Vanguard Capital reports 7.81M Stifel shares (NYSE: SF) filed 13G
Filing Impact
Filing Sentiment
Form Type
SCHEDULE 13G
Rhea-AI Filing Summary
Vanguard Capital Management reports beneficial ownership of 7,812,978 shares of Stifel Financial Corp common stock, representing 5.04% of the class. The disclosure states voting and dispositive powers (sole voting power: 1,165,414) and includes affiliated holdings "in accordance with SEC Release No. 34-39538 (January 12, 1998)."
Positive
- None.
Negative
- None.
Key Figures
Beneficial ownership: 7,812,978 shares
Percent of class: 5.04%
Sole voting power: 1,165,414 shares
+3 more
6 metrics
Beneficial ownership
7,812,978 shares
Item 4: Amount beneficially owned
Percent of class
5.04%
Item 4: Percent of class
Sole voting power
1,165,414 shares
Item 4(i): Sole power to vote
Sole dispositive power
7,812,978 shares
Item 4(iii): Sole power to dispose
Signature date
04/30/2026
Signed by Ashley Grim
CUSIP
860630102
Cover: CUSIP Number(s)
Key Terms
Schedule 13G, beneficially owned, sole dispositive power, SEC Release No. 34-39538
4 terms
Schedule 13G regulatory
"Item 1. | (a) | Name of issuer: Stifel Financial Corp"
A Schedule 13G is a formal document that investors file with the government when they acquire a large ownership stake in a company, usually for investment purposes rather than control. It helps keep the public informed about who owns significant parts of a company's shares, which can influence how the company is managed and how investors make decisions. Filing this schedule is important for transparency and understanding the ownership landscape of publicly traded companies.
beneficially owned financial
"Item 4. | Ownership (a) | Amount beneficially owned: 7812978"
Beneficially owned describes securities or assets where a person has the economic rights and control—such as the right to receive dividends and to direct voting—even if legal title is held in another name. Think of it like having the keys and using a car that’s registered to someone else: you get the benefits and make decisions. Investors care because beneficial ownership reveals who truly controls value and voting power, affecting corporate decisions and takeover dynamics.
sole dispositive power financial
"Item 4(iii) | Sole power to dispose or to direct the disposition of: 7812978"
Sole dispositive power is the exclusive legal authority to decide what happens to a security — for example, whether to sell, transfer, or retain shares — without needing anyone else’s permission. Investors care because it signals who truly controls the economic outcome of an investment: like holding the only key to a safe, the holder can realize gains or losses and may trigger regulatory reporting, insider rules, or influence over corporate ownership.
SEC Release No. 34-39538 regulatory
"Comment for In accordance with SEC Release No. 34-39538 (January 12, 1998)"
FAQ
What voting power does Vanguard Capital Management hold in SF?
The filing shows sole voting power of 1,165,414 shares. Shared voting power is reported as 0, per the Schedule 13G disclosure.
When was the Schedule 13G signed for Vanguard's SF position?
The form is signed on 04/30/2026 by Ashley Grim, Head of Global Fund Administration. The reported ownership figures appear in Item 4 of the filing.
Is any other person reported to hold more than 5% of SF on behalf of Vanguard?
No. The filing states no one other person's interest in the reported securities exceeds 5%, and holdings include Vanguard-managed funds and accounts.