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Stifel Financial Corp director Adam T. Berlew exercised equity units into common stock. On June 4, 2026, he converted 2,812 phantom stock units into an equal number of Stifel common shares at a stated price of $0.00 per share, reflecting a compensation-related, non-cash transaction. Following these conversions and related adjustments, Berlew directly holds 24,475 shares of Stifel common stock. The reported share total has been adjusted for a 3-for-2 stock split payable on February 26, 2026, indicating the figures reflect the post-split share count.
STIFEL FINANCIAL CORP director James P. Kavanaugh converted deferred compensation into common stock in a routine, non-market transaction. On June 4, 2026, 2,812 phantom stock units tied to common stock were disposed to the issuer and a matching 2,812 shares of common stock were acquired at no cash cost. Following these transactions, Kavanaugh directly holds 13,626 shares of common stock, with this total adjusted for the 3-for-2 stock split payable on February 26, 2026. The filing shows no remaining phantom stock units or other derivative positions.
STIFEL FINANCIAL CORP director Maryam S. Brown exercised phantom stock units into common shares. On this Form 4, she converted 2,812 Phantom Stock Units into 2,812 shares of Common Stock at a stated price of $0.00 per share.
Following the transaction, her directly owned Common Stock holdings increased to 10,429 shares. The filing notes that this total has been adjusted to reflect the 3-for-2 stock split payable on February 26, 2026. No derivative positions remain listed after this exercise.
Stifel Financial Corp director Lisa Landau Carnoy exercised 2,812 Phantom Stock Units into an equal number of common shares on June 4, 2026. The units converted at $0.00 per unit, reflecting a compensation-related derivative exercise rather than an open‑market purchase.
After the transaction, she directly holds 10,611 shares of Stifel common stock. The reported totals have been adjusted to reflect the company’s 3-for-2 stock split payable on February 26, 2026, and the exercised Phantom Stock Units balance is now zero.
Stifel Financial Corp. reported selected operating results for April 30, 2026, highlighting growth in client assets, loans, and treasury deposits. Management noted that these figures are limited indicators and should not be directly linked to full earnings.
Total client assets reached $568.9 billion, up 17% from April 30, 2025 and 6% from March 31, 2026. Fee-based client assets were $232.4 billion, rising 22% year over year and 6% sequentially, with Private Client Group fee-based assets matching that 22% annual and 6% quarterly growth.
Bank loans, net, increased to $23.4 billion, 9% above the prior year and 6% above March 31, 2026, reflecting stronger loan activity, including fund banking. Treasury deposits climbed to $11.1 billion, up 88% year over year and 7% sequentially, supported by strong venture banking growth, while client money market and insured product balances declined 4% year over year and 7% from March 31, 2026.
Stifel Financial Corp ownership disclosure: AQR Capital Management, LLC and parent AQR Capital Management Holdings, LLC report beneficial ownership of 8,469,863 shares of Common Stock, representing 5.47% of the class. The filing lists shared voting power of 8,174,548 and shared dispositive power of 8,469,863.
The Schedule 13G identifies AQR Capital Management, LLC as a wholly owned subsidiary of AQR Capital Management Holdings, LLC and is signed by an authorized signatory on 05/14/2026.
Stifel Financial Corp submitted a Form 13F holdings report that lists $108,790,749,397 as the Form 13F Information Table value total and 8,981 information‑table entries. The filing shows holdings reported on behalf of the filing manager and seven other included managers.
Stifel Financial Corp. reported sharply stronger results for the quarter ended March 31, 2026. Total revenues were $1,665,652,000, and net revenues after interest expense reached $1,478,161,000, reflecting broad-based growth in commissions, principal transactions, investment banking, and asset management.
Net income jumped to $251,419,000, with net income available to common shareholders of $242,099,000. Diluted earnings per share rose to $1.48, while basic EPS was $1.56. Results include a $49,784,000 gain on the sale of Stifel Independent Advisors, recorded in other income.
The balance sheet expanded, with total assets of $42,893,152,000 and total equity of $5,984,482,000. Bank loans held for investment, net, were $21,836,987,000, and the allowance for credit losses on loans stood at $115,178,000. Operating cash flow was a net use of $342,573,000, while financing activities provided $1,247,558,000, driven by higher bank deposits and securities financing.
Vanguard Capital Management reports beneficial ownership of 7,812,978 shares of Stifel Financial Corp common stock, representing 5.04% of the class. The disclosure states voting and dispositive powers (sole voting power: 1,165,414) and includes affiliated holdings "in accordance with SEC Release No. 34-39538 (January 12, 1998)."