Stifel Financial director sells 4,700 shares

Stifel Financial Corp director Maryam S. Brown reported two sales of the company’s common stock on July 23, 2026.

Rhea-AI Filing Summary

Stifel Financial Corp director Maryam S. Brown reported two sales of the company’s common stock on July 23, 2026. She sold 2,500 shares at $79.2500 per share and 2,200 shares at $79.1400 per share, totaling 4,700 shares, in sales described as open market or private transactions. The filing indicates these trades were not made under a Rule 10b5-1 trading plan and reflect direct ownership transactions.

Insider Trade Summary

Net Seller: 4,700 shares

Net Sell 2 txns

Insider Brown Maryam S.

Role Director

Sold 4,700 shs ($372K)

Type	Security	Shares	Price	Value
Sale	Common Stock	2,500	$79.25	$198K
Sale	Common Stock	2,200	$79.14	$174K

Holdings After Transaction: Common Stock — 5,729 shares (Direct)

Key Figures

Shares sold (lot 1): 2,500 shares Price per share (lot 1): $79.2500 per share Shares sold (lot 2): 2,200 shares +2 more

5 metrics

Shares sold (lot 1) 2,500 shares Non-derivative sale of Common Stock on 2026-07-23 at $79.2500 per share

Price per share (lot 1) $79.2500 per share Per-share sale price for 2,500-share transaction on 2026-07-23

Shares sold (lot 2) 2,200 shares Non-derivative sale of Common Stock on 2026-07-23 at $79.1400 per share

Price per share (lot 2) $79.1400 per share Per-share sale price for 2,200-share transaction on 2026-07-23

Total shares sold 4,700 shares Aggregate common shares sold across both transactions on 2026-07-23

Key Terms

non-derivative, Rule 10b5-1, open market or private transaction

3 terms

non-derivative financial

"Each transaction is reported as a non-derivative holding of common stock."

Rule 10b5-1 financial

"The filing’s Rule 10b5-1 checkbox is not marked as affirming a plan."

Rule 10b5-1 is a regulation that allows company insiders to buy or sell their shares at predetermined times, even if they have access to non-public information. It acts like setting a schedule in advance for transactions, helping prevent accusations of unfair trading. This rule provides a way for insiders to plan trades transparently, giving investors confidence that these transactions are not based on hidden information.

open market or private transaction financial

"The sale code description is "Sale in open market or private transaction"."

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did Stifel Financial (SF) report for Maryam S. Brown?

Stifel Financial reported that director Maryam S. Brown sold a total of 4,700 shares of common stock on July 23, 2026. The sales occurred in two non-derivative transactions at $79.25 and $79.14 per share, described as open market or private transactions.

How many Stifel Financial (SF) shares did Maryam S. Brown sell in each trade?

Maryam S. Brown sold 2,500 shares of Stifel Financial common stock in one transaction and 2,200 shares in another, both dated July 23, 2026. Together, these sales total 4,700 shares reported as non-derivative common stock transactions.

At what prices were the Stifel Financial (SF) insider sales executed?

The reported sales were executed at $79.2500 per share for 2,500 shares and $79.1400 per share for 2,200 shares. Both prices are identified as per-share amounts for common stock transactions dated July 23, 2026.

Were Maryam S. Brown’s Stifel Financial (SF) stock sales under a Rule 10b5-1 plan?

The filing’s Rule 10b5-1 checkbox is not marked as affirming a trading plan, indicating these reported sales were not made pursuant to a Rule 10b5-1 arrangement. No footnotes provide alternative plan-related details for these specific transactions.

What type of security did Maryam S. Brown trade in Stifel Financial (SF)?

The transactions involve Common Stock of Stifel Financial, reported as non-derivative holdings. Both entries list common stock as the security title, confirming these were straightforward stock sales rather than option exercises or other derivative transactions.

Is Maryam S. Brown an officer or director of Stifel Financial (SF)?

Maryam S. Brown is reported as a director of Stifel Financial and not as a company officer. The structured data marks her director status while indicating no officer title and no ten percent ownership classification.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

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Accepted by SEC EDGAR 07/27/2026 - 04:33 PM EDT Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Brown Maryam S.

(Last) (First) (Middle)

501 NORTH BROADWAY

(Street)

ST. LOUIS MISSOURI 63102

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
STIFEL FINANCIAL CORP [ SF ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
07/23/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	07/23/2026		S		2,500	D	$79.25	7,929	D
Common Stock	07/23/2026		S		2,200	D	$79.14	5,729	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

	/s/ Maryam Brown	07/27/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)