Welcome to our dedicated page for Stifel Fin SEC filings (Ticker: SF), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Stifel Financial Corp. (NYSE: SF) SEC filings page brings together the company’s regulatory disclosures, including current and periodic reports filed with the U.S. Securities and Exchange Commission. As a financial services holding company with activities in wealth management, investment banking, trading, banking, and trust services, Stifel uses its SEC filings to report financial results, operating data, and material events affecting SF and its listed securities.
Recent Form 8-K filings show how Stifel reports selected operating results for specific month-ends, attaching press releases that detail total client assets, fee-based client assets, bank loans, client money market and insured product balances, and treasury deposits. Other 8-Ks furnish quarterly financial results, financial supplements, and presentation materials for earnings conference calls, giving investors a view into segment performance in Global Wealth Management and the Institutional Group.
According to these filings, Stifel’s securities registered under Section 12(b) of the Exchange Act include its common stock (SF), several series of non-cumulative perpetual preferred stock represented by depository shares (SF-PB, SF-PC, SF-PD), and 5.20% Senior Notes due 2047 (SFB), all listed on the New York Stock Exchange. Filings provide details on these instruments, along with capital ratios, risk-weighted assets, and other regulatory metrics in the firm’s financial supplements.
On Stock Titan, users can access SF filings as they are made available through EDGAR and use AI-powered summaries to interpret complex documents such as 8-Ks, 10-Qs, and 10-Ks. The platform highlights key points—like changes in client assets, segment revenues, capital structure, and disclosures about risks—so readers can quickly understand what each filing means without reading every line of the original document.
Stifel Financial Corp (SF): Schedule 13G/A (Amendment No. 2) — FMR LLC and Abigail P. Johnson reported beneficial ownership of 5,864,041.56 shares of Stifel Financial Corp common stock, representing 5.7% of the class, as of the event date 09/30/2025.
FMR LLC reports sole voting power over 5,824,223.54 shares and sole dispositive power over 5,864,041.56 shares. Abigail P. Johnson reports sole dispositive power over 5,864,041.56 shares and no voting power.
The filing certifies the securities were acquired and are held in the ordinary course and not to change or influence control. One or more other persons may have the right to receive dividends or sale proceeds; no single such person exceeds five percent.
Stifel Financial Corp. (SF) furnished its quarterly results materials. The company reported financial results for the quarter ended September 30, 2025, and furnished related documents under Item 2.02.
Stifel attached a press release (Exhibit 99.1), a Financial Supplement for the quarter ended September 30, 2025 (Exhibit 99.2), and a Financial Results Presentation (Exhibit 99.3). These exhibits are being furnished and are not deemed filed under the Exchange Act.
The company will hold a conference call on October 22, 2025, at 9:30 a.m. Eastern time to discuss the results and related matters.
Stifel Financial Corp. filed a current report to note that it issued a press release on September 25, 2025, providing selected operating results as of August 31, 2025. The company furnished this press release as Exhibit 99.1 under a Regulation FD disclosure, indicating it is being made available for informational purposes rather than as a formally filed financial statement. The report also reconfirms the company’s listed securities, including its common stock, several series of non-cumulative preferred stock represented by depository shares, and 5.20% senior notes due 2047 on the New York Stock Exchange.
Stifel Financial Corp. filed a current report to let investors know it has released a press release with selected operating results as of July 31, 2025. The company furnished this press release as Exhibit 99.1 to the report, making the information publicly available under Regulation FD.
The disclosure is made under Item 2.02 and Item 7.01, and the company specifies that the information in the exhibit is being furnished, not filed, so it is not subject to certain liability provisions of the Securities Exchange Act. No major transactions or detailed financial statements are included in this report beyond referencing the press release.
James M. Zemlyak, Co‑President of Stifel Financial Corp. (SF), reported multiple family transactions and a disposal in August 2025. He sold 15,000 shares on 08/19/2025 at $112.90, after which he directly beneficially owned 1,154,549 shares. Several small purchases on 08/07, 08/11, 08/12 and 08/13 were reported as indirectly owned by his son, increasing that indirect holding incrementally to 7,037 shares; an additional 419 shares are reported indirectly by his wife. He also holds 86,354 phantom stock units that vest in 20% increments over five years and have no expiration date.
Ronald J. Kruszewski, CEO and Director of Stifel Financial Corp (SF), reported transactions reducing his direct common stock holdings. He contributed 9,000 shares on 08/15/2025 to an entity called Exchange Place All Capp II LP and sold 40,000 shares on 08/19/2025 at reported prices of $114.20 and $112.90 respectively. After these transactions his direct holdings are reported as 1,196,467 shares. He also holds 177,889 phantom stock units that vest in 20% increments over five years and have no expiration.
James M. Marischen, identified as Chief Financial Officer and a director/officer of Stifel Financial Corp. (SF), reported a sale of 5,000 shares of Stifel common stock on 08/19/2025 at a reported price of $112.90 per share. After that transaction the reporting person beneficially owned 63,846 shares directly. The filing also discloses 31,171 phantom stock units held beneficially, which vest in 20% increments over five years and have no expiration date. The Form 4 was signed on 08/22/2025. The filing contains only the transactions and unit vesting terms listed and no additional commentary or explanations.
Mark P. Fisher, Senior Vice President & General Counsel of Stifel Financial Corp. (ticker: SF), reported a sale of 10,000 shares of Stifel common stock on 08/19/2025 at a reported price of $112.90 per share, leaving him with 46,599 shares beneficially owned after the transaction. The filing also discloses 30,114 phantom stock units held by Mr. Fisher that vest in 20% increments over five years and have no expiration date. The Form 4 was signed by Mr. Fisher on 08/21/2025.
Raymond Charles Bradford, Co-Head Global Institutional Equity Advisory and an officer of Stifel Financial Corp. (SF), reported a sale of 10,000 shares of Stifel common stock on 08/19/2025 at a price of $112.90 per share. After the transaction he beneficially owned 32,555 shares. The filing also reports 59,186 phantom stock units held indirectly, which vest in 20% increments over five years and carry no expiration date. The Form 4 was signed on 08/21/2025.
David D. Sliney, Chief Operating Officer of Stifel Financial Corp. (SF), reported an insider sale on Form 4. The filing shows a disposition of 15,000 shares of Common Stock on 08/19/2025 at a price of $112.90 per share, leaving 156,043 shares beneficially owned after the transaction. The report also discloses 32,919 Phantom Stock Units held, which vest in 20% increments over five years and have no expiration date. The Form 4 was signed on 08/21/2025 and was filed by one reporting person.