Welcome to our dedicated page for Stifel Fin SEC filings (Ticker: SF), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Stifel Financial Corp. (NYSE: SF) SEC filings page brings together the company’s regulatory disclosures, including current and periodic reports filed with the U.S. Securities and Exchange Commission. As a financial services holding company with activities in wealth management, investment banking, trading, banking, and trust services, Stifel uses its SEC filings to report financial results, operating data, and material events affecting SF and its listed securities.
Recent Form 8-K filings show how Stifel reports selected operating results for specific month-ends, attaching press releases that detail total client assets, fee-based client assets, bank loans, client money market and insured product balances, and treasury deposits. Other 8-Ks furnish quarterly financial results, financial supplements, and presentation materials for earnings conference calls, giving investors a view into segment performance in Global Wealth Management and the Institutional Group.
According to these filings, Stifel’s securities registered under Section 12(b) of the Exchange Act include its common stock (SF), several series of non-cumulative perpetual preferred stock represented by depository shares (SF-PB, SF-PC, SF-PD), and 5.20% Senior Notes due 2047 (SFB), all listed on the New York Stock Exchange. Filings provide details on these instruments, along with capital ratios, risk-weighted assets, and other regulatory metrics in the firm’s financial supplements.
On Stock Titan, users can access SF filings as they are made available through EDGAR and use AI-powered summaries to interpret complex documents such as 8-Ks, 10-Qs, and 10-Ks. The platform highlights key points—like changes in client assets, segment revenues, capital structure, and disclosures about risks—so readers can quickly understand what each filing means without reading every line of the original document.
Stifel Financial Corp. filed a current report noting that on December 18, 2025 it issued a press release disclosing selected operating results for November 30, 2025. The press release is included as Exhibit 99.1 to the report.
The operating information in Exhibit 99.1 is being furnished under Regulation FD and Item 2.02, meaning it is not deemed “filed” for purposes of Section 18 of the Exchange Act and is not automatically incorporated by reference into other Securities Act or Exchange Act filings.
Stifel Financial Corp. director Victor Nesi reported an internal stock transfer in this Form 4. On December 8, 2025, he recorded a transaction coded “G” (gift) involving 19,401 shares of common stock at a price of $0, moving shares between his direct and trust holdings.
After the reported transaction, Nesi beneficially owns 129,959 Stifel common shares directly and 41,975 shares indirectly through a trust, plus 31,000 shares through a family trust and 44,232 shares through a children’s trust. The filing reflects a change in how his existing ownership is held rather than a market purchase or sale.
Stifel Financial Corp's Chief Executive Officer and director Ronald Kruszewski reported a change in his personal holdings of the company’s common stock. On 12/08/2025, he disposed of 10,000 shares of Stifel Financial Corp common stock in a transaction coded "G," which indicates a gift. The reported transaction price was $0 per share, consistent with a non-sale transfer such as gifting.
Following this transaction, Kruszewski beneficially owns 1,186,547 shares of Stifel Financial Corp common stock in direct form. This filing reflects an insider ownership update rather than an operational or earnings-related event for the company.
Stifel Financial Corp (SF) director reports small share transfer
A director of Stifel Financial Corp reported a transaction in the company’s common stock on a Form 4. On 11/20/2025, the reporting person disposed of 255 shares of Stifel Financial common stock in a transaction coded "G," which typically denotes a gift. The reported price of the transaction was $0 per share, consistent with a non-cash transfer such as a gift. After this transaction, the director directly beneficially owned 9,573 shares of Stifel Financial common stock.
Stifel Financial Corp. (SF) filed a current report to announce that it has released a press release with selected operating results as of October 31, 2025. The company furnished this information under a Regulation FD disclosure, meaning it is sharing operational updates broadly with the market. The press release is attached as an exhibit to the filing and is incorporated by reference, but its contents are treated as furnished rather than filed, which limits their use for certain legal liability purposes under the securities laws.
Stifel Financial Corp (SF)11/13/2025, the reporting person, serving as a director, recorded a transaction in Table I coded "G," indicating a gift of 3,000 shares of common stock at a reported price of $0. The shares are shown as disposed of and were held indirectly by a trust.
After this gift, the reporting person is shown as beneficially owning 7,241 shares of Stifel Financial common stock, held indirectly through the trust. The filing is made on Form 4 for one reporting person and reflects a routine insider ownership update rather than an open-market trade.
Stifel Financial Corp reported an insider stock transaction by its Senior VP & General Counsel. On 11/13/2025, the officer reported a transaction in common stock coded "G" involving the disposition of 1,000 shares at a reported price of $0 per share. Following this transaction, the officer directly beneficially owned 45,599 shares of Stifel Financial common stock.
Stifel Financial Corp (SF) insider filing: President James M. Zemlyak reported a transaction on 11/10/2025. The Form 4 lists a Transaction Code G entry for 10,000 shares of common stock at $0, indicating a reported gift. Following the transaction, his direct beneficial ownership is 1,144,549 shares. The filing also shows indirect holdings of 7,056 shares by his son and 421 shares by his wife.
Stifel Financial Corp (SF) filed a Form 13F holdings report, a quarterly disclosure of long U.S.-listed equity positions by institutional managers.
The filing lists a Form 13F Information Table Entry Total of 9,480 and a Form 13F Information Table Value Total of 109,529,357,252 (rounded to the nearest dollar). The report includes a Number of Other Included Managers: 7, reflecting affiliated advising entities consolidated under this report.
Stifel Financial Corp. reported stronger quarterly results for the three months ended September 30, 2025. Total revenues were $1,634.6 million, up from $1,475.9 million a year ago, with growth in investment banking ($323.5 million vs $243.2 million), asset management ($431.4 million vs $382.6 million), principal transactions ($177.9 million vs $137.1 million), and commissions ($206.1 million vs $183.4 million). Interest revenue softened to $481.5 million from $510.8 million, while interest expense fell to $205.2 million from $251.2 million, lifting net revenues to $1,429.4 million from $1,224.7 million.
Net income rose to $211.4 million from $158.5 million, and diluted EPS increased to $1.84 from $1.34. Non‑interest expenses increased to $1,143.4 million from $1,008.0 million, largely in compensation and benefits ($839.8 million vs $718.1 million) and other operating expenses. On the balance sheet, total assets were $41.69 billion versus $39.90 billion at year‑end, including loans held for investment of $21.04 billion versus $20.73 billion and bank deposits of $30.14 billion versus $29.10 billion. Operating cash flow improved to $734.6 million for the nine months, and common dividends declared were $0.46 per share for the quarter.