Welcome to our dedicated page for Stifel Fin SEC filings (Ticker: SF), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Stifel Financial Corp. (NYSE: SF) SEC filings page brings together the company’s regulatory disclosures, including current and periodic reports filed with the U.S. Securities and Exchange Commission. As a financial services holding company with activities in wealth management, investment banking, trading, banking, and trust services, Stifel uses its SEC filings to report financial results, operating data, and material events affecting SF and its listed securities.
Recent Form 8-K filings show how Stifel reports selected operating results for specific month-ends, attaching press releases that detail total client assets, fee-based client assets, bank loans, client money market and insured product balances, and treasury deposits. Other 8-Ks furnish quarterly financial results, financial supplements, and presentation materials for earnings conference calls, giving investors a view into segment performance in Global Wealth Management and the Institutional Group.
According to these filings, Stifel’s securities registered under Section 12(b) of the Exchange Act include its common stock (SF), several series of non-cumulative perpetual preferred stock represented by depository shares (SF-PB, SF-PC, SF-PD), and 5.20% Senior Notes due 2047 (SFB), all listed on the New York Stock Exchange. Filings provide details on these instruments, along with capital ratios, risk-weighted assets, and other regulatory metrics in the firm’s financial supplements.
On Stock Titan, users can access SF filings as they are made available through EDGAR and use AI-powered summaries to interpret complex documents such as 8-Ks, 10-Qs, and 10-Ks. The platform highlights key points—like changes in client assets, segment revenues, capital structure, and disclosures about risks—so readers can quickly understand what each filing means without reading every line of the original document.
Stifel Financial Corp Chief Executive Officer Ronald J. Kruszewski reported insider transactions involving common stock and phantom stock units dated January 13, 2026. He exercised 52,427 phantom stock units at an exercise price of $0, receiving the same number of common shares.
On the same date, he disposed of 21,974 common shares in a transaction coded "F" at a price of $125.22 per share, typically used to indicate shares withheld or sold to cover taxes. After these transactions, he directly owned 1,207,060 common shares and 125,462 phantom stock units.
Stifel Financial Corp's Chief Financial Officer, James Marischen, reported equity award activity in company stock. On January 13, 2026, he exercised 12,055 Phantom Stock Units into 12,055 shares of common stock at an exercise price of
Stifel Financial Corp president James Zemlyak reported several equity transactions in company securities. On January 13, 2026, 25,570 Phantom Stock Units, which are currently exercisable with no expiration date, were settled into 25,570 shares of common stock at $0 per share. On the same date, 10,143 common shares were disposed of at $125.22 per share, leaving 1,149,976 common shares held directly.
He also reports indirect holdings of 7,081 common shares held by his son and 421 common shares held by his wife. After these transactions, he continues to hold 60,784 Phantom Stock Units directly.
Stifel Financial Corp executive David Rubulotta, Co-Head Fixed Inc Cap Mkts, reported equity transactions involving company stock. On January 13, 2026, he acquired 2,302 shares of common stock at an exercise price of $0 through the conversion of Phantom Stock Units, leaving him with 8,599 Phantom Stock Units that are currently exercisable with no expiration date.
On the same date, 910 shares of common stock were disposed of at a price of $125.22 per share, resulting in 1,392 shares of common stock beneficially owned directly following the reported transactions.
Stifel Financial Corp insider Brantley McDuffie, Co Head FI Capital Markets, reported activity in common stock and phantom stock units on January 13, 2026. He exercised 2,094 phantom stock units at $0 into an equal number of common shares, leaving 4,921 phantom stock units beneficially owned. On the same date, 840 common shares were disposed of at $125.22, described as an F-code transaction typically used for tax withholding, resulting in 1,254 common shares held directly after the transactions. The phantom stock units are noted as currently exercisable with no expiration date.
Stifel Financial Corp executive Charles Bradford Raymond reported routine equity compensation activity involving company stock. On January 13, 2026, 20,927 Phantom Stock Units were converted into 20,927 shares of Stifel common stock at an exercise price of $0, increasing his directly held common shares to 53,482 immediately after the conversion.
On the same date, 10,456 shares of common stock were disposed of at $125.22 per share in a transaction coded "F," which typically reflects share withholding to cover taxes on equity awards. After this withholding, Raymond directly held 43,026 shares of Stifel common stock. He also directly held 38,259 Phantom Stock Units, which the filing notes are currently exercisable and have no expiration date.
Stifel Financial Corp's Chief Executive Officer and director reported a change in his personal holdings of the company’s common stock. On 12/26/2025, a transaction in Stifel Financial common stock with transaction code G involved 10,000 shares at a stated price of $0 per share. After this transaction, the reporting person directly and beneficially owned 1,176,547 shares of Stifel Financial common stock.
Stifel Financial Corp (SF) insider transaction: A company officer, listed as President, reported a gift of 10,000 shares of Stifel Financial Corp common stock on 12/26/2025. The transaction is coded "G" and shows a price of $0, indicating it was a non-cash transfer. Following this transaction, the reporting person beneficially owns 1,134,549 shares directly, plus 7,081 shares held indirectly through a son and 421 shares held indirectly through a wife. The filing is made by one reporting person and reflects updated ownership levels after the gifted shares.
Stifel Financial Corp's Chief Operating Officer David Sliney reported a change in his holdings of the company’s common stock. On 12/22/2025, he reported a transaction coded "G" involving 750 shares at a price of $0, which typically reflects a transfer such as a gift rather than an open-market trade. Following this transaction, he beneficially owned 155,293 shares of Stifel Financial common stock in direct ownership.
Stifel Financial Corp reported an insider stock transfer by its Chief Financial Officer. On 12/18/2025, the CFO filed a Form 4 showing a transaction in the company’s common stock coded as a gift. The officer disposed of 395 shares at a reported price of $0, reflecting that the shares were given away rather than sold. After this transaction, the CFO directly beneficially owns 63,451 shares of Stifel Financial common stock.