Welcome to our dedicated page for Stifel Fin SEC filings (Ticker: SF), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Stifel Financial Corp. (NYSE: SF) SEC filings page brings together the company’s regulatory disclosures, including current and periodic reports filed with the U.S. Securities and Exchange Commission. As a financial services holding company with activities in wealth management, investment banking, trading, banking, and trust services, Stifel uses its SEC filings to report financial results, operating data, and material events affecting SF and its listed securities.
Recent Form 8-K filings show how Stifel reports selected operating results for specific month-ends, attaching press releases that detail total client assets, fee-based client assets, bank loans, client money market and insured product balances, and treasury deposits. Other 8-Ks furnish quarterly financial results, financial supplements, and presentation materials for earnings conference calls, giving investors a view into segment performance in Global Wealth Management and the Institutional Group.
According to these filings, Stifel’s securities registered under Section 12(b) of the Exchange Act include its common stock (SF), several series of non-cumulative perpetual preferred stock represented by depository shares (SF-PB, SF-PC, SF-PD), and 5.20% Senior Notes due 2047 (SFB), all listed on the New York Stock Exchange. Filings provide details on these instruments, along with capital ratios, risk-weighted assets, and other regulatory metrics in the firm’s financial supplements.
On Stock Titan, users can access SF filings as they are made available through EDGAR and use AI-powered summaries to interpret complex documents such as 8-Ks, 10-Qs, and 10-Ks. The platform highlights key points—like changes in client assets, segment revenues, capital structure, and disclosures about risks—so readers can quickly understand what each filing means without reading every line of the original document.
James M. Marischen, identified as Chief Financial Officer and a director/officer of Stifel Financial Corp. (SF), reported a sale of 5,000 shares of Stifel common stock on 08/19/2025 at a reported price of $112.90 per share. After that transaction the reporting person beneficially owned 63,846 shares directly. The filing also discloses 31,171 phantom stock units held beneficially, which vest in 20% increments over five years and have no expiration date. The Form 4 was signed on 08/22/2025. The filing contains only the transactions and unit vesting terms listed and no additional commentary or explanations.
Mark P. Fisher, Senior Vice President & General Counsel of Stifel Financial Corp. (ticker: SF), reported a sale of 10,000 shares of Stifel common stock on 08/19/2025 at a reported price of $112.90 per share, leaving him with 46,599 shares beneficially owned after the transaction. The filing also discloses 30,114 phantom stock units held by Mr. Fisher that vest in 20% increments over five years and have no expiration date. The Form 4 was signed by Mr. Fisher on 08/21/2025.
Raymond Charles Bradford, Co-Head Global Institutional Equity Advisory and an officer of Stifel Financial Corp. (SF), reported a sale of 10,000 shares of Stifel common stock on 08/19/2025 at a price of $112.90 per share. After the transaction he beneficially owned 32,555 shares. The filing also reports 59,186 phantom stock units held indirectly, which vest in 20% increments over five years and carry no expiration date. The Form 4 was signed on 08/21/2025.
David D. Sliney, Chief Operating Officer of Stifel Financial Corp. (SF), reported an insider sale on Form 4. The filing shows a disposition of 15,000 shares of Common Stock on 08/19/2025 at a price of $112.90 per share, leaving 156,043 shares beneficially owned after the transaction. The report also discloses 32,919 Phantom Stock Units held, which vest in 20% increments over five years and have no expiration date. The Form 4 was signed on 08/21/2025 and was filed by one reporting person.
Thomas B. Michaud, Senior Vice President and director of Stifel Financial Corp (SF), reported a sale of common stock on 08/19/2025. The Form 4 shows a disposition of 20,000 shares at a price of $112.90 per share, leaving 69,469 shares beneficially owned directly after the transaction. The filing also reports 47,911 phantom stock units beneficially owned; those units vest in 20% increments over five years and have no expiration date. The Form 4 is signed on 08/21/2025.
This disclosure fulfills Section 16 reporting for an officer reporting a recent sale and provides details on outstanding phantom units and their vesting schedule.
Victor Nesi, Co-President of Stifel Financial Corp. (SF), reported a sale of 35,000 shares of the issuer's common stock on 08/19/2025 at a price of $112.9 per share. After the reported transaction the filing shows 149,360 shares beneficially owned as a direct owner and additional indirect holdings of 22,574 shares (trust), 31,000 shares (family trust) and 44,232 shares (children's trust).
The filing also discloses 82,251 phantom stock units held directly, described as vesting in 20% increments over five years with no expiration. The document is a Form 4 reporting changes in beneficial ownership by an officer and provides specific transaction, ownership and derivative-unit details.
Stifel Financial Corp filed a Form 13F reporting its institutional equity holdings for the quarter ended 06-30-2025. The report summarizes 9,316 holdings entries with an aggregate market value of $102,808,263,505 and lists 7 other included managers. The filing is signed on behalf of the firm by President James M. Zemlyak, representing a comprehensive holdings disclosure at scale.
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