Welcome to our dedicated page for Stifel Fin SEC filings (Ticker: SF), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Stifel Financial Corp. (NYSE: SF) SEC filings page brings together the company’s regulatory disclosures, including current and periodic reports filed with the U.S. Securities and Exchange Commission. As a financial services holding company with activities in wealth management, investment banking, trading, banking, and trust services, Stifel uses its SEC filings to report financial results, operating data, and material events affecting SF and its listed securities.
Recent Form 8-K filings show how Stifel reports selected operating results for specific month-ends, attaching press releases that detail total client assets, fee-based client assets, bank loans, client money market and insured product balances, and treasury deposits. Other 8-Ks furnish quarterly financial results, financial supplements, and presentation materials for earnings conference calls, giving investors a view into segment performance in Global Wealth Management and the Institutional Group.
According to these filings, Stifel’s securities registered under Section 12(b) of the Exchange Act include its common stock (SF), several series of non-cumulative perpetual preferred stock represented by depository shares (SF-PB, SF-PC, SF-PD), and 5.20% Senior Notes due 2047 (SFB), all listed on the New York Stock Exchange. Filings provide details on these instruments, along with capital ratios, risk-weighted assets, and other regulatory metrics in the firm’s financial supplements.
On Stock Titan, users can access SF filings as they are made available through EDGAR and use AI-powered summaries to interpret complex documents such as 8-Ks, 10-Qs, and 10-Ks. The platform highlights key points—like changes in client assets, segment revenues, capital structure, and disclosures about risks—so readers can quickly understand what each filing means without reading every line of the original document.
Stifel Financial Corp reported an insider stock transaction by its Senior VP & General Counsel. On 11/13/2025, the officer reported a transaction in common stock coded "G" involving the disposition of 1,000 shares at a reported price of $0 per share. Following this transaction, the officer directly beneficially owned 45,599 shares of Stifel Financial common stock.
Stifel Financial Corp (SF) insider filing: President James M. Zemlyak reported a transaction on 11/10/2025. The Form 4 lists a Transaction Code G entry for 10,000 shares of common stock at $0, indicating a reported gift. Following the transaction, his direct beneficial ownership is 1,144,549 shares. The filing also shows indirect holdings of 7,056 shares by his son and 421 shares by his wife.
Stifel Financial Corp (SF) filed a Form 13F holdings report, a quarterly disclosure of long U.S.-listed equity positions by institutional managers.
The filing lists a Form 13F Information Table Entry Total of 9,480 and a Form 13F Information Table Value Total of 109,529,357,252 (rounded to the nearest dollar). The report includes a Number of Other Included Managers: 7, reflecting affiliated advising entities consolidated under this report.
Stifel Financial Corp. reported stronger quarterly results for the three months ended September 30, 2025. Total revenues were $1,634.6 million, up from $1,475.9 million a year ago, with growth in investment banking ($323.5 million vs $243.2 million), asset management ($431.4 million vs $382.6 million), principal transactions ($177.9 million vs $137.1 million), and commissions ($206.1 million vs $183.4 million). Interest revenue softened to $481.5 million from $510.8 million, while interest expense fell to $205.2 million from $251.2 million, lifting net revenues to $1,429.4 million from $1,224.7 million.
Net income rose to $211.4 million from $158.5 million, and diluted EPS increased to $1.84 from $1.34. Non‑interest expenses increased to $1,143.4 million from $1,008.0 million, largely in compensation and benefits ($839.8 million vs $718.1 million) and other operating expenses. On the balance sheet, total assets were $41.69 billion versus $39.90 billion at year‑end, including loans held for investment of $21.04 billion versus $20.73 billion and bank deposits of $30.14 billion versus $29.10 billion. Operating cash flow improved to $734.6 million for the nine months, and common dividends declared were $0.46 per share for the quarter.
Stifel Financial Corp (SF): Schedule 13G/A (Amendment No. 2) — FMR LLC and Abigail P. Johnson reported beneficial ownership of 5,864,041.56 shares of Stifel Financial Corp common stock, representing 5.7% of the class, as of the event date 09/30/2025.
FMR LLC reports sole voting power over 5,824,223.54 shares and sole dispositive power over 5,864,041.56 shares. Abigail P. Johnson reports sole dispositive power over 5,864,041.56 shares and no voting power.
The filing certifies the securities were acquired and are held in the ordinary course and not to change or influence control. One or more other persons may have the right to receive dividends or sale proceeds; no single such person exceeds five percent.
Stifel Financial Corp. (SF) furnished its quarterly results materials. The company reported financial results for the quarter ended September 30, 2025, and furnished related documents under Item 2.02.
Stifel attached a press release (Exhibit 99.1), a Financial Supplement for the quarter ended September 30, 2025 (Exhibit 99.2), and a Financial Results Presentation (Exhibit 99.3). These exhibits are being furnished and are not deemed filed under the Exchange Act.
The company will hold a conference call on October 22, 2025, at 9:30 a.m. Eastern time to discuss the results and related matters.
Stifel Financial Corp. filed a current report to note that it issued a press release on September 25, 2025, providing selected operating results as of August 31, 2025. The company furnished this press release as Exhibit 99.1 under a Regulation FD disclosure, indicating it is being made available for informational purposes rather than as a formally filed financial statement. The report also reconfirms the company’s listed securities, including its common stock, several series of non-cumulative preferred stock represented by depository shares, and 5.20% senior notes due 2047 on the New York Stock Exchange.
James M. Zemlyak, Co‑President of Stifel Financial Corp. (SF), reported multiple family transactions and a disposal in August 2025. He sold 15,000 shares on 08/19/2025 at $112.90, after which he directly beneficially owned 1,154,549 shares. Several small purchases on 08/07, 08/11, 08/12 and 08/13 were reported as indirectly owned by his son, increasing that indirect holding incrementally to 7,037 shares; an additional 419 shares are reported indirectly by his wife. He also holds 86,354 phantom stock units that vest in 20% increments over five years and have no expiration date.
Ronald J. Kruszewski, CEO and Director of Stifel Financial Corp (SF), reported transactions reducing his direct common stock holdings. He contributed 9,000 shares on 08/15/2025 to an entity called Exchange Place All Capp II LP and sold 40,000 shares on 08/19/2025 at reported prices of $114.20 and $112.90 respectively. After these transactions his direct holdings are reported as 1,196,467 shares. He also holds 177,889 phantom stock units that vest in 20% increments over five years and have no expiration.
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