Stifel Financial files notice to sell 4,700 shares

Stifel Financial Corp. common stock is the subject of a Form 144/A amended notice covering a proposed sale.

Rhea-AI Filing Summary

Stifel Financial Corp. common stock is the subject of a Form 144/A amended notice covering a proposed sale. The filing lists 4,700 shares of common stock to be sold through Stifel Nicolaus, with an indicated aggregate market value of $372,233.00 and 103,191,947 shares noted in the data. The proposed sale date is July 23, 2026 on the NYSE. The shares were previously acquired from the issuer on June 7, 2024, in a transaction described as shares acquired from the issuer.

Key Figures

Shares to be sold: 4,700 shares Aggregate market value: $372,233.00 Referenced share figure: 103,191,947 shares +2 more

5 metrics

Shares to be sold 4,700 shares Common stock listed for sale in the Form 144/A amendment

Aggregate market value $372,233.00 Value associated with the 4,700 shares of common stock

Referenced share figure 103,191,947 shares Share-related number included alongside the transaction data

Proposed sale date 07/23/2026 Planned date for selling the 4,700 shares on the NYSE

Acquisition date 06/07/2024 Date the 4,700 shares were acquired from the issuer

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What sale of Stifel Financial (SF) shares is disclosed in this Form 144/A amendment?

The Form 144/A amendment discloses a proposed sale of 4,700 shares of Stifel Financial common stock. The shares are expected to be sold on the NYSE, with an indicated aggregate market value of $372,233.00 tied to this transaction.

What is the aggregate market value of Stifel Financial (SF) shares covered by this Form 144/A?

The filing lists an aggregate market value of $372,233.00 for the 4,700 shares of Stifel Financial common stock. This value is associated with the proposed sale of these shares as disclosed in the amended Form 144/A notice.

When is the proposed sale date for the Stifel Financial (SF) shares in this Form 144/A?

The proposed sale date for the Stifel Financial common stock is listed as July 23, 2026. This date applies to the planned sale of 4,700 shares of common stock to be traded on the NYSE as indicated in the notice.

How many Stifel Financial (SF) shares were originally acquired and from whom, per this Form 144/A?

The filing states that 4,700 shares of Stifel Financial common stock were acquired from the issuer on June 7, 2024. The acquisition is described as “Shares acquired from Issuer,” with the issuer noted as the source of the shares.

What share-related figure besides the 4,700 shares is referenced for Stifel Financial (SF)?

In addition to the 4,700 shares to be sold, the filing includes a figure of 103,191,947 shares in its data. This number is presented alongside the transaction details as a share-related reference in the Form 144/A information.

On which exchange are the Stifel Financial (SF) shares in this Form 144/A expected to trade?

The common stock covered by this Form 144/A amendment is associated with trading on the NYSE. The filing notes the New York Stock Exchange in connection with the planned sale of 4,700 shares of Stifel Financial common stock.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 07/27/2026 - 04:26 PM EDT Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144/A

144/A: Filer Information

Filer CIK	0001764370
Filer CCC	XXXXXXXX
Previous Accession Number Of The Filing	0001764370-26-000003
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144/A: Issuer Information

Name of Issuer	STIFEL FINANCIAL CORP
SEC File Number	001-09305
Address of Issuer	ATTN: JAMES G. LASCHOBER 501 N. BROADWAY ST. LOUIS MISSOURI 63102-2102
Phone	314-342-2000
Name of Person for Whose Account the Securities are To Be Sold	Brown Maryam S.
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Director

144/A: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common Stock	Stifel Nicolaus 501 North Broadway St. Louis MO 63102	4700	372233.00	103191947	07/23/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144/A: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common Stock	06/07/2024	Shares acquired from Issuer	Issuer			4700	06/07/2024	N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144/A: Securities Sold During The Past 3 Months

Nothing to Report

144/A: Remarks and Signature

Remarks
Date of Notice	07/27/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	Maryam Brown
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)