "by Trust." This line is reported as a holding rather than a new transaction, indicating an existing indirect position associated with a trust structure.

Who is the insider involved in this Stifel (SF) Form 4 and what is his role?

The insider is Christopher K. Reichert, identified as an officer serving as CEO of Stifel Bank & Trust. His Form 4 discloses grants of phantom stock units and reports his indirect ownership of common stock held through a trust, reflecting his compensation and equity exposure.